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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/16/15 Level Four Financial, LLC MA-I/A 10/21/15 1:9K
10/16/15 Campbell Soup Co. ARS 8/2/15 1:2K SEC #7
10/16/15 Dycom Industries Inc. ARS 7/25/15 1:2K SEC #7
10/16/15 Shareholder Services Inc./CO/TA TA-1/A 10/26/15 1:11K
10/16/15 Winters & Co. Advisors, LLC MA-I/A 10/19/15 1:7K
10/16/15 Melio & Co., LLC MA-I/A 10/19/15 1:11K
10/16/15 Melio & Co., LLC MA-I/A 10/19/15 1:9K
10/16/15 Melio & Co., LLC MA-I 10/19/15 1:9K
10/16/15 George K. Baum & Co. MA-I/A 10/19/15 1:8K
10/16/15 Public Advisory Corp. MA-I/A 10/19/15 1:7K
10/16/15‡ GelTech Solutions, Inc. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ Guided Therapeutics Inc. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ Bryn Mawr Bank Corp. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ Samson Oil & Gas Ltd. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ Madrigal Pharmaceuticals, Inc. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ Teekay Tankers Ltd. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ BioLineRx Ltd. EFFECT 10/16/15 1:2K SEC #5
10/16/15‡ NorthStar RE Income II, Inc. EFFECT 10/16/15 1:2K SEC #5
9:58pm† Columbia Pacific Advisors, LLC 4 10% Owner² 1:5K Modsys International Ltd.
9:32pm Weil Kevin 4 Officer² 1:5K Twitter, Inc. RDG Filings/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -Q | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | ARS | Annual Report to Security Holders. | | EFFECT | SEC Notice of Effectiveness. | | MA-I | Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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