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Filed as of Monday, 9/14/15
14
SEP


        

1,717  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/14/15  Applied Industrial Techs Inc.     ARS         6/30/15    1:2K                                     SEC #7                   
 9/14/15  First Empire Securities, Inc.     MA-I        10/1/15    1:10K                                                             
 9/14/15  First Empire Securities, Inc.     MA-I        10/1/15    1:10K                                                             
 9/14/15  Cboe BZX Exchange, Inc.           19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe BYX Exchange, Inc.           19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe EDGA Exchange, Inc.          19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe EDGX Exchange, Inc.          19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe BZX Exchange, Inc.           19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe BYX Exchange, Inc.           19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe EDGX Exchange, Inc.          19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  Cboe EDGA Exchange, Inc.          19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  NYSE Chicago, Inc.                19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15  NYSE Chicago, Inc.                19B-4E      9/14/15    1:2K                                     SEC #7                   
 9/14/15 Oppenheimer & Co. Inc.            MA-I        9/22/15    1:10K                                                             
 9/14/15  Inte Securities LLC               FOCUSN      6/30/15    1:2K                                     SEC #7                   
 9/14/15  Coinbase Capital Markets Corp.    X-17A-5     6/30/15    1:2K                                     SEC #7                   
 9/14/15  Security Research Assocs, Inc.    X-17A-5     6/30/15    1:2K                                     SEC #7                   
 9/14/15  Locust Walk Securities, LLC       X-17A-5/A   6/30/15    1:2K                                     SEC #7                   
 9/14/15‡ Citycode Financial LLC            MA/A        9/15/15    1:10K                                                             
 9/14/15  Citycode Financial LLC            MA-I/A      9/15/15    1:9K                                                              
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ARS    Annual Report to Security Holders.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  MA-I    Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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