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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/24/14 Cboe BYX Exchange, Inc. 1/A 3/18/15 1:2K SEC #7
9/24/14 Gorham Savings Bank MA-I 1/30/15 1:8K
9/24/14 Cboe BZX Exchange, Inc. 1/A 1/29/15 1:2K SEC #7
9/24/14 Cboe EDGX Exchange, Inc. 1/A 1/29/15 1:2K SEC #7
9/24/14 Cboe EDGA Exchange, Inc. 1/A 1/28/15 1:2K SEC #7
9/24/14‡ Veyron & Co. (US) LLC MA-I 1/15/15 1:15K
9/24/14 Grant Street Securities, Inc. MA 12/17/14 1:12K
9/24/14 Cboe BZX Exchange, Inc. 19B-4E 9/24/14 1:2K SEC #7
9/24/14 Cboe BYX Exchange, Inc. 19B-4E 9/24/14 1:2K SEC #7
9/24/14 Cboe EDGA Exchange, Inc. 19B-4E 9/24/14 1:2K SEC #7
9/24/14 Cboe EDGX Exchange, Inc. 19B-4E 9/24/14 1:2K SEC #7
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:8K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:10K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:8K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:9K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:9K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:8K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:9K
9/24/14‡ Atlantic-Pacific Capital, Inc. MA-I 10/30/14 1:8K
9/24/14‡ Harris Housing Advisors LLC MA-I 10/30/14 1:8K
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 1 | Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | MA | Application for Registration by a Municipal Advisor — Form MA. | | MA-I | Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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