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Filed as of Monday, 12/24/12
24
DEC


        

127  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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12/24/12  NYSE Chicago, Inc.                19B-4E     12/24/12    1:1K                                     SEC #7                   
12/24/12  NYSE Chicago, Inc.                19B-4E     12/24/12    1:1K                                     SEC #7                   
12/24/12  NYSE Chicago, Inc.                19B-4E     12/24/12    1:1K                                     SEC #7                   
12/24/12  Pacific Stock Transfer Co./TA     TA-1/A       1/3/13    1:9K                                                              
12/24/12  Environmental Packaging Tech… Inc 10-K        9/30/12   34:1.6M                                   Discount Edgar/FA        
12/24/12 US VR Global.com Inc.             EFFECT     12/24/12    1:2K                                     SEC #5                   
12/24/12‡ Westway Group, Inc.               8-K:1,8,9  12/20/12    8:1.4M                                   Donnelley … Solutions/FA 
12/24/12‡ Dune Energy Inc.                  424B3      12/21/12    1:660K                                   Donnelley … Solutions/FA 
12/24/12‡ Dune Energy Inc.                  8-K:1,3,9  12/20/12    3:634K                                   Donnelley … Solutions/FA 
12/24/12‡ Cornerstone Building Brands, Inc. 10-K       10/28/12  142:14M                                    Toppan Merrill/FA        
12/24/12‡ Spark Networks Inc.               8-K:5,9    12/17/12    2:27K                                    Donnelley … Solutions/FA 
12/24/12‡ Hydrocarb Energy Corp.            10-Q       10/31/12   61:5.4M                                   Broadridge Fin’l So… Inc 
12/24/12‡ Real Hip-Hop Network, Inc.        8-K:4,9    12/18/12    2:33K                                    Edgar.Tech Fili… Svcs/FA 
12/24/12‡ CHC Helicopter S.A.               8-K:8      12/20/12    1:18K                                    Donnelley … Solutions/FA 
12/24/12‡ Accelera Innovations, Inc.        8-K:4,9    12/18/12    2:34K                                    Edgar.Tech Fili… Svcs/FA 
12/24/12‡ Mannkind Corp.                    8-K:5,8,9  12/20/12    2:23K                                    Donnelley … Solutions/FA 
12/24/12‡ BuildingIQ, Inc.                  D          12/24/12    1:8K                                                              
12/24/12‡ Barclays Bank plc                 424B2      12/21/12    1:773K                                   Donnelley … Solutions/FA 
12/24/12‡ Scott Richard L                   SC 13D/A   12/21/12    1:28K  Argan Inc.                        Donnelley … Solutions/FA 
12/24/12‡ Knight Capital Group LLC          8-K:1,5,9  12/19/12    4:1.2M                                   Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  10-Q    Quarterly Report — Form 10-Q.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  424B2    Prospectus – Primary Offering or Shelf Securities.
  424B3    Prospectus – New Facts or Events.
  D    Notice of an Exempt Offering of Securities — Form D.
  EFFECT    SEC Notice of Effectiveness.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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