|
---|
As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
---|
|
---|
12/24/12 NYSE Chicago, Inc. 19B-4E 12/24/12 1:1K SEC #7
12/24/12 NYSE Chicago, Inc. 19B-4E 12/24/12 1:1K SEC #7
12/24/12 NYSE Chicago, Inc. 19B-4E 12/24/12 1:1K SEC #7
12/24/12 Pacific Stock Transfer Co./TA TA-1/A 1/3/13 1:9K
12/24/12 Environmental Packaging Tech… Inc 10-K 9/30/12 34:1.6M Discount Edgar/FA
12/24/12‡ US VR Global.com Inc. EFFECT 12/24/12 1:2K SEC #5
12/24/12‡ Westway Group, Inc. 8-K:1,8,9 12/20/12 8:1.4M Donnelley … Solutions/FA
12/24/12‡ Dune Energy Inc. 424B3 12/21/12 1:660K Donnelley … Solutions/FA
12/24/12‡ Dune Energy Inc. 8-K:1,3,9 12/20/12 3:634K Donnelley … Solutions/FA
12/24/12‡ Cornerstone Building Brands, Inc. 10-K 10/28/12 142:14M Toppan Merrill/FA
12/24/12‡ Spark Networks Inc. 8-K:5,9 12/17/12 2:27K Donnelley … Solutions/FA
12/24/12‡ Hydrocarb Energy Corp. 10-Q 10/31/12 61:5.4M Broadridge Fin’l So… Inc
12/24/12‡ Real Hip-Hop Network, Inc. 8-K:4,9 12/18/12 2:33K Edgar.Tech Fili… Svcs/FA
12/24/12‡ CHC Helicopter S.A. 8-K:8 12/20/12 1:18K Donnelley … Solutions/FA
12/24/12‡ Accelera Innovations, Inc. 8-K:4,9 12/18/12 2:34K Edgar.Tech Fili… Svcs/FA
12/24/12‡ Mannkind Corp. 8-K:5,8,9 12/20/12 2:23K Donnelley … Solutions/FA
12/24/12‡ BuildingIQ, Inc. D 12/24/12 1:8K
12/24/12‡ Barclays Bank plc 424B2 12/21/12 1:773K Donnelley … Solutions/FA
12/24/12‡ Scott Richard L SC 13D/A 12/21/12 1:28K Argan Inc. Donnelley … Solutions/FA
12/24/12‡ Knight Capital Group LLC 8-K:1,5,9 12/19/12 4:1.2M Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | 424B2 | Prospectus – Primary Offering or Shelf Securities. | | 424B3 | Prospectus – New Facts or Events. | | D | Notice of an Exempt Offering of Securities — Form D. | | EFFECT | SEC Notice of Effectiveness. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
|