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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 1 | Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1. |
| 1-A | Offering Statement — Form 1-A. |
| 10-K | Annual Report — Form 10-K. |
| 10-Q | Quarterly Report — Form 10-Q. |
| CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. |
| D | Notice of an Exempt Offering of Securities — Form D. |
| EFFECT | SEC Notice of Effectiveness. |
| F-6 | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6. |
| SE | Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |