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Filed as of Tuesday, 9/27/11
27
SEP


        

1,800  Filings
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 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/27/11  Silver Star Cap Holdings, Inc.    REVOKED     7/16/12    1:42K                                    SEC #7                   
 9/27/11  Maxicare Health Plans Inc.        REVOKED     7/13/12    1:29K                                    SEC #7                   
 9/27/11  Rydex Series Funds                40-33       9/27/11    1:2K                                     SEC #7                   
 9/27/11  Cardiovascular Systems Inc.       ARS         6/30/11    1:2K                                     SEC #7                   
 9/27/11  Transam Securities, Inc.          FOCUSN/A    6/30/11    1:2K                                     SEC #7                   
 9/27/11  NYSE Arca, Inc.                   19B-4E      9/27/11    1:2K                                     SEC #7                   
 9/27/11  NYSE Arca, Inc.                   19B-4E      9/27/11    1:2K                                     SEC #7                   
 9/27/11  NYSE Arca, Inc.                   19B-4E      9/27/11    1:2K                                     SEC #7                   
 9/27/11  NYSE Arca, Inc.                   19B-4E      9/27/11    1:2K                                     SEC #7                   
 9/27/11  Powerwave Technologies Inc.       ARS          1/2/11    1:2K                                     SEC #7                   
 9/27/11 Hampshire Group Ltd.              ARS        12/31/10    1:2K                                     SEC #7                   
 9/27/11  Studness Research, Inc.           X-17A-5     7/31/11    1:2K                                     SEC #7                   
 9/27/11  Aehr Test Systems                 ARS         5/31/11    1:2K                                     SEC #7                   
 9/27/11  Activcare at Bressi Ranch LLC     1-A/A       9/29/11    1:2K                                     SEC #7                   
 9/27/11  Bank of Florida Corp.             11-K       12/31/10    1:210K                                   Donnelley … Solutions/FA 
 9/27/11  CGG Holding (U.S.) Inc.           F-4         9/28/11   29:6.5M                                   Donnelley … Solutions/FA 
          Alitheia Resources Inc.
          CGG Canada Services Ltd.
          CGG Marine Resources Norge A/S
          CGG Veritas
          Cggveritas Land (U.S.) Inc.
          Cggveritas Services (U.S.) Inc.
          CGGVeritas Services (UK) Holding B.V.
          CGGVeritas Services Holding B.V.
          Sercel Australia Pty Ltd.
          SERCEL Canada Ltd.
          Sercel Inc.
          Veritas Geophysical (Mexico) LLC
          Veritas Investments Inc.
          Viking Maritime Inc.
 9/27/11  First Tr Energy Infrastructure Fd N-2MEF      9/27/11    4:29K                                    Fitzgerald Marke… LLC/FA 
 9/27/11‡ Fluent, Inc.                      EFFECT      9/27/11    1:2K                                     SEC #5                   
 9/27/11‡ Guitar Center, Inc.               EFFECT      9/27/11    1:7K                                     SEC #5                   
          GTRC Services, Inc.
          Guitar Center Gift Card Co., LLC
          Guitar Center Holdings, Inc.
          Guitar Center Stores, Inc.
          Harmony Central Group, LLC
          MUSIC123, Inc.
          Musician’s Friend, Inc.
 9/27/11‡ Originclear, Inc.                 EFFECT      9/27/11    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  1-A    Offering Statement — Form 1-A.
  11-K    Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  40-33    Stockholder Derivative Action Against an Investment Company or an Affiliate.
  ARS    Annual Report to Security Holders.
  EFFECT    SEC Notice of Effectiveness.
  F-4    Registration Statement by a Foreign Issuer – Securities for a Merger — Form F-4.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  N-2MEF    Registration Statement to Add Securities to a Prior Form N-2 Registration.
  REVOKED    SEC Order Revoking a Registration.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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