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Filed as of Monday, 8/29/11
29
AUG


        

2,558  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/29/11 Paris Securities Corp.            X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  Boogie Investment Group, Inc.     X-17A-5/A   6/30/11    1:2K                                     SEC #7                   
 8/29/11  White Oak Merchant Partners LLC   X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  International Petroleum Corp.     REVOKED     8/21/12    1:30K                                    SEC #7                   
 8/29/11  Domestic Fundings Inc.            REVOKED     8/16/12    1:28K                                    SEC #7                   
 8/29/11  Direct Connect International Inc. REVOKED     8/16/12    1:28K                                    SEC #7                   
 8/29/11  De Rose Industries Inc.           REVOKED     8/16/12    1:28K                                    SEC #7                   
 8/29/11  Derand REIT                       REVOKED     8/16/12    1:28K                                    SEC #7                   
 8/29/11  Paris Securities Corp.            FOCUSN      6/30/11    1:2K                                     SEC #7                   
 8/29/11  Paris Securities Corp.            X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  NYSE Arca, Inc.                   19B-4E      8/29/11    1:2K                                     SEC #7                   
 8/29/11‡ Ocean Power Technologies, Inc.    ARS         4/30/11    1:2K                                     SEC #7                   
 8/29/11  Googins Advisors, Inc.            X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  Streetcapital, Inc.               X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  DBUBS 2011-LC3 Mortgage Trust     8-K:8,9     8/26/11    1:2K                                     SEC #7                   
 8/29/11  Wolfe & Hurst Bond Brokers Inc.   X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  Ni Advisors                       X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  Olds Securities Corp.             X-17A-5     6/30/11    1:2K                                     SEC #7                   
 8/29/11  Roth Capital Partners, LLC        FOCUSN      6/30/11    1:2K                                     SEC #7                   
 8/29/11  Fmsbonds, Inc.                    FOCUSN      6/30/11    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ARS    Annual Report to Security Holders.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  REVOKED    SEC Order Revoking a Registration.
  TH    Notice of Reliance on a Temporary Hardship Exemption — Form TH.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 
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