As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  3/3/10  The Klein Group, LLC              X-17A-5    12/31/09    1:2K                                     SEC #7                   
  3/3/10  Goldman Sachs & Co. LLC           X-17A-5/A  12/31/09    1:2K                                     SEC #7                   
  3/3/10  Goldman Sachs & Co. LLC           FOCUSN/A   12/31/09    1:2K                                     SEC #7                   
  3/3/10  NYSE Arca, Inc.                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  Nasdaq Ise, LLC                   19B-4E       3/3/10    1:2K                                     SEC #7                   
  3/3/10  GTS Securities LLC                FOCUSN     12/31/09    1:2K                                     SEC #7                   
  3/3/10‡ Oberweis Securities, Inc.         FOCUSN     12/31/09    1:2K                                     SEC #7                   
  3/3/10  Oberweis Securities, Inc.         X-17A-5    12/31/09    1:2K                                     SEC #7                   
  3/3/10  Zecco Trading, Inc.               X-17A-5/A  12/31/09    1:2K                                     SEC #7                   
  3/3/10  Goldman Sachs & Co. LLC           X-17A-5/A  12/31/09    1:2K                                     SEC #7                   
  3/3/10  SC&H Capital Corp.                X-17A-5/A  12/31/09    1:2K                                     SEC #7                   
  3/3/10  AB Wong Capital LLC               X-17A-5/A  12/31/09    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.