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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/28/09 Oem Capital Corp. X-17A-5® 5/31/09 1:2K SEC #7
7/28/09 Baker Tilly Capital, LLC FOCUSN 5/31/09 1:2K SEC #7
7/28/09 Columbia Mgmt Inv Svcs Corp./TA TA-1/A 8/7/09 1:6K Donnelley … Solutions/FA
7/28/09 Frost Brokerage Services, Inc. X-17A-5 5/31/09 1:2K SEC #7
7/28/09 Baker Tilly Capital, LLC X-17A-5 5/31/09 1:2K SEC #7
7/28/09 Straight-A Funding, LLC NO ACT 7/27/09 1:2K SEC #7
7/28/09 Huron Community Fin’l Svcs Inc. 1-A 8/5/09 1:2K SEC #7
7/28/09 Netscout Systems Inc. ARS 3/31/09 1:2K SEC #7
7/28/09 NYSE Chicago, Inc. 19B-4E 7/28/09 1:1K SEC #7
7/28/09 CarMax, Inc. ARS 2/28/09 1:2K SEC #7
7/28/09 Stoever, Glass & Co. Inc. X-17A-5 5/31/09 1:2K SEC #7
7/28/09 Stoever, Glass & Co. Inc. FOCUSN 5/31/09 1:2K SEC #7
7/28/09 Budge Financial Inc./TX/Adv ADV-E 7/28/09 1:2K SEC #7
7/28/09 Grasim Industries Ltd./FI ARS 3/31/09 1:1K SEC #7
7/28/09 Promotora de Informaciones SA/FI SUPPL 7/28/09 1:1K SEC #7
7/28/09‡ Utility Supply of America Inc. EFFECT 7/28/09 1:25K SEC #5
Brafasco Holdings II, Inc.
Brafasco Holdings, Inc.
Cox Lumber Co.
Creative Touch Interiors, Inc.
HD Builder Solutions Group, LLC
HD Supply Construction Supply Group, Inc.
HD Supply Construction Supply, Ltd.
HD Supply Distribution Services, LLC
HD Supply Electrical, Ltd.
HD Supply Facilities Maintenance Group, Inc.
HD Supply Facilities Maintenance, Ltd.
HD Supply Fasteners & Tools, Inc.
HD Supply GP & Management, Inc.
HD Supply Holdings, LLC
HD Supply Management, Inc.
HD Supply Plumbing/Hvac Group, Inc.
HD Supply Plumbing/Hvac, Ltd.
HD Supply Repair & Remodel, LLC
HD Supply Support Services, Inc.
HD Supply Utilities Group, Inc.
HD Supply Utilities, Ltd.
HD Supply Waterworks Group, Inc.
HD Supply Waterworks, Ltd.
HD Supply, Inc.
HDS Ip Holding, LLC
HSI IP, Inc.
Madison Corner, LLC
Park-Emp, LLC
ProValue, LLC
Southwest Stainless, L.P.
Sunbelt Supply Canada, Inc.
White Cap Construction Supply, Inc.
Williams Bros Lumber Co., LLC
World-Wide Travel Network, Inc.
7/28/09‡ Microvision, Inc. EFFECT 7/28/09 1:2K SEC #5
7/28/09‡ Answers Corp. EFFECT 7/28/09 1:2K SEC #5
7/28/09‡ Gleacher & Co., Inc. EFFECT 7/28/09 1:2K SEC #5
7/28/09‡ Apple Hospitality REIT, Inc. EFFECT 7/28/09 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 1-A | Offering Statement — Form 1-A. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ADV-E | Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E. | | ARS | Annual Report to Security Holders. | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | SUPPL | Supplemental Material by a Foreign Issuer. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |
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