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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/21/09‡ Natures Sunshine Products Inc. REVOKED 10/28/13 1:186K SEC #7
1/21/09 Chitogen Inc. REGDEX 1/21/09 1:2K SEC #7
1/21/09 NYSE Arca, Inc. 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NYSE Arca, Inc. 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NYSE Arca, Inc. 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NYSE Arca, Inc. 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NASDAQ Stock Market LLC 19B-4E 1/21/09 1:2K SEC #7
1/21/09 NCB Securities, LLC FOCUSN 11/30/08 1:2K SEC #7
1/21/09‡ US Coal Corp./KY REGDEX/A 1/21/09 1:2K SEC #7
1/21/09 NCB Securities, LLC X-17A-5 11/30/08 1:2K SEC #7
1/21/09 Netherland Securities, Inc. X-17A-5 11/30/08 1:2K SEC #7
1/21/09 Murray Securities, Inc. X-17A-5/A 9/30/08 1:2K SEC #7
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | REGDEX | Notice of an Exempt Offering of Securities — Form D. | | REVOKED | SEC Order Revoking a Registration. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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