As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

12/29/06  Trapeze Asset Mangement, Inc.     ADV-E      12/29/06    1:2K                                     SEC #7                   
12/29/06  Ponder Securities, Inc.           X-17A-5    10/31/06    1:2K                                     SEC #7                   
12/29/06  Derby & Co. Inc./Adv              ADV-E      12/29/06    1:2K                                     SEC #7                   
12/29/06  Ponder Securities, Inc.           FOCUSN     10/31/06    1:2K                                     SEC #7                   
12/29/06  Hill Thompson Magid & Co., Inc.   X-17A-5    10/31/06    1:2K                                     SEC #7                   
12/29/06  Hill Thompson Magid & Co., Inc.   FOCUSN     10/31/06    1:2K                                     SEC #7                   
12/29/06  Tamarack Distributors Inc.        X-17A-5    10/31/06    1:2K                                     SEC #7                   
12/29/06  Mutual Funds Associates Inc.      X-17A-5    10/31/06    1:2K                                     SEC #7                   
12/29/06  RBC Capital Markets Corp.         X-17A-5    10/31/06    1:2K                                     SEC #7                   
12/29/06  RBC Capital Markets Corp.         FOCUSN     10/31/06    1:2K                                     SEC #7                   
12/29/06  Abbott Laboratories               NO ACT     12/26/06    1:2K                                     SEC #7                   
12/29/06‡ Riversource Life Insurance Co.    497®        1/18/07    1:8K                                     Color Art Printing Co/FA 
12/29/06‡ Riversource Life Insurance Co.    497®        1/18/07    1:7K                                     Color Art Printing Co/FA 
12/29/06  Int’l Business Machines Corp.     NO ACT      12/4/06    1:2K                                     SEC #7                   
12/29/06  Concentrix CVG Corp.              NO ACT     11/28/06    1:2K                                     SEC #7                   
12/29/06  TD Securities (USA) LLC           FOCUSN     10/31/06    1:2K                                     SEC #7                   
12/29/06  Salman Partners (USA) Inc.        FOCUSN     10/31/06    1:2K                                     SEC #7                   
12/29/06‡ 1903 Offshore Debt Fund Ltd.      REGDEX     12/29/06    1:2K                                     SEC #7                   
12/29/06‡ Nezu Concentrated Fund Ltd.       REGDEX     12/29/06    1:2K                                     SEC #7                   
12/29/06‡ Encore Capital Fund I LLC         REGDEX     12/29/06    1:2K                                     SEC #7                   

____________
‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	497	Definitive Material.
	ADV-E	Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	REGDEX	Notice of an Exempt Offering of Securities — Form D.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	®	This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services.  See our Correction Policy.