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Filed as of Friday, 8/26/05
26
AUG


        

2,769  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 8/26/05  Saturna Brokerage Services, Inc.  X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Regis Securities Corp.            X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  CaseNex LLC                       REGDEX/A    8/26/05    1:2K                                     SEC #7                   
 8/26/05  Intl Fillmore Advisors LLC        X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  NYSE American LLC                 19B-4E      8/26/05    1:1K                                     SEC #7                   
 8/26/05  Federal Home Loan Bank of NY      NO ACT      8/26/05    1:2K                                     SEC #7                   
 8/26/05  L.B. Fisher & Co.                 X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Oriental Financial Services LLC   X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Personalized Investments, Inc.    X-17A-5®    6/30/05    1:2K                                     SEC #7                   
 8/26/05  Phillips & Co. Securities Inc.    X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  1st Global Capital Corp.          X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Becker & Suffern, Ltd.            X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Arma Financial Services, Inc.     X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Alvarez & Marsal Securities, LLC  X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Alpha Business Control Systems/BD X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Brookstreet Securities Corp.      X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Intl Fillmore Advisors LLC        FOCUSN      6/30/05    1:2K                                     SEC #7                   
 8/26/05  Chapdelaine Corporate Secs & Co.  X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  Caplink Securities, Inc.          X-17A-5     6/30/05    1:2K                                     SEC #7                   
 8/26/05  R.M. Duncan Securities, Inc.      X-17A-5     6/30/05    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ®  This Filing’s metadata was Corrected by the SEC and SEC Info, but not by other services.  See our Correction Policy.
 
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