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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/20/05 Cibc World Markets Corp. 13FCONP 3/31/05 1:2K SEC #7
5/20/05 Shields & Co., Inc. X-17A-5/A 12/31/04 1:2K SEC #7
5/20/05 R.W. Towt & Associates X-17A-5 12/31/04 1:2K SEC #7
5/20/05 Nabi Biopharmaceuticals REGDEX/A 5/20/05 1:2K SEC #7
5/20/05 Mount Yale Securities, LLC X-17A-5 12/31/04 1:2K SEC #7
5/20/05 Eisai Co. Ltd./FI ARS 3/31/05 1:1K SEC #7
5/20/05 Mount Yale Securities, LLC FOCUSN 12/31/04 1:2K SEC #7
5/20/05 Chilian Partners, L.P. X-17A-5/A 12/31/04 1:2K SEC #7
5/20/05 Curbstone Financial Mgmt Corp. X-17A-5 3/31/05 1:2K SEC #7
5/20/05 Bennett Ross, Inc. X-17A-5 3/31/05 1:2K SEC #7
5/20/05 Associated Bond Brokers, Inc. X-17A-5 3/31/05 1:2K SEC #7
5/20/05 Brookwood Secs Partners, LLC X-17A-5/A 12/31/04 1:2K SEC #7
5/20/05 Waterway Capital LLC X-17A-5/A 12/31/04 1:2K SEC #7
5/20/05 Kensington Resources Ltd. REGDEX 5/20/05 1:2K SEC #7
5/20/05 Patina Oil & Gas Corp. 25 5/20/05 1:2K SEC #7
5/20/05 Alltel Corp. 25 5/20/05 1:2K SEC #7
5/20/05 Capital One Financial Corp. 25 5/20/05 1:2K SEC #7
5/20/05 Sempra Energy 25 5/20/05 1:2K SEC #7
5/20/05 Temple Inland Inc. 25 5/20/05 1:2K SEC #7
5/20/05 Lumen Technologies, Inc. 25 5/20/05 1:2K SEC #7
| ____________ | | ¹ | Filing/Form Types: -U | | 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. | | 25 | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25. | | ARS | Annual Report to Security Holders. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | REGDEX | Notice of an Exempt Offering of Securities — Form D. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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