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¹ | Filing/Form Types: -D |
| 1-E | Notice of an Exempt Offering of Securities by a Small Business Investment or Business Development Company (SBIC or BDC) — Form 1-E. |
| 25 | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25. |
| 40-17G | Fidelity Bond for an Investment Company. |
| ARS | Annual Report to Security Holders. |
| CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SE | Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |