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Filed as of Monday, 6/2/03
2
JUN


        

1,878  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  6/2/03 Enhanced Inv Prods (Cayman) Ltd.  ADV-NR       6/2/03    1:2K                                     SEC #7                   
  6/2/03  Price T Rowe Associates Inc./MD   13FCONP/A   3/31/03    1:2K                                     SEC #7                   
  6/2/03  Bausch & Lomb Inc.                25           6/2/03    1:2K                                     SEC #7                   
  6/2/03  Duquesne Light Co.                25           6/2/03    1:2K                                     SEC #7                   
  6/2/03  Conning Overseas Ltd./BD          X-17A-5/A  12/31/02    1:2K                                     SEC #7                   
  6/2/03  Springdale Bentonville Surger… LP REGDEX       6/2/03    1:1K                                     SEC #7                   
  6/2/03  Stein Abbott & Co. Inc.           X-17A-5/A  12/31/02    1:2K                                     SEC #7                   
  6/2/03  American Funds & Trusts Inc.      X-17A-5    12/31/02    1:2K                                     SEC #7                   
  6/2/03  Allegheny Investments, Ltd.       X-17A-5     3/31/03    1:2K                                     SEC #7                   
  6/2/03  Aot USA, LLC                      X-17A-5    12/31/02    1:2K                                     SEC #7                   
  6/2/03  Aot USA, LLC                      FOCUSN     12/31/02    1:2K                                     SEC #7                   
  6/2/03  Seapower Carpenter Capital, Inc.  X-17A-5/A  12/31/02    1:2K                                     SEC #7                   
  6/2/03  Ise Labs Inc.                     NO ACT      5/30/03    1:2K                                     SEC #7                   
  6/2/03  Ise Labs Inc.                     NO ACT      5/30/03    1:2K                                     SEC #7                   
  6/2/03  Royce Mortgage Investment Fund LP 1-A/A       6/17/03    1:1K                                     SEC #7                   
  6/2/03  Kcoe Capital LLC                  X-17A-5     3/31/03    1:2K                                     SEC #7                   
  6/2/03  Emmett A Larkin Co., Inc.         X-17A-5     3/31/03    1:2K                                     SEC #7                   
  6/2/03  Vaaldiam Mining Inc./FI           SUPPL        6/2/03    1:1K                                     SEC #7                   
  6/2/03  Ridgeway & Conger, Inc.           X-17A-5     3/31/03    1:2K                                     SEC #7                   
  6/2/03  Optima Securities, Inc.           X-17A-5     3/31/03    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  1-A    Offering Statement — Form 1-A.
  13FCONP    Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F.
  25    Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25.
  ADV-NR    Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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