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¹ | Filing/Form Types: -K |
| 12G3-2B | Exemption for American Depository Receipts (ADRs) or Foreign Securities. |
| 40-17G | Fidelity Bond for an Investment Company. |
| ARS | Annual Report to Security Holders. |
| CERTAMX | Certification by the American Stock Exchange Approving a Listing — Form CERT. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |