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¹ | Filing/Form Types: |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 11-K | Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K. |
| CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |