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¹ | Filing/Form Types: |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 8-A12B | Registration Statement for a Class of Securities — Form 8-A. |
| 20FR12G | Registration Statement by a Foreign Non-Canadian Issuer — Form 20-F. |
| 40-6C | Application for an Exemption or Other Relief by an Investment Company. |
| 40-17G | Fidelity Bond for an Investment Company. |
| 40-APP | Application for an Exemption Order or Other Relief by an Investment Company. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SE | Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |