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¹ | Filing/Form Types: -K |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. |
| 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. |
| F-X | Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X. |
| POS AM | Post-Effective Amendment of a Registration Statement. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SC TO-I | Tender-Offer Statement by an Issuer — Schedule TO. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |