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Filed as of Thursday, 5/10/01
10
MAY


        

1,687  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/10/01  Deephaven Capital Management LLC  13FCONP     3/31/01    1:2K                                     SEC #7                   
 5/10/01  UBS Oconnor LLC                   13FCONP     3/31/01    1:2K                                     SEC #7                   
 5/10/01  374Water Inc.                     10QSB       3/31/01    1:57K                                    Toppan Merrill/FA        
 5/10/01  3M Co.                            424B3                  1:3K                                     American Fin’l P… Inc/FA 
 5/10/01  3M Co.                            8-K:5,7     5/10/01    2:7K                                     American Fin’l P… Inc/FA 
 5/10/01  Aal Capital Management Corp./WI   13F-HR      3/31/01    1:78K                                                             
 5/10/01  Aberdeen Asset Management plc/UK  13F-HR      3/31/01    1:35K                                    Donnelley … Solutions/FA 
 5/10/01  Achieve Life Sciences, Inc.       10-Q        3/31/01    1:29K                                    Bowne of Los Ang… Inc/FA 
 5/10/01  Acorn Products Inc.               8-K:5        5/9/01    1:3K                                     Bowne BCL/FA             
 5/10/01  Acosta Sam                        4          Officer²    1:7K   ThermoGenesis Holdings, Inc.      Locke Lord Bi… Lidell/FA 
 5/10/01  Acres John F                      4          10% Owner²  1:6K   Acres Gaming Inc.                 Bowne of Los Ang… Inc/FA 
 5/10/01  Acrodyne Communications Inc.      8-K:5       5/10/01    1:3K                                     Scullin Group, Inc./FA   
 5/10/01  Act Teleconferencing Inc.         10-Q        3/31/01    1:36K                                    Donnelley … Solutions/FA 
 5/10/01  Adams B H                         4          Officer²    1:10K  Adams Golf Inc.                   Katten Muchin Ro… LLP/FA 
 5/10/01  Addison Capital Management LLC    13F-HR      3/31/01    1:18K                                                             
 5/10/01  Adsero Corp.                      10SB12B/A              2:148K                                   Grassi & Co./FA          
 5/10/01  Adstar Inc.                       S-3                    4:87K                                    CT EDGAR123/FA           
 5/10/01  Advance Capital I Inc.            13F-HR      3/31/01    1:9K                                                              
 5/10/01  Advanced Technologies Group Ltd.  10KSB40     1/31/01    1:99K                                    Imperial Fin’l … Corp/FA 
 5/10/01  Advanced Tissue Sciences Inc.     10-Q        3/31/01    1:71K                                                             
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 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials Pre-8/23/04... Item 1: Control;  2: Assets;  3: Bankruptcy;  4: Accountants;  5: Events;  6: Resignations;  7: Financials;  8: FY;  9: Regs. FD & S;  10: Ethics;  11: Suspensions;  12: Results;  13: Notices }.
  10KSB40    Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB.
  10-Q    Quarterly Report — Form 10-Q.
  10QSB    Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB.
  10SB12B    Registration Statement by a Small-Business Issuer — Form 10-SB.
  13FCONP    Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  424B3    Prospectus – New Facts or Events.
  S-3    Registration Statement – Securities for a Transaction — Form S-3.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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