| ____________ |
| ¹ | Filing/Form Types: /A |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 10-K405 | Annual Report — Reg. S-K – Item 405 — Form 10-K. |
| 10-Q | Quarterly Report — Form 10-Q. |
| 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. |
| 424B3 | Prospectus – New Facts or Events. |
| 424B4 | Prospectus – Info Previously Omitted & New Facts or Events. |
| 485BPOS | Post-Effective Amendment of a Form N-1 or N-1A Registration. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| N-14 | Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14. |
| N-30D | Annual or Semi-Annual Report Mailed to Shareholders by an Investment Company. |
| NSAR-A | Semi-Annual Report by an Investment Company — Form N-SAR. |
| NSAR-B | Annual Report by an Investment Company — Form N-SAR. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| U-57 | Notice of Status by a Foreign Utility Company — Form U-57. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
