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Filed as of Monday, 10/20/97
20
OCT


        

509  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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10/20/97  3D Eye Solutions, Inc.            8-K/A:7      8/4/97    3:38K                                    Bowne BDN/FA             
10/20/97  Access Solutions Int’l Inc.       10KSB/A     6/30/97    2:7K                                     Locke Lord LLP/FA        
10/20/97  Acclaim Entertainment Inc.        5          Officer²    1:7K   Acclaim Entertainment Inc.        Global Fin’l Press/NY/FA 
10/20/97  Ace Cash Express Inc./TX          DEF 14A    11/14/97    1:86K                                    Donnelley RR & So… Co/FA 
10/20/97  Advanced Energy Industries Inc.   424B4                  1:267K                                   Toppan Merrill-FA        
10/20/97  Affiliated Managers Group, Inc.   S-1/A                  5:505K                                   Bowne of Boston/FA       
10/20/97  Afl Cio Housing Investment Trust  N-30B-2     9/30/97    1:3K                                                              
10/20/97  Aleris International, Inc.        8-K:5,7    10/20/97    2:13K                                    RR Donnelley             
10/20/97  Allied Healthcare Int’l Inc.      8-K:5      10/13/97    1:4K                                     Donnelley … Solutions/FA 
10/20/97  Ally Financial Inc.               424B3                  1:4K                                                              
10/20/97  American Commerce Solutions Inc.  10QSB       8/31/97    2:18K                                    R S Rowe & Co. Inc./FA   
10/20/97  American Eco Corp.                10-Q        8/31/97    3:98K                                    Thelen LLP/FA            
10/20/97  American Energy Group Ltd.        10-K405     6/30/97    1:72K                                    Young Chas P Co./FA      
10/20/97  American Gov’t Income Fund Inc.   N-23C3B    10/16/97    1:84K                                    American Fin’l P… Inc/FA 
10/20/97  American Gov’t Income Port Inc.   N-23C3B    10/16/97    1:84K                                    American Fin’l P… Inc/FA 
10/20/97  American Health Properties Inc.   8-K:5,7    10/20/97    2:8K                                     Bowne BDN/FA             
10/20/97  American Opportunity Income … Inc N-23C3B    10/16/97    1:84K                                    American Fin’l P… Inc/FA 
10/20/97  American Power Group Corp.        10KSB/A     5/31/97    1:192K                                   Packard Press Ne… Inc/FA 
10/20/97  American Republic Realty Fund I   10-Q        9/30/97    2:17K                                                             
10/20/97  American Resources & Dev Co.      S-8        10/20/97    4:18K                                    Lindhardt Simone A/FA    
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 ¹  Filing/Form Types: 
Type emoji
-K
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials Pre-8/23/04... Item 1: Control;  2: Assets;  3: Bankruptcy;  4: Accountants;  5: Events;  6: Resignations;  7: Financials;  8: FY;  9: Regs. FD & S;  10: Ethics;  11: Suspensions;  12: Results;  13: Notices }.
  10-K405    Annual Report — Reg. S-K – Item 405 — Form 10-K.
  10KSB    Annual or Annual-Transition Report by a Small Business — Form 10-KSB.
  10-Q    Quarterly Report — Form 10-Q.
  10QSB    Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB.
  424B3    Prospectus – New Facts or Events.
  424B4    Prospectus – Info Previously Omitted & New Facts or Events.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  N-23C3B    Notice of a Discretionary Repurchase Offer by a Closed-End Investment Company — Form N-23c-3.
  N-30B-2    Periodic or Interim Report Mailed to Shareholders by an Investment Company.
  S-1    Registration Statement (General Form) — Form S-1.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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