| ____________ |
| ¹ | Filing/Form Types: -K |
| 8-A12G | Registration Statement for a Class of Securities — Form 8-A. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. |
| 24F-2NT | Annual Notice of Securities Sold by an Investment Company — Form 24F-2. |
| 424B3 | Prospectus – New Facts or Events. |
| 485APOS | Post-Effective Amendment of a Form N-1 or N-1A Registration. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. |
| S-1 | Registration Statement (General Form) — Form S-1. |
| S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. |
| S-11 | Registration Statement by a Real Estate Company — Form S-11. |
| S-11MEF | Registration Statement to Add Securities to a Prior Form S-11 Registration. |
| SB-2 | Registration Statement by a Small-Business Issuer — Form SB-2. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |
