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Stephanie Vitiello” (as Signatory)


        

81  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 12:45pm NexPoint Capital, Inc.            DEF 14A     6/26/24    1:228K                                   Donnelley … Solutions/FA 
 10:46am  Highland Global Allocation Fund   DEF 14A     6/26/24    1:777K                                   Donnelley … Solutions/FA 
 10:41am  Highland Opportunities & Inco… Fd DEF 14A     6/26/24    1:948K                                   Donnelley … Solutions/FA 
 4/29/24  Nexpoint RE Strategies Fund       486BPOS     4/30/24   15:3.4M                                   Donnelley … Solutions/FA 
  2/2/24  Dondero James D                   SC 13G                 1:153K Chico’s Fas, Inc.                 RDG Filings/FA           
          Nexpoint Asset Management, L.P.³
          Nexpoint Event Driven Fund³
          Nexpoint Merger Arbitrage Fund³
          Oak Hill Nexpoint Merger Arbitrage Fund³
  2/2/24  Highland Global Allocation Fund   SC 13G                 1:113K Teucrium Commodity Trust          RDG Filings/FA           
          James D. Dondero³
          Nexpoint Asset Management Fund, L.P³
10/27/23  Nexpoint Funds I                  485BPOS    10/31/23   18:4.5M                                   Donnelley … Solutions/FA NexPoint Event Driven FundNexPoint Merger Arbitrage Fund
 8/17/23 Highland Opportunities & Inco… Fd N-PX        6/30/23    1:19K                                    Broadridge Inves… Inc/FA 
 8/17/23Highland Global Allocation Fund   N-PX        6/30/23    1:72K                                    Broadridge Inves… Inc/FA 
 8/16/23  Nexpoint RE Strategies Fund       N-PX        6/30/23    1:15K                                    Broadridge Inves… Inc/FA 
 8/16/23  Nexpoint Funds II                 N-PX        6/30/23    1:51K                                    Broadridge Inves… Inc/FA NexPoint Climate Tech Fund
 8/16/23  Nexpoint Funds I                  N-PX        6/30/23    1:296K                                   Broadridge Inves… Inc/FA Highland/iBoxx Senior Loan ETFNexPoint Event Driven FundNexPoint Merger Arbitrage Fund
 6/27/23  NexPoint RE Opportunities, LLC    SC 13D/A               2:286K Paratek Pharmaceuticals, Inc.     E-Data Systems, Inc./FA  
  5/2/23  Highland Global Allocation Fund   DEF 14A     6/16/23    1:845K                                   Donnelley … Solutions/FA 
  5/2/23  Highland Opportunities & Inco… Fd DEF 14A     6/16/23    1:661K                                   Donnelley … Solutions/FA 
  5/2/23  NexPoint Capital, Inc.            DEF 14A     6/16/23    1:234K                                   Donnelley … Solutions/FA 
 4/28/23  First Trust Variable Ins Trust    485BPOS      5/1/23   23:10M                                    Fitzgerald Marke… LLC/FA First Trust Capital Strength PortfolioFirst Trust Dorsey Wright Tactical Core PortfolioFirst Trust International Developed Capital Strength PortfolioFirst Trust Multi Income Allocation PortfolioFirst Trust/Dow Jones Dividend & Income Allocation Portfolio
 4/28/23  First Trust ETF VI                485BPOS      5/1/23   15:4.6M                                   Fitzgerald Marke… LLC/FA First Trust Dorsey Wright DALI 1 ETF
 4/28/23  Nexpoint RE Strategies Fund       486BPOS     4/30/23   13:3M                                     Donnelley … Solutions/FA 
 3/30/23  NexPoint RE Opportunities, LLC    SC 13D                 1:405K Paratek Pharmaceuticals, Inc.     RDG Filings/FA           
          Drugcrafters, LP³
          Dugaboy Investment Trust³
          Highland Global Allocation Fund³
          James D. Dondero³
          Nancy Marie Dondero³
          Nexpoint Advisors, L.P.³
          Nexpoint Asset Management, L.P.³
          Nexpoint Climate Tech Fund³
          Nexpoint Event Driven Fund³
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-A
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  486BPOS    Post-Effective Amendment of a Form N-2 Registration.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  N-PX    Annual Proxy Voting Report by an Investment Company — Form N-PX.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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