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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/14/13 Laurus Master Fund Ltd. SC 13G/A 1:75K Biovest International Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens U.S. SPV I, LLC³
2/2/12‡ Laurus Capital Management LLC SC 13G/A 2/1/12 1:26K Creative Vistas Inc. Toppan Merrill/FA
David Grin³
Eugene Grin³
Psource Structured Debt Ltd.³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/1/12 Laurus Master Fund Ltd. SC 13G/A 1:61K Accentia Biopharmaceuticals Inc. Toppan Merrill/FA
Christopher D. Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/1/12 Laurus Master Fund Ltd. SC 13G/A 1:41K Lattice Inc. Toppan Merrill/FA
Calliope Capital Corp.³
Christopher D. Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
4/1/11 Valens Capital Management, LLC SC 13G/A 1:50K Spot Mobile International Ltd. Toppan Merrill/FA
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Valens Capital Management, LLC SC 13G/A 1:49K Spot Mobile International Ltd. Toppan Merrill/FA
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Capital Management LLC SC 13G/A 1:28K Numerex Corp./PA Toppan Merrill/FA
David Grin³
Eugene Grin³
Psource Structured Debt Ltd.³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:99K Silicon Mountain Holdings, Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:62K Lattice Inc. Toppan Merrill/FA
Calliope Capital Corp.³
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:94K Jmar Technologies Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:56K Secure Point Technologies Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Capital Management LLC SC 13G/A 1:178K Creative Vistas Inc. Toppan Merrill/FA
David Grin³
Eugene Grin³
Psource Structured Debt Ltd.³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Valens Capital Management, LLC SC 13G/A 1:34K Veriteq Toppan Merrill/FA
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:69K Pervasip Corp. Toppan Merrill/FA
Calliope Capital Corp.³
Chris Johnson³
David Grin³
Erato Corp.³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/11/11 Laurus Master Fund Ltd. SC 13G/A 1:82K Accentia Biopharmaceuticals Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/3/11 Laurus Master Fund Ltd. SC 13G/A 1:69K Biovest International Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Mangement, LLC³
Valens Offshore SPV I, Ltd.³
Valens U.S. SPV I, LLC³
5/11/10 PetroTech Holdings Corp. SC 13D/A 1:497K Parabel Inc. Toppan Merrill/FA
Calliope Capital Corp.³
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Laurus Master Fund, Ltd.³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
2/16/10 Laurus Master Fund Ltd. SC 13G/A 1:77K Secure Point Technologies Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens U.S. SPV I, LLC³
2/16/10 Laurus Master Fund Ltd. SC 13G/A 1:55K General Enterprise Ventures, Inc. Toppan Merrill/FA
Chris Johnson³
David Grin³
Eugene Grin³
Laurus Capital Management, LLC³
Psource Structured Debt Ltd.³
Russell Smith³
2/16/10 Laurus Capital Management LLC SC 13G/A 1:299K Creative Vistas Inc. Toppan Merrill/FA
David Grin³
Eugene Grin³
Psource Structured Debt Ltd.³
Valens Capital Management, LLC³
Valens Offshore SPV I, Ltd.³
Valens Offshore SPV II, Corp.³
Valens U.S. SPV I, LLC³
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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