SEC Info - Icap Securities USA LLC - ‘G-405N’ for 12/31/21

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Icap Securities USA LLC – ‘G-405N’ for 12/31/21

On: Tuesday, 3/15/22, at 3:49pm ET · As of: 3/1/22 · Effective: 3/1/22 · For: 12/31/21 · Paper Filing? Yes · Accession #: 9999999997-22-820 · File #: 8-37947

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/22  Icap Securities USA LLC           G-405N     12/31/21    1:2K                                     SEC #7

Annual Audit Report on a Financial Report [ a.k.a. FOGS Report ] by a Government Securities Broker or Dealer — Form G-405N

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: G-405N      Auto-Generated Paper Document                          1      3K 


This document was generated as part of a paper submission.                      
Please reference the Document Control Number 22001497 for access to the original document.

This Paper Submission has not been scanned by the SEC into a PDF Document. Until it is, ...

Paper copies are available from the SEC by filling out an SEC Document Request.

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Filing Submission 9999999997-22-000820 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Icap Securities USA LLC – ‘G-405N’ for 12/31/21

On: Tuesday, 3/15/22, at 3:49pm ET · As of: 3/1/22 · Effective: 3/1/22 · For: 12/31/21 · Paper Filing? Yes · Accession #: 9999999997-22-820 · File #: 8-37947

Previous ‘G-405N’: ‘G-405N’ on 3/4/19 for 12/31/18 · Latest ‘G-405N’: This Filing

Annual Audit Report on a Financial Report [ a.k.a. FOGS Report ] by a Government Securities Broker or Dealer — Form G-405NFiling Table of Contents

This Paper Submission has not been scanned by the SEC into a PDF Document. Until it is, ...

Annual Audit Report on a Financial Report [ a.k.a. FOGS Report ] by a Government Securities Broker or Dealer — Form G-405N

Filing Table of Contents