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First Trust Exchange-Traded Fund IV – ‘24F-2NT/A’ for 10/31/23

On:  Friday, 4/26/24, at 12:44pm ET   ·   Effective:  4/26/24   ·   For:  10/31/23   ·   Accession #:  1445546-24-3065   ·   File #:  333-174332

Previous ‘24F-2NT’:  ‘24F-2NT’ on 1/10/24 for 10/31/23   ·   Latest ‘24F-2NT’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  First Trust ETF IV                24F-2NT/A  10/31/23    1:14K                                    Fitzgerald Marke… LLC/FA
          → First Trust EIP Carbon Impact ETF ⇒ ECLN
          → First Trust Enhanced Short Maturity ETF ⇒ FTSM
          → First Trust High Income Strategic Focus ETF ⇒ HISF
          → First Trust Intermediate Duration Investment Grade Corporate ETF ⇒ FIIG
          → First Trust Intermediate Government Opportunities ETF ⇒ MGOV
          → First Trust Long Duration Opportunities ETF ⇒ LGOV
          → First Trust Low Duration Opportunities ETF ⇒ LMBS
          → First Trust Ltd. Duration Investment Grade Corporate ETF ⇒ FSIG
          → First Trust North American Energy Infrastructure Fund ⇒ EMLP
          → First Trust Senior Loan Fund ⇒ FTSL
          → First Trust SSI Strategic Convertible Securities ETF ⇒ FCVT
          → First Trust Tactical High Yield ETF ⇒ HYLS
          → FT Energy Income Partners Strategy ETF ⇒ EIPX
          → FT Vest DJIA Dogs 10 Target Income ETF ⇒ DOGG
          → FT Vest Rising Dividend Achievers Target Income ETF ⇒ RDVI
          → FT Vest S&P 500 Dividend Aristocrats Target Income ETF ⇒ KNG
          → FT Vest SMID Rising Dividend Achievers Target Income ETF ⇒ SDVD
          → FT Vest Technology Dividend Target Income ETF ⇒ TDVI

Amendment to Annual Notice of Securities Sold by an Investment Company   —   Form 24F-2   —   Rule 24f-2

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 24F-2NT/A   Amendment to Annual Notice of Securities Sold by    HTML     10K 
                an Investment Company -- primary_doc.xml/1.1


        

This ‘24F-2NT/A’ Document is an XML Data File that may be rendered in various formats:

  Form 24F-2NT    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Amendment to Annual Notice of Securities Sold by an Investment Company
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0101
Header Data:
Submission Type:  24F-2NT/A
Filer Info:
Live-Test Flag:  LIVE
Filer:
Issuer Credentials:
CIK:  1517936
CCC:  XXXXXXXX
File Number:  333-174332
Flags:
Override Internet Flag?  No
Confirming Copy Flag?  No
Investment Company Type:  N-1A
Form Data:
Annual Filings:
Annual Filing Info:
Item 1:
Name of Issuer:  First Trust Exchange-Traded Fund IV
Address of Issuer:
Street 1:  120 East Liberty Drive Suite 400
City:  Wheaton
State:  IL
Country:  X1
ZIP Code:  60187
Item 2:
Report Series Class:
Series Class Info:
Series Name:  First Trust North American Energy Infrastructure Fund
Series ID:  S000033458
Class Info:
Class Name:  First Trust North American Energy Infrastructure Fund
Class ID:  C000102880
Series Class Info:
Series Name:  First Trust EIP Carbon Impact ETF
Series ID:  S000066179
Class Info:
Class Name:  First Trust EIP Carbon Impact ETF
Class ID:  C000213865
Series Class Info:
Series Name:  FT Energy Income Partners Strategy ETF
Series ID:  S000077877
Class Info:
Class Name:  FT Energy Income Partners Strategy ETF
Class ID:  C000238479
Series Class Info:
Series Name:  First Trust Tactical High Yield ETF
Series ID:  S000039493
Class Info:
Class Name:  First Trust Tactical High Yield ETF
Class ID:  C000121641
Series Class Info:
Series Name:  First Trust Senior Loan Fund
Series ID:  S000034146
Class Info:
Class Name:  First Trust Senior Loan Fund
Class ID:  C000105232
Series Class Info:
Series Name:  First Trust High Income Strategic Focus ETF
Series ID:  S000046109
Class Info:
Class Name:  First Trust High Income Strategic Focus ETF
Class ID:  C000144296
Series Class Info:
Series Name:  First Trust Enhanced Short Maturity ETF
Series ID:  S000045797
Class Info:
Class Name:  First Trust Enhanced Short Maturity ETF
Class ID:  C000142755
Series Class Info:
Series Name:  First Trust Long Duration Opportunities ETF
Series ID:  S000064087
Class Info:
Class Name:  First Trust Long Duration Opportunities ETF
Class ID:  C000207230
Series Class Info:
Series Name:  First Trust Low Duration Opportunities ETF
Series ID:  S000046204
Class Info:
Class Name:  First Trust Low Duration Opportunities ETF
Class ID:  C000144500
Series Class Info:
Series Name:  FT Vest S&P 500 Dividend Aristocrats Target Income ETF
Series ID:  S000070911
Class Info:
Class Name:  FT Vest S&P 500 Dividend Aristocrats Target Income ETF
Class ID:  C000225182
Series Class Info:
Series Name:  First Trust Limited Duration Investment Grade Corporate ETF
Series ID:  S000072703
Class Info:
Class Name:  First Trust Limited Duration Investment Grade Corporate ETF
Class ID:  C000229146
Series Class Info:
Series Name:  FT Vest Rising Dividend Achievers Target Income ETF
Series ID:  S000077479
Class Info:
Class Name:  FT Vest Rising Dividend Achievers Target Income ETF
Class ID:  C000237940
Series Class Info:
Series Name:  FT Vest SMID Rising Dividend Achievers Target Income ETF
Series ID:  S000081275
Class Info:
Class Name:  FT Vest SMID Rising Dividend Achievers Target Income ETF
Class ID:  C000243959
Series Class Info:
Series Name:  FT Vest Technology Dividend Target Income ETF
Series ID:  S000081278
Class Info:
Class Name:  FT Vest Technology Dividend Target Income ETF
Class ID:  C000243963
Series Class Info:
Series Name:  FT Vest DJIA Dogs 10 Target Income ETF
Series ID:  S000080125
Class Info:
Class Name:  FT Vest DJIA Dogs 10 Target Income ETF
Class ID:  C000241798
Series Class Info:
Series Name:  First Trust Intermediate Duration Investment Grade Corporate ETF
Series ID:  S000081272
Class Info:
Class Name:  First Trust Intermediate Duration Investment Grade Corporate ETF
Class ID:  C000243955
Series Class Info:
Series Name:  First Trust Intermediate Government Opportunities ETF
Series ID:  S000080998
Class Info:
Class Name:  First Trust Intermediate Government Opportunities ETF
Class ID:  C000243637
Series Class Info:
Series Name:  First Trust SSI Strategic Convertible Securities ETF
Series ID:  S000050640
Class Info:
Class Name:  First Trust SSI Strategic Convertible Securities ETF
Class ID:  C000159952
Item 3:
Investment Comp Act File No.:  811-22559
Securities Act File Numbers:
Securities Act File No.:
File Number:  333-174332
Item 4:
Last Day of Fiscal Year:  10/31/23
Is This Form Being Filed Late?  Yes
Item 5:
Aggregate Sale Price of Securities Sold:  0.00
Aggregate Price of Securities Redeemed or Repurchased in Fiscal Year:  0.00
Aggregate Price of Securities Redeemed or Repurchased Any Prior:  0.00
Total Available Redemption Credits:  0.00
Net Sales:  0.00
Redemption Credits Available for Use in Future Years:  0.00
Multiplier for Determining Registration Fee:  0.000147600
Registration Fee Due:  0.00
Item 7:
Interest Due:  0.00
Item 8:
Total of Registration Fee Plus Any Interest Due:  0.00
Item 9:
Explanatory Notes:  Amended filing submitted to add the series and class for First Trust SSI Strategic Convertible Securities ETF that was omitted on the original 24F-2NT filed on January 10, 2024.
Signature:
Signature:  /s/ John Kunka
Name and Title:  John Kunka, Assistant Treasurer
Signature Date:  4/26/24


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Filing Submission 0001445546-24-003065   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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