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Emcore Corp – ‘10-K’ for 9/30/17 – ‘EX-21.1’

On:  Tuesday, 12/5/17, at 6:30pm ET   ·   As of:  12/6/17   ·   For:  9/30/17   ·   Accession #:  808326-17-31   ·   File #:  1-36632

Previous ‘10-K’:  ‘10-K’ on 12/7/16 for 9/30/16   ·   Next:  ‘10-K’ on 12/4/18 for 9/30/18   ·   Latest:  ‘10-K’ on 12/27/23 for 9/30/23   ·   5 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/06/17  Emcore Corp                       10-K        9/30/17   95:19M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        10-K Q4 FY 17 Form 10K                              HTML   1.12M 
 2: EX-4.1      Exhibit 4.1 Specimen Stock Certificate              HTML     36K 
 4: EX-10.11    Exhibit 10.11 Form of Performance Based Restricted  HTML     82K 
                Stock Award Agreement                                            
 5: EX-10.12    Exhibit 10.12 Restricted Stock and Restricted       HTML     81K 
                Stock Unit Award Agreement                                       
 6: EX-10.13 PERFORMANCE  Material Contract                         HTML     97K 
 3: EX-10.7     Exhibit 10.7 2012 Equity Incentive Plan             HTML    159K 
 7: EX-21.1     Exhibit 21.1 Emcore Subsidiaries                    HTML     26K 
 8: EX-23.1     Exhibit 23.1 Kpmg Consent                           HTML     30K 
 9: EX-31.1     Exhibit 31.1 CEO Certification                      HTML     35K 
10: EX-31.2     Exhibit 31.2 CFO Certification                      HTML     35K 
11: EX-32.1     Exhibit 32.1 CEO Certification                      HTML     30K 
12: EX-32.2     Exhibit 32.2 CFO Certification                      HTML     30K 
19: R1          Document and Entity Information                     HTML     54K 
20: R2          Consolidated Statements of Operations and           HTML    120K 
                Comprehensive Income                                             
21: R3          Consolidated Balance Sheets                         HTML     96K 
22: R4          Consolidated Balance Sheets (Parenthetical)         HTML     51K 
23: R5          Consolidated Statement of Shareholders' Equity      HTML     95K 
24: R6          Consolidated Statements of Cash Flows               HTML    143K 
25: R7          Description of Business                             HTML     44K 
26: R8          Summary of Significant Accounting Policies          HTML     62K 
27: R9          Recent Accounting Pronouncements                    HTML     49K 
28: R10         Cash, Cash Equivalents and Restricted Cash          HTML     44K 
29: R11         Discontinued Operations                             HTML     83K 
30: R12         Fair Value Accounting                               HTML     35K 
31: R13         Accounts Receivable                                 HTML     53K 
32: R14         Inventory                                           HTML     42K 
33: R15         Property, Plant, and Equipment, net                 HTML     47K 
34: R16         Accrued Expenses and Other Current Liabilities      HTML     89K 
35: R17         Credit Facilities                                   HTML     33K 
36: R18         Income and other Taxes                              HTML    150K 
37: R19         Commitments and Contingencies                       HTML     62K 
38: R20         Equity                                              HTML    250K 
39: R21         Geographical Information                            HTML     48K 
40: R22         Selected Quarterly Financial Information            HTML    208K 
                (Unaudited)                                                      
41: R23         Summary of Significant Accounting Policies          HTML    166K 
                (Policies)                                                       
42: R24         Summary of Significant Accounting Policies          HTML     48K 
                (Tables)                                                         
43: R25         Cash, Cash Equivalents and Restricted Cash          HTML     41K 
                (Tables)                                                         
44: R26         Discontinued Operations (Tables)                    HTML     85K 
45: R27         Accounts Receivable (Tables)                        HTML     50K 
46: R28         Inventory (Tables)                                  HTML     42K 
47: R29         Property, Plant, and Equipment, net (Tables)        HTML     48K 
48: R30         Accrued Expenses and Other Current Liabilities      HTML     79K 
                (Tables)                                                         
49: R31         Income and other Taxes (Tables)                     HTML    138K 
50: R32         Commitments and Contingencies (Tables)              HTML     33K 
51: R33         Equity (Tables)                                     HTML    215K 
52: R34         Geographical Information (Tables)                   HTML     43K 
53: R35         Selected Quarterly Financial Information            HTML    207K 
                (Unaudited) (Tables)                                             
54: R36         Description of Business (Business Overview)         HTML     28K 
                (Details)                                                        
55: R37         Description of Business (Sale of Photovoltaics and  HTML     76K 
                Digital Products Business) (Details)                             
56: R38         Summary of Significant Accounting Policies          HTML     41K 
                (Estimated Useful Life) (Details)                                
57: R39         Summary of Significant Accounting Policies          HTML     32K 
                (Narrative) (Details)                                            
58: R40         Recent Accounting Pronouncements (Details)          HTML     52K 
59: R41         (Cash, Cash Equivalents and Restricted Cash)        HTML     39K 
                (Details)                                                        
60: R42         Discontinued Operations (Narrative) (Details)       HTML     66K 
61: R43         Discontinued Operations (Income Statements)         HTML     76K 
                (Details)                                                        
62: R44         Accounts Receivable (Schedule of Components of      HTML     34K 
                Accounts Receivable) (Details)                                   
63: R45         Accounts Receivable (Allowance for Doubtful         HTML     35K 
                Accounts Rollforward) (Details)                                  
64: R46         Inventory (Schedule of Components of Inventory)     HTML     41K 
                (Details)                                                        
65: R47         Property, Plant, and Equipment, net (Schedule of    HTML     47K 
                Property, Plant, and Equipment) (Details)                        
66: R48         Property, Plant, and Equipment, net (Narrative)     HTML     39K 
                (Details)                                                        
67: R49         Accrued Expenses and Other Current Liabilities      HTML     49K 
                (Schedule of Accrued Liabilities) (Details)                      
68: R50         Accrued Expenses and Other Current Liabilities      HTML     37K 
                (Income and Other Taxes) (Narrative) (Details)                   
69: R51         Accrued Expenses and Other Current Liabilities      HTML     75K 
                (Severance and Restructuring Accruals) (Narrative)               
                (Details)                                                        
70: R52         Accrued Expenses and Other Current Liabilities      HTML     41K 
                (Schedule of Restructuring and Related Costs)                    
                (Details)                                                        
71: R53         Accrued Expenses and Other Current Liabilities      HTML     35K 
                (Schedule of Product Warranty Accruals) (Details)                
72: R54         Credit Facilities (Narrative) (Details)             HTML     52K 
73: R55         Income and other Taxes (Schedule of Income (Loss)   HTML     38K 
                Before Taxes) (Details)                                          
74: R56         Income and other Taxes (Income Tax Reconciliation)  HTML     64K 
                (Details)                                                        
75: R57         Income and other Taxes (Provision for Income        HTML     61K 
                Taxes) (Details)                                                 
76: R58         Income and other Taxes (Deferred Tax Assets)        HTML     65K 
                (Details)                                                        
77: R59         Income and other Taxes (Narrative) (Details)        HTML     85K 
78: R60         Income and other Taxes (Unrecognized Gross Tax      HTML     33K 
                Benefit) (Details)                                               
79: R61         Commitments and Contingencies (Narrative)           HTML    116K 
                (Details)                                                        
80: R62         Asset Retirement Obligations (Details)              HTML     34K 
81: R63         Equity (Narrative) (Details)                        HTML    294K 
82: R64         Equity (Schedule of Stock Options Activity)         HTML     88K 
                (Details)                                                        
83: R65         Equity (Schedule of Valuation Assumptions)          HTML     40K 
                (Details)                                                        
84: R66         Equity (Schedule of Restricted Stock Activity)      HTML     85K 
                (Details)                                                        
85: R67         Equity (Schedule of Performance Stock Activity)     HTML     67K 
                (Details)                                                        
86: R68         Equity (Schedule of Stock-based Compensation        HTML     44K 
                Expense - by Award Type) (Details)                               
87: R69         Equity (Schedule of Stock-based Compensation        HTML     38K 
                Expense - by Expense Category) (Details)                         
88: R70         Equity (Schedule of Earnings per Share) (Details)   HTML     88K 
89: R71         Equity (Schedule of Common Stock Reserved for       HTML     46K 
                Future Issuances) (Details)                                      
90: R72         Geographical Information (Narrative) (Details)      HTML     37K 
91: R73         Geographical Information (Schedule of Revenue by    HTML     44K 
                Geographic Region) (Details)                                     
92: R74         Selected Quarterly Financial Information            HTML    125K 
                (Unaudited) (Summary of Selected Quarter Financial               
                Information) (Details)                                           
94: XML         IDEA XML File -- Filing Summary                      XML    168K 
93: EXCEL       IDEA Workbook of Financial Reports                  XLSX    113K 
13: EX-101.INS  XBRL Instance -- emkr-20170930                       XML   3.04M 
15: EX-101.CAL  XBRL Calculations -- emkr-20170930_cal               XML    283K 
16: EX-101.DEF  XBRL Definitions -- emkr-20170930_def                XML    775K 
17: EX-101.LAB  XBRL Labels -- emkr-20170930_lab                     XML   1.99M 
18: EX-101.PRE  XBRL Presentations -- emkr-20170930_pre              XML   1.25M 
14: EX-101.SCH  XBRL Schema -- emkr-20170930                         XSD    190K 
95: ZIP         XBRL Zipped Folder -- 0000808326-17-000031-xbrl      Zip    303K 


‘EX-21.1’   —   Exhibit 21.1 Emcore Subsidiaries


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Exhibit 21.1
EMCORE Corporation Subsidiaries*


Corona Optical Systems, Inc., A Delaware corporation
EMCORE Hong Kong, Limited, a Hong Kong corporation
Langfang EMCORE Optoelectronics Company, Limited, a Chinese corporation
EMCORE Optoelectronics (Beijing) Company, Limited


*As of December 5, 2017



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:12/6/17
Filed on:12/5/178-K
For Period end:9/30/17
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/27/23  Emcore Corp.                      10-K        9/30/23  111:10M
12/28/22  Emcore Corp.                      10-K        9/30/22  106:13M
12/03/21  Emcore Corp.                      10-K        9/30/21   93:23M
 5/13/21  Emcore Corp.                      S-3                    5:1M                                     Toppan Merrill/FA
12/08/20  Emcore Corp.                      10-K        9/30/20  103:12M                                    Toppan Merrill Bridge/FA
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Filing Submission 0000808326-17-000031   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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