Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K 10-K Q4 FY 17 Form 10K HTML 1.12M
2: EX-4.1 Exhibit 4.1 Specimen Stock Certificate HTML 36K
4: EX-10.11 Exhibit 10.11 Form of Performance Based Restricted HTML 82K
Stock Award Agreement
5: EX-10.12 Exhibit 10.12 Restricted Stock and Restricted HTML 81K
Stock Unit Award Agreement
6: EX-10.13 PERFORMANCE Material Contract HTML 97K
3: EX-10.7 Exhibit 10.7 2012 Equity Incentive Plan HTML 159K
7: EX-21.1 Exhibit 21.1 Emcore Subsidiaries HTML 26K
8: EX-23.1 Exhibit 23.1 Kpmg Consent HTML 30K
9: EX-31.1 Exhibit 31.1 CEO Certification HTML 35K
10: EX-31.2 Exhibit 31.2 CFO Certification HTML 35K
11: EX-32.1 Exhibit 32.1 CEO Certification HTML 30K
12: EX-32.2 Exhibit 32.2 CFO Certification HTML 30K
19: R1 Document and Entity Information HTML 54K
20: R2 Consolidated Statements of Operations and HTML 120K
Comprehensive Income
21: R3 Consolidated Balance Sheets HTML 96K
22: R4 Consolidated Balance Sheets (Parenthetical) HTML 51K
23: R5 Consolidated Statement of Shareholders' Equity HTML 95K
24: R6 Consolidated Statements of Cash Flows HTML 143K
25: R7 Description of Business HTML 44K
26: R8 Summary of Significant Accounting Policies HTML 62K
27: R9 Recent Accounting Pronouncements HTML 49K
28: R10 Cash, Cash Equivalents and Restricted Cash HTML 44K
29: R11 Discontinued Operations HTML 83K
30: R12 Fair Value Accounting HTML 35K
31: R13 Accounts Receivable HTML 53K
32: R14 Inventory HTML 42K
33: R15 Property, Plant, and Equipment, net HTML 47K
34: R16 Accrued Expenses and Other Current Liabilities HTML 89K
35: R17 Credit Facilities HTML 33K
36: R18 Income and other Taxes HTML 150K
37: R19 Commitments and Contingencies HTML 62K
38: R20 Equity HTML 250K
39: R21 Geographical Information HTML 48K
40: R22 Selected Quarterly Financial Information HTML 208K
(Unaudited)
41: R23 Summary of Significant Accounting Policies HTML 166K
(Policies)
42: R24 Summary of Significant Accounting Policies HTML 48K
(Tables)
43: R25 Cash, Cash Equivalents and Restricted Cash HTML 41K
(Tables)
44: R26 Discontinued Operations (Tables) HTML 85K
45: R27 Accounts Receivable (Tables) HTML 50K
46: R28 Inventory (Tables) HTML 42K
47: R29 Property, Plant, and Equipment, net (Tables) HTML 48K
48: R30 Accrued Expenses and Other Current Liabilities HTML 79K
(Tables)
49: R31 Income and other Taxes (Tables) HTML 138K
50: R32 Commitments and Contingencies (Tables) HTML 33K
51: R33 Equity (Tables) HTML 215K
52: R34 Geographical Information (Tables) HTML 43K
53: R35 Selected Quarterly Financial Information HTML 207K
(Unaudited) (Tables)
54: R36 Description of Business (Business Overview) HTML 28K
(Details)
55: R37 Description of Business (Sale of Photovoltaics and HTML 76K
Digital Products Business) (Details)
56: R38 Summary of Significant Accounting Policies HTML 41K
(Estimated Useful Life) (Details)
57: R39 Summary of Significant Accounting Policies HTML 32K
(Narrative) (Details)
58: R40 Recent Accounting Pronouncements (Details) HTML 52K
59: R41 (Cash, Cash Equivalents and Restricted Cash) HTML 39K
(Details)
60: R42 Discontinued Operations (Narrative) (Details) HTML 66K
61: R43 Discontinued Operations (Income Statements) HTML 76K
(Details)
62: R44 Accounts Receivable (Schedule of Components of HTML 34K
Accounts Receivable) (Details)
63: R45 Accounts Receivable (Allowance for Doubtful HTML 35K
Accounts Rollforward) (Details)
64: R46 Inventory (Schedule of Components of Inventory) HTML 41K
(Details)
65: R47 Property, Plant, and Equipment, net (Schedule of HTML 47K
Property, Plant, and Equipment) (Details)
66: R48 Property, Plant, and Equipment, net (Narrative) HTML 39K
(Details)
67: R49 Accrued Expenses and Other Current Liabilities HTML 49K
(Schedule of Accrued Liabilities) (Details)
68: R50 Accrued Expenses and Other Current Liabilities HTML 37K
(Income and Other Taxes) (Narrative) (Details)
69: R51 Accrued Expenses and Other Current Liabilities HTML 75K
(Severance and Restructuring Accruals) (Narrative)
(Details)
70: R52 Accrued Expenses and Other Current Liabilities HTML 41K
(Schedule of Restructuring and Related Costs)
(Details)
71: R53 Accrued Expenses and Other Current Liabilities HTML 35K
(Schedule of Product Warranty Accruals) (Details)
72: R54 Credit Facilities (Narrative) (Details) HTML 52K
73: R55 Income and other Taxes (Schedule of Income (Loss) HTML 38K
Before Taxes) (Details)
74: R56 Income and other Taxes (Income Tax Reconciliation) HTML 64K
(Details)
75: R57 Income and other Taxes (Provision for Income HTML 61K
Taxes) (Details)
76: R58 Income and other Taxes (Deferred Tax Assets) HTML 65K
(Details)
77: R59 Income and other Taxes (Narrative) (Details) HTML 85K
78: R60 Income and other Taxes (Unrecognized Gross Tax HTML 33K
Benefit) (Details)
79: R61 Commitments and Contingencies (Narrative) HTML 116K
(Details)
80: R62 Asset Retirement Obligations (Details) HTML 34K
81: R63 Equity (Narrative) (Details) HTML 294K
82: R64 Equity (Schedule of Stock Options Activity) HTML 88K
(Details)
83: R65 Equity (Schedule of Valuation Assumptions) HTML 40K
(Details)
84: R66 Equity (Schedule of Restricted Stock Activity) HTML 85K
(Details)
85: R67 Equity (Schedule of Performance Stock Activity) HTML 67K
(Details)
86: R68 Equity (Schedule of Stock-based Compensation HTML 44K
Expense - by Award Type) (Details)
87: R69 Equity (Schedule of Stock-based Compensation HTML 38K
Expense - by Expense Category) (Details)
88: R70 Equity (Schedule of Earnings per Share) (Details) HTML 88K
89: R71 Equity (Schedule of Common Stock Reserved for HTML 46K
Future Issuances) (Details)
90: R72 Geographical Information (Narrative) (Details) HTML 37K
91: R73 Geographical Information (Schedule of Revenue by HTML 44K
Geographic Region) (Details)
92: R74 Selected Quarterly Financial Information HTML 125K
(Unaudited) (Summary of Selected Quarter Financial
Information) (Details)
94: XML IDEA XML File -- Filing Summary XML 168K
93: EXCEL IDEA Workbook of Financial Reports XLSX 113K
13: EX-101.INS XBRL Instance -- emkr-20170930 XML 3.04M
15: EX-101.CAL XBRL Calculations -- emkr-20170930_cal XML 283K
16: EX-101.DEF XBRL Definitions -- emkr-20170930_def XML 775K
17: EX-101.LAB XBRL Labels -- emkr-20170930_lab XML 1.99M
18: EX-101.PRE XBRL Presentations -- emkr-20170930_pre XML 1.25M
14: EX-101.SCH XBRL Schema -- emkr-20170930 XSD 190K
95: ZIP XBRL Zipped Folder -- 0000808326-17-000031-xbrl Zip 303K
The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM - as tenants in common
TEN ENT- as tenants by the entireties
JT TEN - as joint tenants with right of
survivorship and not as tenants
in common
UNIF GIFT MIN ACT- ....................Custodian....................
(Cust) (Minor)
under Uniform Gifts to Minors Act...................
(State)
Additional abbreviations may also be used though not in the above list.
For Value
Received, hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS.
INCLUDING ZIP CODE, OF ASSIGNEE)
Shares of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
Dated
_
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH
THE NAME AS WRITIEN UPON THE FACE OF THE CERTIFICATE IN EVER Y PARTICULAR. WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER.
Signature(s) Guaranteed
By _ The Signature(s) must be guaranteed by an eligible guarantor institution
(Banks,Stockbrokers, Savings and Loan Associations and Credit Unions with membership in an approved Signature Guarantee Medallion Program), pursuant to SEC Rule 17Ad-15.
