Allison Clyde H Jr. – ‘144’ on 10/28/21 re: Norfolk Southern Corp.

On:  Thursday, 10/28/21, at 1:51pm ET   ·   Accession #:  702165-21-35   ·   File #:  1-08339

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Notice of a Proposed Sale of Securities by an Insider   —   Form 144   —   Rule 144

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 144         Allison 144 Txt                                        3±    13K 
 2: 144         Allison 144 PDF -- allison144.10282021               PDF    312K 

‘144’   —   Allison 144 Txt

UNITED STATES                                         OMB APPROVAL              
SECURITIES AND EXCHANGE COMMISSION                    OMB Number:  3235-0101    
WASHINGTON, D.C. 20549                                Expires: July 31, 2023    
                      Estimated average burden hours per response...1.00
SEC USE ONLY                                                                    
DOCUMENT SEQUENCE NO.                                                           
CUSIP NUMBER                                                                    
WORK LOCATION                                                                   

FORM 144                                                                        

NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE            
SECURITIES ACT OF 1933                                                          

ATTENTION: Transmit for filing 3 copies of this form concurrently with either   
placing an order with a broker to execute sale or executing a sale directly     
with a market maker.                                                            

1 (a) NAME OF ISSUER               (b) IRS IDENT. NO.  (c) S.E.C. FILE NO.      
NORFOLK SOUTHERN CORPORATION           52-1188014          1-8339               

1 (d) ADDRESS OF ISSUER STREET    CITY       STATE  ZIP   (e) TELEPHONE NO.     
650 West Peachtree St, NW        Atlanta      GA   30308     757  629-2645      

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD            
Clyde H. Allison, Jr.                                                           

2 (b) RELATIONSHIP TO ISSUER                                                    
Officer                                                                         

2 (c) ADDRESS                    CITY        STATE   ZIP                        
650 West Peachtree St, NW        Atlanta      GA     30308                      

INSTRUCTION: The person filing this notice should contact the issuer to         
Obtain I.R.S. Identification Number and the S.E.C. File Number.                 

3 (a) TITLE OF THE CLASS OF SECURITIES TO BE SOLD                               
NORFOLK SOUTHERN CORPORATION COMMON STOCK                                       

3 (b) NAME AND ADDRESS OF EACH BROKER THROUGH WHOM          SEC USE ONLY        
THE SECURITIES ARE TO BE OFFERED OR EACH MARKET             BROKER-DEALER       
MAKER WHO IS ACQUIRING THE SECURITIES                       FILE NUMBER         
Merrill Lynch                                                                   
Corporate Advisory Services                                                     
1152 15th Street, NW, Suite 6000                                                
Washington, DC  20005                                                           

(c) NUMBER OF SHARES OR OTHER UNITS TO BE SOLD (see instr. 3(c))                
5,000                                                                           

(d) AGGREGATE MARKET VALUE (see instr. 3(d))                                    
$1,450,650 (as of 10/28/2021)                                                   

(e) NUMBER OF SHARES OR OTHER UNITS OUTSTANDING (see instr. 3(e))               
243,344,509 (as of 9/30/2021)                                                   

(f) APPROXIMATE DATE OF SALE (see instr. 3(f))  (MO. DAY YR.)                   
10/28/2021                                                                      

(g) NAME OF EACH SECURITIES EXCANGE (see instr. 3(g))                           
NYSE                                                                            

INSTRUCTIONS:                                                                   

1.(a) Name of issuer                                                            
(b) Issuer's I.R.S. Identification Number                                   
(c) Issuer's S.E.C. file number, if any                                     
(d) Issuer's address, including zip code                                    
(e) Issuer's telephone number, including area code                          
2.(a) Name of person for whose account the securities are to be sold            
(b) Such person's relationship to the issuer (e.g., officer, director, 10%  
   stockholder, or member of the immediate family of any of the foregoing)
(c) Such person's address, including zip code                               
3.(a) Title of the class of securities to be sold                               
(b) Name and address of each broker though whom the securities are intended     
to be sold                                                              
(c) Number of shares or other units to be sold (if debt securities, give    
the aggregate face amount)                                          
(d) Aggregate market value of the securities to be sold as of a specified   
date within 10 days prior to the filing of this notice              
(e) Number of shares or other units of the class outstanding, or if debt    
securities the face amount thereof outstanding, as shown by the most
recent report or statement published by the issuer                  
(f) Approximate date on which the securities are to be sold                 
(g) Name of each securities exchange, if any, on which the securities are   
intended to be sold                                                 

Potential persons who are to respond to the collection of information           
contained in this form are not required to respond unless the form displays a   
currently valid OMB control number.                    SEC 1147 (08-07)         

TABLE I   SECURITIES TO BE SOLD                                                 
Furnish the following information with respect to the acquisition of the        
securities to be sold and with respect to the payment of all or any part of     
the purchase price or other consideration therefor:                             

Title of       Date you    Nature of Acquisition Transaction              
the Class      Acquired                                                   
1. Common Stock   1/24/2013     Cashless Exercise of Stock Option               

Name of Person from Whom Acquired             Amount of                   
(If gift, also give date donor acquired)      Securities Acquired         
1. Norfolk Southern Corporation Common Stock     5,000                          

Date of Payment    Nature of Payment                                      
1. N/A                    N/A                                                   

INSTRUCTIONS: If the securities were purchased and full payment therefor was    
not made in cash at the time of purchase, explain in the table or in a note     
thereto the nature of the consideration given. If the consideration consisted   
of any note or other obligation, or if payment was made in installments         
describe the arrangement and state when the note or other obligation was        
discharged in full or the last installment paid.                                

TABLE II    SECURITIES SOLD DURING THE PAST 3 MONTHS                            
Furnish the following information as to all securities of the issuer sold       
during the past 3 months by the person for whose account the securities are to  
be sold.                                                                        

Name and Address of Seller                                                      

Title of Securities Sold                                                        

Date of Sale         Amount of Securities Sold        Gross Proceeds            

REMARKS:                                                                        

INSTRUCTIONS:                                                                   
See the definition of person in paragraph (a) of Rule 144. Information is to    
be given not only as to the person for whose account the securities are to be   
sold but also as to all other persons included in that definition. In           
addition, information shall be given as to sales by all persons whose sales     
are required by paragraph (e) of Rule 144 to be aggregated with sales for the   
account of the person filing this notice.                                       

ATTENTION: The person for whose account the securities to which this notice     
relates are to be sold hereby represents by signing this notice that he does    
not know any material adverse information in regard to the current and          
prospective operations of the Issuer of the securities to be sold which has     
not been publicly disclosed. If such person has adopted a written trading plan  
or given trading instructions to satisfy Rule 10b5-1 under the Exchange         
Act, by signing the form and indicating the date that the plan was adopted or   
the instruction given, that person makes such representation as of the plan     
adoption or instruction date.                                                   

October 28, 2021        /s/ Denise W. Hutson as POA for Clyde H. Allison, Jr.   
DATE OF NOTICE           (SIGNATURE)                                            

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1       

The notice shall be signed by the person for whose account the securities are   
to be sold. At least one copy of the notice shall be manually signed. Any       
copies not manually signed shall bear typed or printed signatures.              

ATTENTION:  Intentional misstatements or omission of facts constitute Federal   
Criminal Violations (See 18 U.S.C. 1001)                                        

SEC  1147  (08-07)                                                              

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘144’ Filing		Date		Other Filings
		7/31/23
Filed on:		10/28/21		4
				List all Filings