Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q Quarterly Report HTML 394K
2: EX-10.1 Material Contract HTML 76K
3: EX-10.2 Material Contract HTML 32K
4: EX-10.3 Material Contract HTML 35K
5: EX-15 Letter re: Unaudited Interim Financial Information HTML 21K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 24K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 24K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 19K
9: EX-32.2 Certification -- §906 - SOA'02 HTML 19K
44: R1 Document and Entity Information HTML 37K
34: R2 Condensed Consolidated Balance Sheet (Unaudited) HTML 139K
42: R3 Condensed Consolidated Balance Sheet (Unaudited) HTML 26K
(Parenthetical)
46: R4 Condensed Consolidated Statement of Operations HTML 89K
(Unaudited)
59: R5 Condensed Consolidated Statement of Comprehensive HTML 45K
Income (Unaudited)
36: R6 Condensed Consolidated Statement of Cash Flows HTML 144K
(Unaudited)
41: R7 Basis of Presentation and Accounting Policies HTML 44K
31: R8 Share-Based Compensation HTML 40K
23: R9 Acquisitions HTML 35K
60: R10 Inventories HTML 30K
48: R11 Goodwill and Other Intangible Assets HTML 82K
47: R12 Short-term Debt HTML 24K
52: R13 Other Current Liabilities HTML 32K
53: R14 Product Warranty Obligations HTML 32K
51: R15 Derivative Instruments and Fair Value Measurement HTML 114K
54: R16 Retirement Benefits HTML 52K
43: R17 Commitments and Contingent Liabilities HTML 30K
45: R18 Income Taxes HTML 30K
50: R19 Business Segment Information HTML 49K
64: R20 Basis of Presentation and Accounting Policies HTML 49K
(Policies)
56: R21 Basis of Presentation and Accounting Policies HTML 38K
(Tables)
38: R22 Share-Based Compensation (Tables) HTML 35K
49: R23 Acquisitions (Tables) HTML 26K
40: R24 Inventories (Tables) HTML 28K
19: R25 Goodwill and Other Intangible Assets (Tables) HTML 79K
57: R26 Other Current Liabilities (Tables) HTML 32K
61: R27 Product Warranty Obligations (Tables) HTML 31K
27: R28 Derivative Instruments and Fair Value Measurement HTML 117K
(Tables)
26: R29 Retirement Benefits (Tables) HTML 44K
29: R30 Business Segment Information (Tables) HTML 43K
30: R31 Basis of Presentation and Accounting Policies HTML 65K
(Details)
32: R32 Basis of Presentation and Accounting Policies HTML 30K
(Details Textual)
18: R33 Share-Based Compensation (Details) HTML 43K
55: R34 Acquisitions (Details) HTML 38K
37: R35 Inventories (Details) HTML 31K
39: R36 Goodwill and Other Intangible Assets (Details) HTML 36K
21: R37 Goodwill and Other Intangible Assets (Details 1) HTML 57K
63: R38 Short-term Debt (Details) HTML 26K
16: R39 Other Current Liabilities (Details) HTML 47K
33: R40 Product Warranty Obligations (Details) HTML 31K
58: R41 Derivative Instruments and Fair Value Measurement HTML 41K
(Details)
20: R42 Derivative Instruments and Fair Value Measurement HTML 44K
(Details 1)
25: R43 Derivative Instruments and Fair Value Measurment HTML 73K
(Details 2)
28: R44 Retirement Benefits (Details) HTML 49K
35: R45 Income Taxes (Details) HTML 40K
17: R46 Business Segment Information (Details) HTML 31K
62: XML IDEA XML File -- Filing Summary XML 85K
24: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 759K
10: EX-101.INS XBRL Instance -- rok-20121231 XML 1.07M
12: EX-101.CAL XBRL Calculations -- rok-20121231_cal XML 174K
13: EX-101.DEF XBRL Definitions -- rok-20121231_def XML 339K
14: EX-101.LAB XBRL Labels -- rok-20121231_lab XML 1.00M
15: EX-101.PRE XBRL Presentations -- rok-20121231_pre XML 536K
11: EX-101.SCH XBRL Schema -- rok-20121231 XSD 100K
22: ZIP XBRL Zipped Folder -- 0001024478-13-000009-xbrl Zip 128K
1. I have reviewed this quarterly report on Form 10-Q of Rockwell Automation, Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed
such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated
the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the
registrant’s ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
