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As Of Filer Filing For·On·As Docs:Size 11/10/20 Rockwell Automation, Inc. 10-K 9/30/20 144:21M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.49M
2: EX-10.A.7 Material Contract HTML 44K
3: EX-10.B.13 Material Contract HTML 71K
4: EX-10.B.14 Material Contract HTML 91K
5: EX-10.D.1 Material Contract HTML 45K
6: EX-21 Subsidiaries List HTML 57K
7: EX-23 Consent of Expert or Counsel HTML 37K
8: EX-24 Power of Attorney HTML 58K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 42K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 42K
11: EX-32.1 Certification -- §906 - SOA'02 HTML 38K
12: EX-32.2 Certification -- §906 - SOA'02 HTML 38K
19: R1 Cover Page HTML 101K
20: R2 Consolidated Balance Sheet HTML 144K
21: R3 Consolidated Balance Sheet (Parenthetical) HTML 43K
22: R4 Consolidated Statement of Operations HTML 115K
23: R5 Consolidated Statement of Comprehensive Income HTML 74K
24: R6 Consolidated Statement of Comprehensive Income HTML 42K
(Parenthetical)
25: R7 Consolidated Statement of Cash Flows HTML 145K
26: R8 Consolidated Statement of Shareowners' Equity HTML 85K
27: R9 Consolidated Statement of Shareowners' Equity HTML 39K
(Parenthetical)
28: R10 Basis of Presentation and Accounting Policies HTML 115K
29: R11 Revenue Recognition (Notes) HTML 114K
30: R12 Goodwill and Other Intangible Assets HTML 109K
31: R13 Acquisitions HTML 82K
32: R14 Inventories HTML 48K
33: R15 Property, net HTML 55K
34: R16 Long-term and Short-term Debt HTML 80K
35: R17 Other Current Liabilities HTML 54K
36: R18 Product Warranty Obligations HTML 51K
37: R19 Investments HTML 116K
38: R20 Derivative Instruments HTML 125K
39: R21 Shareowners' Equity HTML 163K
40: R22 Share-Based Compensation HTML 136K
41: R23 Retirement Benefits HTML 524K
42: R24 Other (Expense) Income HTML 55K
43: R25 Income Taxes HTML 206K
44: R26 Commitments and Contingent Liabilities HTML 49K
45: R27 Leases HTML 70K
46: R28 Business Segment Information HTML 164K
47: R29 Quarterly Financial Information (Unaudited) HTML 95K
48: R30 Subsequent Event (Notes) HTML 39K
49: R31 Valuation and Qualifying Accounts HTML 81K
50: R32 Basis of Presentation and Accounting Policies HTML 149K
(Policies)
51: R33 Basis of Presentation and Accounting Policies HTML 67K
(Tables)
52: R34 Revenue Recognition (Tables) HTML 94K
53: R35 Goodwill and Other Intangible Assets (Tables) HTML 108K
54: R36 Acquisitions (Tables) HTML 72K
55: R37 Inventories (Tables) HTML 49K
56: R38 Property, net (Tables) HTML 54K
57: R39 Long-term and Short-term Debt (Tables) HTML 72K
58: R40 Other Current Liabilities (Tables) HTML 54K
59: R41 Product Warranty Obligations (Tables) HTML 50K
60: R42 Investments (Tables) HTML 113K
61: R43 Derivative Instruments (Tables) HTML 127K
62: R44 Shareowners' Equity (Tables) HTML 164K
63: R45 Share-Based Compensation (Tables) HTML 132K
64: R46 Retirement Benefits (Tables) HTML 521K
65: R47 Other (Expense) Income (Tables) HTML 55K
66: R48 Income Taxes (Tables) HTML 209K
67: R49 Leases (Tables) HTML 73K
68: R50 Business Segment Information (Tables) HTML 154K
69: R51 Quarterly Financial Information (Unaudited) HTML 95K
(Tables)
70: R52 Basis of Presentation and Accounting Policies - HTML 43K
Revenue Recognition and Receivables (Narrative)
(Details)
71: R53 Basis of Presentation and Accounting Policies - HTML 54K
Property (Narrative) (Details)
72: R54 Basis of Presentation and Accounting Policies - HTML 52K
Intangible Assets (Narrative) (Details)
73: R55 Basis of Presentation and Accounting Policies - HTML 42K
Research and Development Expenses, and Earnings
Per Share (Narrative) (Details)
74: R56 Basis of Presentation and Accounting Policies - HTML 86K
Reconciliation of Basic and Diluted Earnings Per
Share (Details)
75: R57 Basis of Presentation and Accounting Policies - HTML 62K
Recently Issued Accounting Pronouncements
(Narrative) (Details)
76: R58 Revenue Recognition - Narrative (Details) HTML 66K
77: R59 Revenue Recognition - Performance Obligation HTML 45K
(Details)
78: R60 Revenue Recognition - Disaggregation of Revenue by HTML 78K
Operating Segment and by Geographic Region
(Details)
79: R61 Revenue Recognition - Disaggregation of Revenue by HTML 64K
Operating Segment and Major Types of Products
(Details)
80: R62 Revenue Recognition - Contract Balances (Details) HTML 40K
81: R63 Goodwill and Other Intangible Assets - Changes in HTML 50K
Carrying amount of Goodwill (Details)
82: R64 Goodwill and Other Intangible Assets - Other HTML 87K
Intangibles (Details)
83: R65 Acquisitions - Narrative (Details) HTML 99K
84: R66 Inventories (Details) HTML 46K
85: R67 Acquisitions - Schedule of Recognized Identified HTML 85K
Assets Acquired and Liabilities Assumed - Sensia
(Details)
86: R68 Acquisitions - Schedule of Recognized Idenfified HTML 69K
Assets Acquired and Liabilities Assumed - MESTECH,
Avnet, ASEM, and Kalypso (Details)
87: R69 Property, net (Details) HTML 56K
88: R70 Long-term and Short-term Debt - Schedule of HTML 68K
Long-term Debt (Details)
89: R71 Long-term and Short-term Debt - Long-term and HTML 111K
Short-term Debt (Details)
90: R72 Long-term and Short-term Debt - Schedule of HTML 50K
Carrying Amounts and Estimated Fair Values
(Details)
91: R73 Other Current Liabilities (Details) HTML 59K
92: R74 Product Warranty Obligations (Details) HTML 50K
93: R75 Investments - Schedule of Investments (Details) HTML 51K
94: R76 Investments - Schedule of Available-for-sale HTML 48K
Investments (Details)
95: R77 Investments - Balance Sheet Classification of HTML 44K
Available-for-sale Securities (Details)
96: R78 Investments - Narrative (Details) HTML 58K
97: R79 Investments - Schedule of Fair Value of HTML 81K
Investments (Details)
98: R80 Derivative Instruments - Narrative (Details) HTML 56K
99: R81 Derivative Instruments - Pre-tax Amount of Gains HTML 73K
(Losses) (Details)
100: R82 Derivative Instruments - Schedule of Fair Value of HTML 66K
Derivatives (Details)
101: R83 Shareowners' Equity - Common Stock (Details) HTML 58K
102: R84 Shareowners' Equity - Schedule of Changes in HTML 87K
Accumulated Other Comprehensive Loss (Details)
103: R85 Shareowners' Equity - Schedule of HTML 99K
Reclassifications Out of Accumulated Other
Comprehensive Loss (Details)
104: R86 Share-Based Compensation - Narrative (Details) HTML 99K
105: R87 Share-Based Compensation - Schedule of Fair Value HTML 52K
Assumptions (Details)
106: R88 Share-Based Compensation - Summary of Stock Option HTML 91K
Activity (Details)
107: R89 Share-Based Compensation - Summary of Performance HTML 76K
Share and Restricted Stock Unit Activity (Details)
108: R90 Share-Based Compensation - Schedule of Performance HTML 45K
Shares Vested (Details)
109: R91 Retirement Benefits - Narrative (Details) HTML 83K
110: R92 Schedule of Components of Net Periodic Benefit HTML 68K
Cost (Income) (Details)
111: R93 Retirement Benefits - Schedule of Significant HTML 56K
Assumptions Used in Determining Net Periodic
Benefit Cost (Income) and Benefit Obligations
(Details)
112: R94 Retirement Benefits - Schedule of Net Funded HTML 117K
Status (Details)
113: R95 Retirement Benefits - Schedule of Amounts Included HTML 50K
in Accumulated Other Comprehensive Loss, Net of
Tax (Details)
114: R96 Retirement Benefits - Schedule of Accumulated and HTML 49K
Project Benefit Obligations (Details)
115: R97 Retirement Benefits - Schedule of Significant HTML 58K
Assumptions Used in Determining Benefit
Obligations (Details)
116: R98 Retirement Benefits - Schedule of Expected Benefit HTML 54K
Payments (Details)
117: R99 Retirement Benefits - Schedule of Weighted Average HTML 56K
Allocation Of Plan Assets (Details)
118: R100 Retirement Benefits - Schedule of Allocation of HTML 159K
Plan Assets (Details)
119: R101 Retirement Benefits - Defined Benefit Plan Change HTML 69K
in Fair Value of Plan Assets Level Three (Details)
120: R102 Other (Expense) Income (Details) HTML 49K
121: R103 Income Taxes - Schedule of Income Tax Data HTML 83K
(Details)
122: R104 Income Taxes - Narrative (Details) HTML 56K
123: R105 Income Taxes - Schedule of Effective Income Tax HTML 70K
Rate Reconciliation (Details)
124: R106 Income Taxes - Schedule of Deferred Tax Assets and HTML 87K
Liabilities (Details)
125: R107 Income Taxes - Schedule of Tax Attributes and HTML 78K
Valuation Allowances (Details)
126: R108 Income Taxes - Schedule of Gross Unrecognized Tax HTML 54K
Benefits (Details)
127: R109 Commitments and Contingent Liabilities - Narrative HTML 43K
(Details)
128: R110 Leases - Narrative (Details) HTML 45K
129: R111 Leases - Components of Lease Expense (Details) HTML 43K
130: R112 Leases - Supplemental Balance Sheet (Details) HTML 41K
131: R113 Leases - Operating Lease Maturity ASU 842 HTML 56K
(Details)
132: R114 Leases - Operating Lease Maturity ASU 840 HTML 54K
(Details)
133: R115 Leases - Supplemental Cash Flows (Details) HTML 41K
134: R116 Business Segment Information - Narrative (Details) HTML 72K
135: R117 Business Segment Information - Schedule of HTML 84K
Reportable Segments (Details)
136: R118 Business Segment Information - Components of HTML 60K
Identifiable Assets, Depreciation and
Amortization, and Capital Expenditures for
Property (Details)
137: R119 Business Segment Information - Schedule of Sales HTML 61K
and Property by Geographic Region (Details)
138: R120 Quarterly Financial Information (Unaudited) HTML 75K
(Details)
139: R121 Valuation and Qualifying Accounts (Details) HTML 55K
140: R9999 Uncategorized Items - fy2020form10k.htm HTML 38K
142: XML IDEA XML File -- Filing Summary XML 265K
18: XML XBRL Instance -- fy2020form10k_htm XML 6.11M
141: EXCEL IDEA Workbook of Financial Reports XLSX 193K
14: EX-101.CAL XBRL Calculations -- rok-20200930_cal XML 446K
15: EX-101.DEF XBRL Definitions -- rok-20200930_def XML 1.24M
16: EX-101.LAB XBRL Labels -- rok-20200930_lab XML 2.94M
17: EX-101.PRE XBRL Presentations -- rok-20200930_pre XML 1.88M
13: EX-101.SCH XBRL Schema -- rok-20200930 XSD 261K
143: JSON XBRL Instance as JSON Data -- MetaLinks 700± 1.05M
144: ZIP XBRL Zipped Folder -- 0001024478-20-000038-xbrl Zip 595K
| Exhibit |
1. | the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2020 and any amendments thereto; and |
2. | any and
all amendments (including supplements and post-effective amendments) to |
a) | the Registration Statement on Form S-8 registering securities to be sold under the Company’s 2020 Long-Term Incentives Plan (Registration Nos. 333-236277); |
b) | the Registration Statement
on Form S-8 registering securities to be sold under the Company’s 2012 Long-Term Incentives Plan (Registration Nos. 333-180557 and 333-209706); |
c) | the Registration Statements on Form S-8 registering securities to be sold under the Company’s 2008 Long-Term Incentives Plan (Registration Nos. 333-150019
and 333-165727); |
d) | the Registration Statement on Form S-8 registering securities to be sold under the Company’s 1165(e) Plan (Registration Nos. 333-234642, 333-157203 and 333-205022); |
e) | the
Registration Statements on Form S-8 registering securities to be sold under the Company’s Retirement Savings Plan (Registration Nos. 333-184400 and 333-149581); and |
f) | the Registration Statement on Form S-8 registering securities to be sold pursuant to the Company’s 2003 Directors Stock Plan (Registration No. 333-101780);
and |
3. | any and all amendments (including supplements and post-effective amendments) to the Registration Statement on Form S-3 (Registration No. 333-228817) registering an indeterminate amount of debt securities of the Company in one or more series. |
Signature | Title | Date | ||
/s/
Blake D. Moret | Chairman of the Board, President and Chief Executive Officer (principal executive officer) | |||
Director | ||||
Director | ||||
Director | ||||
/s/
James P. Keane | Director | |||
Director | ||||
/s/
Pam Murphy | Director | |||
/s/
Donald R. Parfet | Director | |||
/s/
Lisa A. Payne | Director | |||
Director | ||||
Director | ||||
/s/
Patrick P. Goris | Senior Vice President and Chief Financial Officer (principal financial officer) | |||
/s/
Rebecca W. House | Senior Vice President, Chief Administrative and Legal Officer and Secretary | |||
Vice President and Controller (principal accounting officer) | ||||
/s/
Steven W. Etzel | Vice President, Finance | |||
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/10/20 | 8-K | ||
| 11/6/20 | ||||
| 11/3/20 | 4 | |||
| 11/1/20 | ||||
| 10/27/20 | ||||
| For Period end: | 9/30/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/23 Rockwell Automation, Inc. 10-K 9/30/23 140:16M 11/08/22 Rockwell Automation, Inc. 10-K 9/30/22 139:18M 11/09/21 Rockwell Automation, Inc. 10-K 9/30/21 136:18M |