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As Of Filer Filing For·On·As Docs:Size 11/10/20 Rockwell Automation, Inc. 10-K 9/30/20 144:21M |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 2.49M 2: EX-10.A.7 Material Contract HTML 44K 3: EX-10.B.13 Material Contract HTML 71K 4: EX-10.B.14 Material Contract HTML 91K 5: EX-10.D.1 Material Contract HTML 45K 6: EX-21 Subsidiaries List HTML 57K 7: EX-23 Consent of Expert or Counsel HTML 37K 8: EX-24 Power of Attorney HTML 58K 9: EX-31.1 Certification -- §302 - SOA'02 HTML 42K 10: EX-31.2 Certification -- §302 - SOA'02 HTML 42K 11: EX-32.1 Certification -- §906 - SOA'02 HTML 38K 12: EX-32.2 Certification -- §906 - SOA'02 HTML 38K 19: R1 Cover Page HTML 101K 20: R2 Consolidated Balance Sheet HTML 144K 21: R3 Consolidated Balance Sheet (Parenthetical) HTML 43K 22: R4 Consolidated Statement of Operations HTML 115K 23: R5 Consolidated Statement of Comprehensive Income HTML 74K 24: R6 Consolidated Statement of Comprehensive Income HTML 42K (Parenthetical) 25: R7 Consolidated Statement of Cash Flows HTML 145K 26: R8 Consolidated Statement of Shareowners' Equity HTML 85K 27: R9 Consolidated Statement of Shareowners' Equity HTML 39K (Parenthetical) 28: R10 Basis of Presentation and Accounting Policies HTML 115K 29: R11 Revenue Recognition (Notes) HTML 114K 30: R12 Goodwill and Other Intangible Assets HTML 109K 31: R13 Acquisitions HTML 82K 32: R14 Inventories HTML 48K 33: R15 Property, net HTML 55K 34: R16 Long-term and Short-term Debt HTML 80K 35: R17 Other Current Liabilities HTML 54K 36: R18 Product Warranty Obligations HTML 51K 37: R19 Investments HTML 116K 38: R20 Derivative Instruments HTML 125K 39: R21 Shareowners' Equity HTML 163K 40: R22 Share-Based Compensation HTML 136K 41: R23 Retirement Benefits HTML 524K 42: R24 Other (Expense) Income HTML 55K 43: R25 Income Taxes HTML 206K 44: R26 Commitments and Contingent Liabilities HTML 49K 45: R27 Leases HTML 70K 46: R28 Business Segment Information HTML 164K 47: R29 Quarterly Financial Information (Unaudited) HTML 95K 48: R30 Subsequent Event (Notes) HTML 39K 49: R31 Valuation and Qualifying Accounts HTML 81K 50: R32 Basis of Presentation and Accounting Policies HTML 149K (Policies) 51: R33 Basis of Presentation and Accounting Policies HTML 67K (Tables) 52: R34 Revenue Recognition (Tables) HTML 94K 53: R35 Goodwill and Other Intangible Assets (Tables) HTML 108K 54: R36 Acquisitions (Tables) HTML 72K 55: R37 Inventories (Tables) HTML 49K 56: R38 Property, net (Tables) HTML 54K 57: R39 Long-term and Short-term Debt (Tables) HTML 72K 58: R40 Other Current Liabilities (Tables) HTML 54K 59: R41 Product Warranty Obligations (Tables) HTML 50K 60: R42 Investments (Tables) HTML 113K 61: R43 Derivative Instruments (Tables) HTML 127K 62: R44 Shareowners' Equity (Tables) HTML 164K 63: R45 Share-Based Compensation (Tables) HTML 132K 64: R46 Retirement Benefits (Tables) HTML 521K 65: R47 Other (Expense) Income (Tables) HTML 55K 66: R48 Income Taxes (Tables) HTML 209K 67: R49 Leases (Tables) HTML 73K 68: R50 Business Segment Information (Tables) HTML 154K 69: R51 Quarterly Financial Information (Unaudited) HTML 95K (Tables) 70: R52 Basis of Presentation and Accounting Policies - 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Exhibit |
1. | Earning of Shares Underlying
Restricted Stock Units |
2. | Delivery of Shares Underlying Restricted Stock Units |
3. | Forfeiture of Shares Underlying Restricted Stock Units |
4. | 409A
for U.S. Federal Taxpayers |
5. | Non-compete |
(a) | during
your employment with the Corporation or a Subsidiary and for two years after the date of your retirement or other termination of such employment, you shall not (i) directly or indirectly, except with the approval of the Corporation, engage or otherwise participate in any business that is |
(b) | in the event that you breach this undertaking, in addition to any and all other remedies the Corporation may have, (i) any Restricted Stock Units that you have not yet earned under Section 1, together with any shares of Stock granted to you as Restricted Stock (as defined in the Rockwell Automation, Inc. 2012 Long-Term Incentives Plan, as amended) that are outstanding and have not been earned as of the date of this Agreement, will be forfeited and you will have no further
rights of any kind or nature with respect thereto; and (ii) with respect to any Restricted Stock Units and Restricted Stock that you have earned, you agree to pay the Corporation upon written demand a cash amount equal to the Fair Market Value of the shares of Stock underlying such Restricted Stock Units and Restricted Stock as of the date that such shares were delivered to you pursuant to the Restricted Stock Units or were released from restrictions in the case of Restricted Stock. |
6. | Transferability |
7. | Responsibility for Taxes |
(a) | withholding
from wages or other cash compensation payable to you by the Corporation or the Employer; |
(b) | withholding from proceeds of the sale of Stock to be issued upon settlement of the Restricted Stock Units either through a voluntary sale or through a mandatory sale arranged by the Corporation (on your behalf pursuant to this authorization without further consent); and |
(c) | any other
method acceptable to the Corporation and permitted under the Plan and applicable laws. |
8. | Adjustments |
9. | No Acquired Rights |
10. | Dividend
and Voting Rights |
11. | Applicable Law and
Venue |
12. | Beneficiary Designation |
13. | Entire Agreement. |
14. | Compliance with Law |
15. | Electronic Delivery and Acceptance |
16. | On-Line
Acceptance |
17. | No Advice Regarding Grant |
18. | Imposition of Other Requirements |
19. | Waiver |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/23 Rockwell Automation, Inc. 10-K 9/30/23 140:16M 11/08/22 Rockwell Automation, Inc. 10-K 9/30/22 139:18M 11/09/21 Rockwell Automation, Inc. 10-K 9/30/21 136:18M |