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Rockwell Automation, Inc. – ‘10-K’ for 9/30/21 – ‘EX-24’

On:  Tuesday, 11/9/21, at 1:46pm ET   ·   For:  9/30/21   ·   Accession #:  1024478-21-83   ·   File #:  1-12383

Previous ‘10-K’:  ‘10-K’ on 11/10/20 for 9/30/20   ·   Next:  ‘10-K’ on 11/8/22 for 9/30/22   ·   Latest:  ‘10-K’ on 11/8/23 for 9/30/23   ·   45 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/09/21  Rockwell Automation, Inc.         10-K        9/30/21  136:18M

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.96M 
 2: EX-10.A.7   Material Contract                                   HTML     39K 
 3: EX-10.E.6   Material Contract                                   HTML     38K 
 4: EX-21       Subsidiaries List                                   HTML     51K 
 5: EX-23       Consent of Expert or Counsel                        HTML     35K 
 6: EX-24       Power of Attorney                                   HTML     49K 
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     39K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     39K 
 9: EX-32.1     Certification -- §906 - SOA'02                      HTML     36K 
10: EX-32.2     Certification -- §906 - SOA'02                      HTML     36K 
17: R1          Cover Page                                          HTML     99K 
18: R2          Consolidated Balance Sheet                          HTML    159K 
19: R3          Consolidated Balance Sheet (Parenthetical)          HTML     41K 
20: R4          Consolidated Statement of Operations                HTML    126K 
21: R5          Consolidated Statement of Comprehensive Income      HTML     76K 
22: R6          Consolidated Statement of Comprehensive Income      HTML     40K 
                (Parenthetical)                                                  
23: R7          Consolidated Statement of Cash Flows                HTML    154K 
24: R8          Consolidated Statement of Shareowners' Equity       HTML     89K 
25: R9          Consolidated Statement of Shareowners' Equity       HTML     37K 
                (Parenthetical)                                                  
26: R10         Basis of Presentation and Accounting Policies       HTML    102K 
27: R11         Revenue Recognition (Notes)                         HTML     88K 
28: R12         Goodwill and Other Intangible Assets                HTML     98K 
29: R13         Acquisitions                                        HTML     94K 
30: R14         Inventories                                         HTML     44K 
31: R15         Property, net                                       HTML     49K 
32: R16         Long-term and Short-term Debt                       HTML     68K 
33: R17         Other Current Liabilities                           HTML     48K 
34: R18         Product Warranty Obligations                        HTML     45K 
35: R19         Investments                                         HTML     49K 
36: R20         Derivative Instruments                              HTML     97K 
37: R21         Shareowners' Equity                                 HTML    123K 
38: R22         Share-Based Compensation                            HTML     98K 
39: R23         Retirement Benefits                                 HTML    339K 
40: R24         Other Income (Expense)                              HTML     50K 
41: R25         Income Taxes                                        HTML    152K 
42: R26         Commitments and Contingent Liabilities              HTML     47K 
43: R27         Leases                                              HTML     74K 
44: R28         Business Segment Information                        HTML    144K 
45: R29         Valuation and Qualifying Accounts                   HTML     67K 
46: R30         Basis of Presentation and Accounting Policies       HTML    142K 
                (Policies)                                                       
47: R31         Basis of Presentation and Accounting Policies       HTML     59K 
                (Tables)                                                         
48: R32         Revenue Recognition (Tables)                        HTML     69K 
49: R33         Goodwill and Other Intangible Assets (Tables)       HTML     98K 
50: R34         Acquisitions (Tables)                               HTML     78K 
51: R35         Inventories (Tables)                                HTML     45K 
52: R36         Property, net (Tables)                              HTML     49K 
53: R37         Long-term and Short-term Debt (Tables)              HTML     60K 
54: R38         Other Current Liabilities (Tables)                  HTML     48K 
55: R39         Product Warranty Obligations (Tables)               HTML     45K 
56: R40         Investments (Tables)                                HTML     47K 
57: R41         Derivative Instruments (Tables)                     HTML    102K 
58: R42         Shareowners' Equity (Tables)                        HTML    122K 
59: R43         Share-Based Compensation (Tables)                   HTML    101K 
60: R44         Retirement Benefits (Tables)                        HTML    342K 
61: R45         Other Income (Expense) (Tables)                     HTML     50K 
62: R46         Income Taxes (Tables)                               HTML    158K 
63: R47         Leases (Tables)                                     HTML     76K 
64: R48         Business Segment Information (Tables)               HTML    133K 
65: R49         Basis of Presentation and Accounting Policies -     HTML     53K 
                Revenue Recognition and Receivables (Narrative)                  
                (Details)                                                        
66: R50         Basis of Presentation and Accounting Policies -     HTML     52K 
                Property (Narrative) (Details)                                   
67: R51         Basis of Presentation and Accounting Policies -     HTML     50K 
                Intangible Assets (Narrative) (Details)                          
68: R52         Basis of Presentation and Accounting Policies -     HTML     41K 
                Research and Development Expenses, and Earnings                  
                Per Share (Narrative) (Details)                                  
69: R53         Basis of Presentation and Accounting Policies -     HTML     84K 
                Reconciliation of Basic and Diluted Earnings Per                 
                Share (Details)                                                  
70: R54         Basis of Presentation and Accounting Policies -     HTML     42K 
                Leases (Details)                                                 
71: R55         Basis of Presentation and Accounting Policies -     HTML     48K 
                Recently Issued Accounting Pronouncements                        
                (Narrative) (Details)                                            
72: R56         Revenue Recognition - Narrative (Details)           HTML     42K 
73: R57         Revenue Recognition - Performance Obligation        HTML     43K 
                (Details)                                                        
74: R58         Revenue Recognition - Disaggregation of Revenue by  HTML     70K 
                Operating Segment and by Geographic Region                       
                (Details)                                                        
75: R59         Revenue Recognition - Contract Balances (Details)   HTML     38K 
76: R60         Goodwill and Other Intangible Assets - Changes in   HTML     60K 
                Carrying amount of Goodwill (Details)                            
77: R61         Goodwill and Other Intangible Assets - Narrative    HTML     58K 
                (Details)                                                        
78: R62         Goodwill and Other Intangible Assets - Other        HTML     65K 
                Intangibles (Details)                                            
79: R63         Acquisitions - Schedule of Recognized Identified    HTML     64K 
                Assets Acquired and Liabilities Assumed - Plex                   
                (Details)                                                        
80: R64         Acquisitions - Narrative (Details)                  HTML    129K 
81: R65         Acquisitions - Schedule of Recognized Identified    HTML     63K 
                Assets Acquired and Liabilities Assumed - Oylo and               
                Fiix Inc. (Details)                                              
82: R66         Acquisitions - Schedule of Recognized Identified    HTML     83K 
                Assets Acquired and Liabilities Assumed - Sensia                 
                (Details)                                                        
83: R67         Acquisitions - Schedule of Recognized Identified    HTML     68K 
                Assets Acquired and Liabilities Assumed - MESTECH,               
                Avent, ASEM, and Kalypso (Details)                               
84: R68         Inventories (Details)                               HTML     45K 
85: R69         Property, net (Details)                             HTML     55K 
86: R70         Long-term and Short-term Debt - Schedule of         HTML     65K 
                Long-term Debt (Details)                                         
87: R71         Long-term and Short-term Debt - Narrative           HTML    110K 
                (Details)                                                        
88: R72         Long-term and Short-term Debt - Schedule of         HTML     44K 
                Carrying Amounts and Estimated Fair Values                       
                (Details)                                                        
89: R73         Other Current Liabilities (Details)                 HTML     56K 
90: R74         Product Warranty Obligations (Details)              HTML     48K 
91: R75         Investments - Schedule of Investments (Details)     HTML     49K 
92: R76         Investments - Narrative (Details)                   HTML     57K 
93: R77         Derivative Instruments - Narrative (Details)        HTML     61K 
94: R78         Derivative Instruments - Pre-tax Amount of Gains    HTML     72K 
                (Losses) (Details)                                               
95: R79         Derivative Instruments - Schedule of Fair Value of  HTML     59K 
                Derivatives (Details)                                            
96: R80         Shareowners' Equity - Common Stock (Details)        HTML     56K 
97: R81         Shareowners' Equity - Schedule of Changes in        HTML     88K 
                Accumulated Other Comprehensive Loss (Details)                   
98: R82         Shareowners' Equity - Schedule of                   HTML     91K 
                Reclassifications Out of Accumulated Other                       
                Comprehensive Loss (Details)                                     
99: R83         Share-Based Compensation - Narrative (Details)      HTML     97K 
100: R84         Share-Based Compensation - Schedule of Fair Value   HTML     50K  
                Assumptions (Details)                                            
101: R85         Share-Based Compensation - Summary of Stock Option  HTML     79K  
                Activity (Details)                                               
102: R86         Share-Based Compensation - Summary of Performance   HTML     75K  
                Share and Restricted Stock Unit Activity (Details)               
103: R87         Share-Based Compensation - Schedule of Performance  HTML     44K  
                Shares Vested (Details)                                          
104: R88         Retirement Benefits - Narrative (Details)           HTML     82K  
105: R89         Retirement Benefits - Schedule of Components of     HTML     67K  
                Net Periodic Benefit Cost (Income) (Details)                     
106: R90         Retirement Benefits - Schedule of Significant       HTML     54K  
                Assumptions Used in Determining Net Periodic                     
                Benefit Cost (Income) and Benefit Obligations                    
                (Details)                                                        
107: R91         Retirement Benefits - Schedule of Net Funded        HTML    116K  
                Status (Details)                                                 
108: R92         Retirement Benefits - Schedule of Amounts Included  HTML     48K  
                in Accumulated Other Comprehensive Loss, Net of                  
                Tax (Details)                                                    
109: R93         Retirement Benefits - Schedule of Accumulated and   HTML     48K  
                Project Benefit Obligations (Details)                            
110: R94         Retirement Benefits - Schedule of Significant       HTML     57K  
                Assumptions Used in Determining Benefit                          
                Obligations (Details)                                            
111: R95         Retirement Benefits - Schedule of Expected Benefit  HTML     53K  
                Payments (Details)                                               
112: R96         Retirement Benefits - Schedule of Weighted Average  HTML     54K  
                Allocation Of Plan Assets (Details)                              
113: R97         Retirement Benefits - Schedule of Allocation of     HTML    160K  
                Plan Assets (Details)                                            
114: R98         Retirement Benefits - Defined Benefit Plan Change   HTML     67K  
                in Fair Value of Plan Assets Level Three (Details)               
115: R99         Other Income (Expense) (Details)                    HTML     49K  
116: R100        Income Taxes - Schedule of Income Tax Data          HTML     78K  
                (Details)                                                        
117: R101        Income Taxes - Narrative (Details)                  HTML     54K  
118: R102        Income Taxes - Schedule of Effective Income Tax     HTML     67K  
                Rate Reconciliation (Details)                                    
119: R103        Income Taxes - Schedule of Deferred Tax Assets and  HTML     87K  
                Liabilities (Details)                                            
120: R104        Income Taxes - Schedule of Tax Attributes and       HTML     77K  
                Valuation Allowances (Details)                                   
121: R105        Income Taxes - Schedule of Gross Unrecognized Tax   HTML     52K  
                Benefits (Details)                                               
122: R106        Commitments and Contingent Liabilities - Narrative  HTML     43K  
                (Details)                                                        
123: R107        Leases - Narrative (Details)                        HTML     46K  
124: R108        Leases - Components of Lease Expense (Details)      HTML     48K  
125: R109        Leases - Supplemental Balance Sheet (Details)       HTML     46K  
126: R110        Leases - Operating Lease Maturity (Details)         HTML     75K  
127: R111        Leases - Supplemental Cash Flows (Details)          HTML     49K  
128: R112        Business Segment Information - Narrative (Details)  HTML     72K  
129: R113        Business Segment Information - Schedule of          HTML     76K  
                Reportable Segments (Details)                                    
130: R114        Business Segment Information - Components of        HTML     65K  
                Identifiable Assets, Depreciation and                            
                Amortization, and Capital Expenditures for                       
                Property (Details)                                               
131: R115        Business Segment Information - Schedule of Sales    HTML     54K  
                and Property by Geographic Region (Details)                      
132: R116        Valuation and Qualifying Accounts (Details)         HTML     53K  
134: XML         IDEA XML File -- Filing Summary                      XML    252K  
16: XML         XBRL Instance -- rok-20210930_htm                    XML   5.31M 
133: EXCEL       IDEA Workbook of Financial Reports                  XLSX    188K  
12: EX-101.CAL  XBRL Calculations -- rok-20210930_cal                XML    410K 
13: EX-101.DEF  XBRL Definitions -- rok-20210930_def                 XML   1.21M 
14: EX-101.LAB  XBRL Labels -- rok-20210930_lab                      XML   2.92M 
15: EX-101.PRE  XBRL Presentations -- rok-20210930_pre               XML   1.89M 
11: EX-101.SCH  XBRL Schema -- rok-20210930                          XSD    265K 
135: JSON        XBRL Instance as JSON Data -- MetaLinks              712±  1.06M  
136: ZIP         XBRL Zipped Folder -- 0001024478-21-000083-xbrl      Zip    634K  


‘EX-24’   —   Power of Attorney


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Exhibit 24
POWER OF ATTORNEY

    I, the undersigned Director or Officer of Rockwell Automation, Inc., a Delaware corporation (the Company), hereby appoint NICHOLAS C. GANGESTAD, AND REBECCA W. HOUSE, and each of them singly, my true and lawful attorneys with full power to them and each of them to sign for me, and in my name and in the capacity or capacities indicated below,

1.the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2021, and any amendments thereto; and

2.any and all amendments (including supplements and post-effective amendments) to

a)the Registration Statement on Form S-8 registering securities to be sold under the Company’s 2020 Long-Term Incentives Plan (Registration Nos. 333-236277);

b)the Registration Statement on Form S-8 registering securities to be sold under the Company’s 2012 Long-Term Incentives Plan (Registration Nos. 333-180557 and 333-209706);

c)the Registration Statements on Form S-8 registering securities to be sold under the Company’s 2008 Long-Term Incentives Plan (Registration Nos. 333-150019 and 333-165727);

d)the Registration Statement on Form S-8 registering securities to be sold under the Company’s 1165(e) Plan (Registration Nos. 333-234642, 333-157203 and 333-205022);

e)the Registration Statements on Form S-8 registering securities to be sold under the Company’s Retirement Savings Plan (Registration Nos. 333-184400 and 333-149581); and

f)the Registration Statement on Form S-8 registering securities to be sold pursuant to the Company’s 2003 Directors Stock Plan (Registration No. 333-101780); and

3.any and all amendments (including supplements and post-effective amendments) to the Registration Statement on Form S-3 (Registration No. 333-228817) registering an indeterminate amount of debt securities of the Company in one or more series.


     
Signature Title Date
     
/s/ Blake D. Moret Chairman of the Board, President and Chief Executive Officer (principal executive officer) October 28, 2021
Blake D. Moret
/s/ J. Phillip HollomanDirectorOctober 28, 2021
J. Phillip Holloman
/s/ William P. GipsonDirector October 28, 2021
William P. Gipson
/s/ Steven R. Kalmanson Director  October 28, 2021
Steven R. Kalmanson
/s/ James P. Keane Director  October 28, 2021
James P. Keane
/s/ Lawrence D. Kingsley Director  October 28, 2021
Lawrence D. Kingsley
/s/ Pam Murphy Director  October 26, 2021
Pam Murphy
     
/s/ Donald R. Parfet Director  October 28, 2021
Donald R. Parfet   
/s/ Lisa A. Payne Director  October 28, 2021
Lisa A. Payne   
/s/ Thomas W. Rosamilia Director  October 28, 2021
Thomas W. Rosamilia   
/s/ Patricia A. Watson Director  October 28, 2021
Patricia A. Watson   
/s/ Nicholas C. Gangestad Senior Vice President and Chief Financial Officer (principal financial officer) October 28, 2021
Nicholas C. Gangestad   
/s/ Rebecca W. House Senior Vice President, Chief People and Legal Officer and Secretary October 28, 2021
Rebecca W. House   
/s/ Terry L. Riesterer Vice President and Controller (principal
accounting officer)
 October 28, 2021
Terry L. Riesterer


Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:11/9/21None on these Dates
10/28/21
10/26/21
For Period end:9/30/21
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/23  Rockwell Automation, Inc.         10-K        9/30/23  140:16M
11/08/22  Rockwell Automation, Inc.         10-K        9/30/22  139:18M


43 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/17/21  Rockwell Automation, Inc.         8-K:1,2,8,9 8/17/21   14:403K                                   Donnelley … Solutions/FA
 6/25/21  Rockwell Automation, Inc.         8-K:1,9     6/24/21   11:653K                                   Donnelley … Solutions/FA
 5/13/21  Rockwell Automation, Inc.         8-K:1,9     5/13/21   11:181K                                   Donnelley … Solutions/FA
 1/26/21  Rockwell Automation, Inc.         10-Q       12/31/20   83:6.9M
11/10/20  Rockwell Automation, Inc.         10-K        9/30/20  144:21M
 7/28/20  Rockwell Automation, Inc.         10-Q        6/30/20   85:9.5M
 4/21/20  Rockwell Automation, Inc.         8-K:1,2,9   4/20/20   11:598K                                   Donnelley … Solutions/FA
12/19/19  Rockwell Automation, Inc.         DEF 14A     2/04/20    2:8.8M                                   Labrador Co./FA
11/12/19  Rockwell Automation, Inc.         10-K        9/30/19  142:21M
10/01/19  Rockwell Automation, Inc.         8-K:5,9     9/30/19   12:323K                                   Donnelley … Solutions/FA
 3/01/19  Rockwell Automation, Inc.         8-K:1,2,8,9 2/27/19    7:331K                                   Donnelley … Solutions/FA
11/15/18  Rockwell Automation, Inc.         8-K:1,2,9  11/13/18    2:515K                                   Donnelley … Solutions/FA
 7/20/18  Rockwell Automation, Inc.         8-K:2,9     7/19/18    2:99K                                    Donnelley … Solutions/FA
 6/11/18  Rockwell Automation, Inc.         8-K:1,9     6/11/18    2:346K                                   Donnelley … Solutions/FA
 5/05/17  Rockwell Automation, Inc.         10-Q        3/31/17   67:6.1M
 8/03/16  Rockwell Automation, Inc.         10-Q        6/30/16   63:5.2M
 6/10/16  Rockwell Automation, Inc.         8-K:5,8,9   6/08/16    5:357K                                   Donnelley … Solutions/FA
 2/25/16  Rockwell Automation, Inc.         S-8         2/25/16    8:293K                                   Donnelley … Solutions/FA
 2/17/15  Rockwell Automation, Inc.         8-K:1,2,8,9 2/11/15    7:334K                                   Donnelley … Solutions/FA
 2/06/13  Rockwell Automation, Inc.         10-Q       12/31/12   64:5.6M
 2/08/12  Rockwell Automation, Inc.         10-Q       12/31/11   65:4M                                     Donnelley … Solutions/FA
 2/03/11  Rockwell Automation, Inc.         10-Q       12/31/10   64:4M                                     Donnelley … Solutions/FA
 6/10/10  Rockwell Automation, Inc.         8-K:8,9     6/04/10    2:123K                                   Donnelley … Solutions/FA
 9/08/09  Rockwell Automation, Inc.         8-K:5,9     9/03/09    3:22K                                    Donnelley Fi… Express/FA
 2/06/09  Rockwell Automation, Inc.         10-Q       12/31/08   11:706K                                   Donnelley … Solutions/FA
11/21/08  Rockwell Automation, Inc.         10-K        9/30/08   12:1.5M                                   Donnelley … Solutions/FA
 7/29/08  Rockwell Automation, Inc.         10-Q        6/30/08    8:741K                                   Donnelley … Solutions/FA
 4/25/08  Rockwell Automation, Inc.         10-Q        3/31/08    9:685K                                   Donnelley … Solutions/FA
 2/06/08  Rockwell Automation, Inc.         10-Q       12/31/07   13:1M                                     Donnelley … Solutions/FA
12/03/07  Rockwell Automation, Inc.         8-K:1,2,8,911/28/07    6:276K                                   Norton Rose F… US LLP/FA
 4/27/07  Rockwell Automation, Inc.         10-Q        3/31/07    8:545K                                   Donnelley … Solutions/FA
11/09/06  Rockwell Automation, Inc.         10-K        9/30/06   10:1.1M                                   Donnelley … Solutions/FA
11/09/06  Rockwell Automation, Inc.         8-K:1,9    11/06/06    2:635K                                   Norton Rose F… US LLP/FA
11/10/05  Rockwell Automation, Inc.         10-K        9/30/05   10:1.4M                                   Donnelley … Solutions/FA
11/19/04  Rockwell Automation, Inc.         10-K        9/30/04   11:1.1M                                   Donnelley … Solutions/FA
 8/05/03  Rockwell Automation, Inc.         10-Q        6/30/03    9:341K                                   Donnelley … Solutions/FA
12/11/02  Rockwell Automation, Inc.         S-8        12/11/02    5:36K                                    Norton Rose F… US LLP/FA
 5/07/02  Rockwell Automation, Inc.         10-Q        3/31/02    3:383K                                   Donnelley … Solutions/FA
 7/11/01  Rockwell Automation, Inc.         8-K:2,7     7/11/01    4:508K                                   Donnelley … Solutions/FA
 1/26/98  Rockwell Automation, Inc.         8-K:5,7     1/26/98    5:122K                                   Norton Rose F… US LLP/FA
12/23/97  Rockwell Automation, Inc.         S-3                    6:555K                                   Donnelley … Solutions/FA
10/10/97  Rockwell Automation, Inc.         8-K:2,7     9/30/97    4:326K                                   Donnelley … Solutions/FA
 2/12/97  Rockwell Automation, Inc.         10-Q®      12/31/96    8:349K                                   Bowne of Pittsbur… 01/FA
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