SEC Info - Wintrust Financial Corp - ‘8-K’ for 6/28/18

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Wintrust Financial Corp – ‘8-K’ for 6/28/18 – ‘EX-10.1’

On: Tuesday, 7/3/18, at 4:17pm ET · For: 6/28/18 · Accession #: 1015328-18-141 · File #: 1-35077

  As Of                Filer                Filing    For·On·As Docs:Size

 7/03/18  Wintrust Financial Corp           8-K:1,2,9   6/28/18    3:53K

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         8-K Fourth Amending Agreement to Receivables        HTML     20K 
                          Purchase Agreement                                     
 2: EX-10.1     Exhibit 10.1 Fourth Amending Agreement to           HTML     14K 
                          Receivables Purchase Agreement                         
 3: EX-10.2     Exhibit 10.2 Performance Guarantee Confirmation     HTML      7K

EX-10.1 — Exhibit 10.1 Fourth Amending Agreement to Receivables Purchase Agreement

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Exhibit

Execution

EXHIBIT 10.1

FOURTH AMENDING AGREEMENT
(First Insurance Funding of Canada Inc.)

This Fourth Amending Agreement made as of June 29, 2018.

B E T W E E N:

FIRST INSURANCE FUNDING OF CANADA INC.

(hereinafter referred to as the “Seller” or the “Servicer”)

- and -

CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST,

(hereinafter referred to as the “Purchaser”)

RECITALS:

WHEREAS the parties hereto are parties to a receivables purchase agreement dated as of December 16, 2014 (as amended by amending agreements dated December 15, 2015, September 9, 2016 and December 15, 2017, the “RPA”);

AND WHEREAS the parties hereto have agreed to further amend the RPA;

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:


1.	Amendment

The definition of “Facility Limit” in Section 1.1 of the RPA is amended by deleting the reference to “$170,000,000” in such definition and replacing it with “$190,000,000”.


2.	Amendment Fee

In consideration of Royal Bank of Canada arranging this amendment, the Seller hereby agrees to pay to Royal Bank of Canada an amendment fee in the amount of $14,637.48, which fee shall be due and payable on the date hereof and shall be fully earned when paid to Royal Bank of Canada.


3.	General


(a)	This Fourth Amending Agreement shall be governed by and construed in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein.

- 2 -


(b)	This Fourth Amending Agreement shall be binding upon and enure to the benefit of the parties hereto and their respective successors and permitted assigns.


(c)	This Fourth Amending Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which, when so executed shall be deemed to be an original and all of which when taken together shall constitute one and the same agreement.

IN WITNESS WHEREOF the parties have caused this Fourth Amending Agreement to be executed by their respective duly authorized officers as of the date first above written.



		FIRST INSURANCE FUNDING OF CANADA INC.
		By:	/s/*Stuart Bruce*
			Name: Stuart Bruce
			Title: CEO

		By:	/s/*John Martin*
			Name: John Martin
			Title: SVP Finance



		CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, by its Financial Services Agent, ROYAL BANK OF CANADA
		By:	/s/*Ian Benaiah*
			Name: Ian Benaiah
			Title: Authorized Signatory

		By:	/s/*Hiren Lalloo*
			Name: Hiren Lalloo
			Title: Authorized Signatory

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	7/3/18	4
	6/29/18	S-8
For Period End:	6/28/18
	12/15/17	8-K
	9/9/16
	12/15/15
	12/16/14
		List all Filings

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Wintrust Financial Corp.          10-K       12/31/23  155:32M
 2/28/23  Wintrust Financial Corp.          10-K       12/31/22  152:35M
 2/25/22  Wintrust Financial Corp.          10-K       12/31/21  152:35M
 2/26/21  Wintrust Financial Corp.          10-K       12/31/20  157:36M

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Filing Submission 0001015328-18-000141 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)