SEC Info - Wintrust Financial Corp. - ‘8-K’ for 1/15/21

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Wintrust Financial Corp. – ‘8-K’ for 1/15/21 – ‘EX-10.1’

On: Wednesday, 1/20/21, at 4:10pm ET · For: 1/15/21 · Accession #: 1015328-21-25 · File #: 1-35077

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/20/21  Wintrust Financial Corp.          8-K:1,2,9   1/15/21   15:288K

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-10.1     EX-10.1 Ninth Amending Agreement                    HTML     15K 
 3: EX-10.2     EX-10.2 Performance Guarantee                       HTML      9K 
 4: EX-10.3     EX-10.3 Fee Letter                                  HTML     21K 
11: R1          Document and Entity Information Document            HTML     53K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- wtfc-20210115_htm                   XML     30K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.CAL  XBRL Calculations -- wtfc-20210115_cal               XML      7K 
 7: EX-101.DEF  XBRL Definitions -- wtfc-20210115_def                XML     42K 
 8: EX-101.LAB  XBRL Labels -- wtfc-20210115_lab                     XML     87K 
 9: EX-101.PRE  XBRL Presentations -- wtfc-20210115_pre              XML     42K 
 5: EX-101.SCH  XBRL Schema -- wtfc-20210115                         XSD     13K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    22K 
15: ZIP         XBRL Zipped Folder -- 0001015328-21-000025-xbrl      Zip     24K

‘EX-10.1’ — EX-10.1 Ninth Amending Agreement

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Document

EXHIBIT 10.1

NINTH AMENDING AGREEMENT

(First Insurance Funding of Canada Inc.)

This Ninth Amending Agreement made as of January 15, 2021.

B E T W E E N:

FIRST INSURANCE FUNDING OF CANADA INC.

(hereinafter referred to as the “Seller” or the “Servicer”)

- and -

CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST,

(hereinafter referred to as the “Purchaser”)

RECITALS:

WHEREAS the parties hereto are parties to a receivables purchase agreement dated as of December 16, 2014 (as amended by amending agreements dated December 15, 2015, September 9, 2016, December 15, 2017, June 29, 2018, February 15, 2019, May 27, 2019, January 15, 2020 and May 20, 2020, the “RPA”);

AND WHEREAS the parties hereto have agreed to further amend the RPA;

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:

1.Amendment

(a)The definition of “Commitment Maturity Date” in Section 1.1 of the RPA is amended by deleting the reference to “December 15, 2021” in such definition and replacing it with “December 15, 2022”.

2.General

(a)This Ninth Amending Agreement shall be governed by and construed in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein.

(b)This Ninth Amending Agreement shall be binding upon and enure to the benefit of the parties hereto and their respective successors and permitted assigns.

(c)This Ninth Amending Agreement may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which, when so executed shall be deemed to be an original and all of which when taken together shall constitute one and the same agreement.

[signature page follows]

- 2 -

IN WITNESS WHEREOF the parties have caused this Ninth Amending Agreement to be executed by their respective duly authorized officers as of the date first above written.


						FIRST INSURANCE FUNDING OF CANADA INC.
						By:			/s/*Stuart Bruce*
									Name: Stuart Bruce
									Title: CEO

						By:			/s/*John Martin*
									Name: John Martin
									Title: SVP Finance


						CIBC MELLON TRUST COMPANY, in its capacity as trustee of PLAZA TRUST, by its Financial Services Agent, ROYAL BANK OF CANADA
						By:			/s/*Nur Khan*
									Name: Nur Khan
									Title: Authorized Signatory

						By:			/s/*Ian Benaiah*
									Name: Ian Benaiah
									Title: Authorized Signatory

Signature Page to Ninth Amending Agreement

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	12/15/22
	12/15/21
Filed on:	1/20/21	8-K
For Period end:	1/15/21
	5/20/20	8-K
	1/15/20	8-K
	5/27/19	8-K
	2/15/19	8-K
	6/29/18	S-8
	12/15/17	8-K
	9/9/16
	12/15/15
	12/16/14
		List all Filings

5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Wintrust Financial Corp.          10-K       12/31/23  155:32M
 2/28/23  Wintrust Financial Corp.          10-K       12/31/22  152:35M
 2/25/22  Wintrust Financial Corp.          10-K       12/31/21  152:35M
 5/07/21  Wintrust Financial Corp.          10-Q        3/31/21  112:25M
 2/26/21  Wintrust Financial Corp.          10-K       12/31/20  157:36M

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Filing Submission 0001015328-21-000025 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)