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Brookfield Asset Management Inc. – ‘40-F’ for 12/31/19 – ‘EX-99.6’

On:  Thursday, 3/26/20, at 8:28pm ET   ·   As of:  3/27/20   ·   For:  12/31/19   ·   Accession #:  1001085-20-9   ·   File #:  33-97038

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/27/20  Brookfield Asset Management Inc.  40-F       12/31/19  200:92M

Registration Statement or Annual Report by a Canadian Issuer   —   Form 40-F   —   Sect. 12 or 13(a) / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-F        Registration Statement or Annual Report by a        HTML    102K 
                Canadian Issuer                                                  
 2: EX-99.1     Miscellaneous Exhibit                               HTML    657K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML   2.96M 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     60K 
 5: EX-99.4     Miscellaneous Exhibit                               HTML     60K 
 6: EX-99.5     Miscellaneous Exhibit                               HTML     56K 
 7: EX-99.6     Miscellaneous Exhibit                               HTML     56K 
 8: EX-99.7     Miscellaneous Exhibit                               HTML     53K 
39: R1          Document and Entity Information                     HTML     74K 
119: R2          Consolidated Balance Sheets                         HTML    129K  
187: R3          Consolidated Statements of Operations               HTML    104K  
65: R4          Consolidated Statements of Comprehensive Income     HTML    154K 
43: R5          Consolidated Statements of Changes in Equity        HTML    133K 
123: R6          Consolidated Statements of Cash Flows               HTML    167K  
189: R7          Corporate Information                               HTML     56K  
69: R8          Significant Accounting Policies                     HTML    280K 
38: R9          Segmented Information                               HTML    279K 
54: R10         Subsidiaries                                        HTML    291K 
81: R11         Acquisitions of Consolidated Entities               HTML    459K 
196: R12         Accounts Receivable and Other                       HTML    105K  
131: R13         Inventory                                           HTML     75K  
56: R14         Held for Sale                                       HTML    109K 
83: R15         Equity Accounted Investments                        HTML    461K 
198: R16         Investment Properties                               HTML    189K  
133: R17         Property, Plant and Equipment                       HTML    606K  
57: R18         Intangible Assets                                   HTML    150K 
79: R19         Goodwill                                            HTML    164K 
159: R20         Income Taxes                                        HTML    119K  
136: R21         Corporate Borrowings                                HTML    302K  
19: R22         Accounts Payable and Other                          HTML     86K 
92: R23         Non-Recourse Borrowings                             HTML    302K 
161: R24         Subsidiary Equity Obligations                       HTML    130K  
138: R25         Subsidiary Public Issuers and Finance Subsidiary    HTML    291K  
21: R26         Equity                                              HTML    437K 
94: R27         Revenues                                            HTML    178K 
157: R28         Direct Costs                                        HTML     64K  
140: R29         Fair Value Changes                                  HTML     66K  
128: R30         Derivative Financial Instruments                    HTML    259K  
193: R31         Management of Risks Arising From Holding Financial  HTML    145K  
                Instruments                                                      
88: R32         Capital Management                                  HTML     60K 
61: R33         Related Party Transactions                          HTML     71K 
126: R34         Other Information                                   HTML     64K  
191: R35         Subsequent Events                                   HTML     57K  
86: R36         Significant Accounting Policies (Policies)          HTML    310K 
59: R37         Significant Accounting Policies (Tables)            HTML     92K 
125: R38         Segmented Information (Tables)                      HTML    274K  
195: R39         Subsidiaries (Tables)                               HTML    288K  
155: R40         Acquisitions of Consolidated Entities (Tables)      HTML    244K  
174: R41         Fair Value of Financial Instruments (Tables)        HTML   1.19M  
102: R42         Accounts Receivable and Other (Tables)              HTML    304K  
27: R43         Inventory (Tables)                                  HTML     73K 
153: R44         Held for Sale (Tables)                              HTML    106K  
172: R45         Equity Accounted Investments (Tables)               HTML   1.10M  
100: R46         Investment Properties (Tables)                      HTML    373K  
25: R47         Property, Plant and Equipment (Tables)              HTML    737K 
152: R48         Intangible Assets (Tables)                          HTML    338K  
176: R49         Goodwill (Tables)                                   HTML    299K  
186: R50         Income Taxes (Tables)                               HTML    131K  
120: R51         Corporate Borrowings (Tables)                       HTML    487K  
40: R52         Accounts Payable and Other (Tables)                 HTML     89K 
63: R53         Non-Recourse Borrowings (Tables)                    HTML    487K 
190: R54         Subsidiary Equity Obligations (Tables)              HTML    203K  
122: R55         Subsidiary Public Issuers and Finance Subsidiary    HTML    125K  
                (Tables)                                                         
42: R56         Equity (Tables)                                     HTML    390K 
66: R57         Revenues (Tables)                                   HTML    179K 
184: R58         Direct Costs (Tables)                               HTML     63K  
124: R59         Fair Value Changes (Tables)                         HTML     65K  
30: R60         Derivative Financial Instruments (Tables)           HTML    249K 
106: R61         Management of Risks Arising From Holding Financial  HTML    120K  
                Instruments (Tables)                                             
165: R62         Related Party Transactions Related Party            HTML     69K  
                Transactions (Tables)                                            
145: R63         SIGNIFICANT ACCOUNTING POLICIES - Impact of New     HTML    148K  
                Accounting Standard (Details)                                    
34: R64         SIGNIFICANT ACCOUNTING POLICIES - Narrative         HTML    109K 
                (Details)                                                        
110: R65         SIGNIFICANT ACCOUNTING POLICIES SIGNIFICANT         HTML    107K  
                ACCOUNTING POLICIES - Property, Plant, and                       
                Equipment (Details)                                              
169: R66         SIGNIFICANT ACCOUNTING POLICIES SIGNIFICANT         HTML     77K  
                ACCOUNTING POLICIES - Intangible Assets Other Than               
                Goodwill (Details) (Details)                                     
150: R67         SEGMENTED INFORMATION - Narrative (Details)         HTML     89K  
35: R68         SEGMENTED INFORMATION - Financial Information by    HTML    143K 
                Segment (Details)                                                
103: R69         SEGMENTED INFORMATION - Reconciliation of FFO to    HTML     60K  
                Equity Accounted Investments (Details)                           
74: R70         SEGMENTED INFORMATION - Schedule of components of   HTML     62K 
                income tax expense (Details)                                     
51: R71         SEGMENTED INFORMATION - Reconciliation of FFO to    HTML     76K 
                Net Income (Details)                                             
116: R72         SEGMENTED INFORMATION - Revenue Allocation          HTML     77K  
                (Details)                                                        
183: R73         SEGMENTED INFORMATION - Asset Allocation (Details)  HTML     84K  
70: R74         SUBSIDIARIES - Schedule Of Non-Controlling          HTML     63K 
                Interests In Subsidiaries With Significant                       
                Non-Controlling Interests (Details)                              
47: R75         SUBSIDIARIES - Schedule of Composition Of           HTML     71K 
                Accumulated Non-Controlling Interest (Details)                   
112: R76         SUBSIDIARIES - Schedule Of Summarized Financial     HTML    135K  
                Information Before Intra-Group Eliminations                      
                (Details)                                                        
179: R77         SUBSIDIARIES - Schedule Of Cash Flow With Material  HTML     76K  
                Non-Controlling Interests (Details)                              
78: R78         ACQUISITIONS OF CONSOLIDATED ENTITIES - Schedule    HTML    146K 
                of Balance Sheet Impact On Business Combinations                 
                (Details)                                                        
46: R79         ACQUISITIONS OF CONSOLIDATED ENTITIES - Narrative   HTML    331K 
                (Details)                                                        
73: R80         ACQUISITIONS OF CONSOLIDATED ENTITIES - Schedule    HTML    445K 
                of Balance Sheet Impact on Significant Business                  
                Combinations (Details)                                           
50: R81         FAIR VALUE OF FINANCIAL INSTRUMENTS - Financial     HTML    166K 
                Instrument Classification (Details)                              
114: R82         FAIR VALUE OF FINANCIAL INSTRUMENTS - Narrative     HTML     83K  
                (Details)                                                        
181: R83         FAIR VALUE OF FINANCIAL INSTRUMENTS - Carrying and  HTML    172K  
                Fair Values of Financial Instruments (Details)                   
72: R84         FAIR VALUE OF FINANCIAL INSTRUMENTS - Other         HTML     59K 
                Financial Assets (Details)                                       
49: R85         FAIR VALUE OF FINANCIAL INSTRUMENTS - Fair Value    HTML    100K 
                Hierarchy Levels (Details)                                       
113: R86         FAIR VALUE OF FINANCIAL INSTRUMENTS - Valuation     HTML    102K  
                Techniques on Fair Value Measurements (Details)                  
180: R87         FAIR VALUE OF FINANCIAL INSTRUMENTS - Change in     HTML     80K  
                Balance of Fair Value Assets and Liabilities                     
                (Details)                                                        
76: R88         FAIR VALUE OF FINANCIAL INSTRUMENTS - Amortized     HTML     81K 
                Cost for which Fair Value is Disclosed (Details)                 
45: R89         FAIR VALUE OF FINANCIAL INSTRUMENTS - Netting of    HTML     74K 
                Financial Instruments (Details)                                  
31: R90         ACCOUNTS RECEIVABLE AND OTHER - Schedule of         HTML     63K 
                Accounts Receivable and Other (Details)                          
107: R91         ACCOUNTS RECEIVABLE AND OTHER - Schedule of         HTML     60K  
                Current and Non-Current Accounts Receivable                      
                (Details)                                                        
167: R92         ACCOUNTS RECEIVABLE AND OTHER - Narrative           HTML     70K  
                (Details)                                                        
148: R93         ACCOUNTS RECEIVABLE AND OTHER - Schedule Of Change  HTML     63K  
                In Balance Of Timberlands And Other Agricultural                 
                Assets (Details)                                                 
32: R94         INVENTORY - Schedule of Inventory Properties        HTML     68K 
                (Details)                                                        
108: R95         INVENTORY - Schedule of Current and Non-Current     HTML     60K  
                Inventory Balances (Details)                                     
168: R96         INVENTORY - Narrative (Details)                     HTML     59K  
149: R97         HELD FOR SALE - Schedule Of Assets And Liabilities  HTML    129K  
                Classified As Held-For-Sale (Details)                            
36: R98         HELD FOR SALE - Narrative (Details)                 HTML     64K 
104: R99         EQUITY ACCOUNTED INVESTMENTS - Schedule Of          HTML    158K  
                Investments in Associates and Joint Ventures                     
                (Details)                                                        
67: R100        EQUITY ACCOUNTED INVESTMENTS - Schedule Of Changes  HTML     92K 
                In Balance Of Investments (Details)                              
44: R101        EQUITY ACCOUNTED INVESTMENTS - Schedule Of Current  HTML    116K 
                And Non-Current Assets And Liabilities Of                        
                Investments In Associates And Joint Ventures                     
                (Details)                                                        
121: R102        EQUITY ACCOUNTED INVESTMENTS - Schedule Of          HTML    116K  
                Revenue, Net Income and OCI Of Investments                       
                (Details)                                                        
188: R103        EQUITY ACCOUNTED INVESTMENTS - Schedule Of Fair     HTML     68K  
                Value Of Equity Accounted Investments (Details)                  
64: R104        EQUITY ACCOUNTED INVESTMENTS EQUITY ACCOUNTED       HTML     54K 
                INVESTMENTS - Narrative (Details)                                
41: R105        INVESTMENT PROPERTIES - Schedule of Changes in      HTML     76K 
                Fair Value of Investment Properties (Details)                    
118: R106        INVESTMENT PROPERTIES - Narrative (Details)         HTML     65K  
185: R107        INVESTMENT PROPERTIES - Schedule of Investment      HTML     95K  
                Properties Measured at Fair Value (Details)                      
68: R108        INVESTMENT PROPERTIES - Schedule of Significant     HTML    107K 
                Unobservable Inputs (Details)                                    
37: R109        PROPERTY, PLANT AND EQUIPMENT - Schedule of         HTML    112K 
                Property, Plant and Equipment by Operating                       
                Segments (Details)                                               
24: R110        PROPERTY, PLANT AND EQUIPMENT - Narrative           HTML     66K 
                (Details)                                                        
99: R111        PROPERTY, PLANT AND EQUIPMENT - Schedule of         HTML    141K 
                Renewable Property, Plant and Equipment (Details)                
173: R112        PROPERTY, PLANT AND EQUIPMENT - Schedule of         HTML     68K  
                Property, Plant and Equipment Measured at Fair                   
                Value (Details)                                                  
154: R113        PROPERTY, PLANT AND EQUIPMENT - Schedule of         HTML    126K  
                Valuation Metrics (Details)                                      
26: R114        PROPERTY, PLANT AND EQUIPMENT - Schedule of Power   HTML     99K 
                Purchase Agreements (Details)                                    
101: R115        PROPERTY, PLANT AND EQUIPMENT - Schedule of         HTML    152K  
                Infrastructure Property, Plant and Equipment                     
                (Details)                                                        
175: R116        PROPERTY, PLANT AND EQUIPMENT - Schedule of Real    HTML    123K  
                Estate Assets, Private Equity and Other (Details)                
156: R117        INTANGIBLE ASSETS - Schedule of Changes in          HTML     77K  
                Intangible Assets (Details)                                      
28: R118        INTANGIBLE ASSETS - Schedule of Intangible Assets   HTML     79K 
                by Geography (Details)                                           
98: R119        INTANGIBLE ASSETS - Schedule of Intangible Assets   HTML     62K 
                by Operating Segment (Details)                                   
178: R120        INTANGIBLE ASSETS - Narrative (Details)             HTML     96K  
111: R121        GOODWILL - Schedule of Changes in Goodwill          HTML     70K  
                (Details)                                                        
48: R122        GOODWILL - Schedule of Goodwill By Geography        HTML     71K 
                (Details)                                                        
71: R123        GOODWILL - Schedule of Goodwill By Operating        HTML     69K 
                Segments (Details)                                               
182: R124        GOODWILL - Narrative (Details)                      HTML    119K  
115: R125        INCOME TAXES - Components Of Income Tax Expense     HTML     71K  
                (Details)                                                        
52: R126        INCOME TAXES - Narrative (Details)                  HTML     60K 
75: R127        INCOME TAXES - Schedule Of Income Tax Rates         HTML     73K 
                (Details)                                                        
177: R128        INCOME TAXES - Schedule Of Deferred Income Tax      HTML     69K  
                Assets And Liabilities (Details)                                 
117: R129        INCOME TAXES - Schedule Of Unrecognized Deferred    HTML     66K  
                Tax Assets (Details)                                             
151: R130        INCOME TAXES - Schedule Of Components Of Income     HTML     69K  
                Taxes In Other Comprehensive Income (Details)                    
170: R131        CORPORATE BORROWINGS - Schedule of Corporate        HTML    101K  
                Borrowings (Details)                                             
109: R132        CORPORATE BORROWINGS - Narrative (Details)          HTML     72K  
33: R133        ACCOUNTS PAYABLE AND OTHER - Schedule of Accounts   HTML     64K 
                Payable and Other Liabilities (Details)                          
147: R134        ACCOUNTS PAYABLE AND OTHER - Schedule of Current    HTML     59K  
                and Non-Current Accounts Payables (Details)                      
166: R135        ACCOUNTS PAYABLE AND OTHER - Narrative (Details)    HTML     61K  
105: R136        ACCOUNTS PAYABLE AND OTHER - Schedule of            HTML     67K  
                Post-Employment Benefits (Details)                               
29: R137        NON-RECOURSE BORROWINGS - Schedule of Repayments    HTML    119K 
                of Property Specific Mortgages (Details)                         
144: R138        NON-RECOURSE BORROWINGS - Narrative (Details)       HTML     59K  
171: R139        NON-RECOURSE BORROWINGS - Schedule of Current and   HTML     59K  
                Non-current property specific mortgages (Details)                
134: R140        NON-RECOURSE BORROWINGS - Schedule of Borrowings    HTML    102K  
                By Currency (Details)                                            
199: R141        NON-RECOURSE BORROWINGS - Schedule of Repayments    HTML    117K  
                on Subsidiary Borrowings (Details)                               
82: R142        NON-RECOURSE BORROWINGS - Schedule of Current and   HTML     58K 
                Non-current Subsidiary Borrowings (Details)                      
55: R143        NON-RECOURSE BORROWINGS - Schedule of Subsidiary    HTML     65K 
                Borrowings By Currency (Details)                                 
132: R144        NON-RECOURSE BORROWINGS NON RECOURSE BORROWINGS -   HTML     58K  
                Schedule of Non-recourse borrowings (Details)                    
197: R145        SUBSIDIARY EQUITY OBLIGATIONS - Schedule of         HTML    101K  
                Subsidiary Equity Obligations (Details)                          
80: R146        SUBSIDIARY EQUITY OBLIGATIONS - Narrative           HTML     88K 
                (Details)                                                        
53: R147        SUBSIDIARY EQUITY OBLIGATIONS - Schedule of         HTML     69K 
                Preferred Equity Units (Details)                                 
130: R148        SUBSIDIARY EQUITY OBLIGATIONS - Schedule of         HTML     97K  
                Subsidiary Preferred Shares (Details)                            
200: R149        SUBSIDIARY PUBLIC ISSUERS AND FINANCE SUBSIDIARY -  HTML     96K  
                Narrative (Details)                                              
163: R150        SUBSIDIARY PUBLIC ISSUERS AND FINANCE SUBSIDIARY -  HTML     89K  
                Schedule Of Summarized Financial Information And                 
                Non-Guarantor Subsidiaries (Details)                             
141: R151        EQUITY - Schedule Of Equity (Details)               HTML     68K  
15: R152        EQUITY - Schedule Of Preferred Equity (Details)     HTML     77K 
89: R153        EQUITY - Schedule Of Series Of Preferred Shares     HTML    190K 
                (Details)                                                        
164: R154        EQUITY - Narrative (Details)                        HTML    156K  
142: R155        EQUITY - Schedule Of Non-Controlling Interests      HTML     63K  
                (Details)                                                        
17: R156        EQUITY - Schedule Of Common Equity (Details)        HTML     71K 
90: R157        EQUITY - Schedule Of Number Of Issued And           HTML     67K 
                Outstanding Common Shares And Unexercised Options                
                (Details)                                                        
162: R158        EQUITY - Schedule Of Authorized Share Capital       HTML     68K  
                (Details)                                                        
143: R159        EQUITY - Schedule Of Basic And Diluted Earnings     HTML     69K  
                Per Share (Details)                                              
58: R160        EQUITY - Schedule Of Expense Recognized For         HTML     64K 
                Share-Based Compensation (Details)                               
85: R161        EQUITY - Schedule Of Options (Details)              HTML    114K 
192: R162        EQUITY - Schedule Using Black-Scholes Module        HTML     88K  
                (Details)                                                        
127: R163        EQUITY - Schedule Of Options to Purchase Class A    HTML    151K  
                Shares (Details)                                                 
60: R164        Revenues - by Type (Details)                        HTML    105K 
87: R165        Revenues - by Timing of Recognition of Revenue      HTML     93K 
                From Contracts With Customers (Details)                          
194: R166        REVENUES - Narrative (Details)                      HTML     77K  
129: R167        REVENUES Revenue - Lease Payment Receivable         HTML     63K  
                (Details)                                                        
62: R168        DIRECT COSTS - Schedule of Lists of Direct Costs    HTML     63K 
                (Details)                                                        
84: R169        Fair Value Changes (Details)                        HTML     65K 
95: R170        DERIVATIVE FINANCIAL INSTRUMENTS - Notional Amount  HTML     68K 
                of Derivative Positions (Details)                                
22: R171        DERIVATIVE FINANCIAL INSTRUMENTS - Foreign          HTML    113K 
                Exchange Contract Derivative Positions (Details)                 
137: R172        DERIVATIVE FINANCIAL INSTRUMENTS - Narrative        HTML     81K  
                (Details)                                                        
160: R173        DERIVATIVE FINANCIAL INSTRUMENTS - Hedge            HTML     84K  
                Classification (Details)                                         
93: R174        DERIVATIVE FINANCIAL INSTRUMENTS - Change in Fair   HTML     73K 
                Value of Derivative Instruments (Details)                        
20: R175        DERIVATIVE FINANCIAL INSTRUMENTS - Notional Amount  HTML    126K 
                of Derivative Instruments Fair Value Through                     
                Profit or Loss (Details)                                         
135: R176        MANAGEMENT OF RISKS ARISING FROM HOLDING FINANCIAL  HTML    106K  
                INSTRUMENTS - Narrative (Details)                                
158: R177        MANAGEMENT OF RISKS ARISING FROM HOLDING FINANCIAL  HTML     86K  
                INSTRUMENTS - Contractual Maturities of Financial                
                Liabilities (Details)                                            
97: R178        CAPITAL MANAGEMENT - Narrative (Details)            HTML     63K 
18: R179        RELATED PARTY TRANSACTIONS RELATED PARTY            HTML     61K 
                TRANSACTIONS - Renumeration of Directors and Other               
                Key Management (Details)                                         
96: R180        RELATED PARTY TRANSACTIONS RELATED PARTY            HTML     57K 
                TRANSACTIONS - Related Party Balances included                   
                within Consolidated Financial Statements (Details)               
23: R181        OTHER INFORMATION - Narrative (Details)             HTML     75K 
139: R182        Subsequent Events Narrative (Details)               HTML     62K  
91: R9999       Uncategorized Items - bam-20191231.xml              HTML     57K 
16: XML         IDEA XML File -- Filing Summary                      XML    386K 
77: EXCEL       IDEA Workbook of Financial Reports                  XLSX    305K 
 9: EX-101.INS  XBRL Instance -- bam-20191231                        XML  17.45M 
11: EX-101.CAL  XBRL Calculations -- bam-20191231_cal                XML    450K 
12: EX-101.DEF  XBRL Definitions -- bam-20191231_def                 XML   3.29M 
13: EX-101.LAB  XBRL Labels -- bam-20191231_lab                      XML   4.49M 
14: EX-101.PRE  XBRL Presentations -- bam-20191231_pre               XML   3.82M 
10: EX-101.SCH  XBRL Schema -- bam-20191231                          XSD    657K 
146: ZIP         XBRL Zipped Folder -- 0001001085-20-000009-xbrl      Zip    982K  


‘EX-99.6’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Exhibit  


Exhibit 99.6
CERTIFICATION PURSUANT TO RULE 13A-14(B)
OR RULE 15D-14 (B) OF THE SECURITIES EXCHANGE
ACT OF 1934 AND SECTION 1350 OF CHAPTER 63 OF TITLE 18
OF THE UNITED STATES CODE
In connection with the Annual Report of Brookfield Asset Management Inc. (the “Company”) on Form 40-F for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Nicholas Goodman, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge:
1.
The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2.
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
Dated: March 26, 2020
 
 
 
 
 
 
 
By:
 
 
 
 
 
 
 
 
 
 
Chief Financial Officer






Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-F’ Filing    Date    Other Filings
Filed as of:3/27/206-K
Filed on:3/26/20
For Period end:12/31/1913F-HR,  13F-HR/A,  4,  6-K
 List all Filings 


18 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/23/21  Brookfield Corp./ON               SUPPL       7/23/21    1:966K                                   Toppan Merrill/FA
 7/23/21  Brookfield Finance I (UK) plc     424B5                  1:974K                                   Toppan Merrill/FA
 7/21/21  Brookfield Corp./ON               SUPPL       7/21/21    1:955K                                   Toppan Merrill/FA
 7/21/21  Brookfield Finance I (UK) plc     424B3                  1:954K                                   Toppan Merrill/FA
 4/09/21  Brookfield Corp./ON               SUPPL       4/09/21    1:608K                                   Toppan Merrill-FA
 4/07/21  Brookfield Corp./ON               SUPPL       4/07/21    1:599K                                   Toppan Merrill-FA
11/19/20  Brookfield Corp./ON               SUPPL      11/19/20    1:742K                                   Toppan Merrill-FA
11/19/20  Brookfield Finance I (UK) plc     424B5                  1:742K                                   Toppan Merrill-FA
11/17/20  Brookfield Corp./ON               SUPPL      11/17/20    1:738K                                   Toppan Merrill-FA
11/17/20  Brookfield Finance I (UK) plc     424B3                  1:738K                                   Toppan Merrill-FA
10/13/20  Brookfield Corp./ON               SUPPL      10/13/20    1:713K                                   Toppan Merrill-FA
10/08/20  Brookfield Corp./ON               SUPPL      10/08/20    1:701K                                   Toppan Merrill-FA
10/06/20  Brookfield Corp./ON               F-10/A                12:2.8M                                   Toppan Merrill-FA
10/06/20  Brookfield Finance LLC            F-3/A                  7:866K                                   Toppan Merrill-FA
 9/29/20  Brookfield Corp./ON               F-10                   5:589K                                   Toppan Merrill-FA
 9/29/20  Brookfield Finance LLC            F-3                    5:588K                                   Toppan Merrill-FA
 9/24/20  Brookfield Finance Inc.           SUPPL       9/24/20    1:526K                                   Toppan Merrill-FA
 9/23/20  Brookfield Finance Inc.           SUPPL       9/23/20    1:525K                                   Toppan Merrill-FA
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Filing Submission 0001001085-20-000009   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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