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AeroVironment Inc – IPO: ‘S-1/A’ on 12/11/06 – ‘EX-4.1’

On:  Monday, 12/11/06, at 6:02am ET   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  950134-6-22859   ·   File #:  333-137658

Previous ‘S-1’:  ‘S-1/A’ on 11/29/06   ·   Next:  ‘S-1/A’ on 12/21/06   ·   Latest:  ‘S-1/A’ on 1/18/07   ·   6 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/11/06  AeroVironment Inc                 S-1/A¶                 5:2.2M                                   RR Donnelley

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 3 to Form S-1                         HTML   1.34M 
 5: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     18K 
 2: EX-1.1      Underwriting Agreement                              HTML    144K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     11K 
 4: EX-23.1     Consent of Experts or Counsel                       HTML      5K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  exv4w1  

 

Exhibit 4.1
(CERTIFICATE)

 



 

AEROVIRONMENT, INC.
     The Corporation is authorized to issue more than one class of stock. The Corporation will furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences, and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation, and the qualifications, limitations or restrictions of such preferences and/or rights.
     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
 C:  C:  C:  C: 
                     
 
  TEN COM     as tenants in common   UNIF GIFT MIN ACT–                        Custodian                     
 
  TEN ENT     as tenants by the entireties            (Cust)                          (Minor)
 
  JT TEN     as joint tenants with right of survivorship and not as tenants
in common
     
under Uniform Gifts to Minors
Act                                         
                     (State)
Additional abbreviations may also be used though not in the above list.
     NOTICE: The signature to this assignment must correspond with the name as written upon the face of the Certificate, in every particular, without alteration or enlargement, or any change whatever.
     For value received,                                                                  hereby sell, assign and transfer unto
     
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
   
 
   
 
   
 
   
 
 
Please print or typewrite name and address, including postal zip code, of assignee
     
 
 
 
   
 
                                                                                                                                                                                       Shares of the Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
     
 
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.
Dated                                         
     
 
 
 
 
Signature(s) Guaranteed:
     
 
 
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.
   
KEEP THIS CERTIFICATE IN A SAFE PLACE, IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION MAY REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/28/23  AeroVironment Inc.                10-K        4/30/23  135:19M                                    Toppan Merrill Bridge/FA
 9/08/22  AeroVironment Inc.                S-3ASR      9/08/22    6:1.2M                                   Toppan Merrill/FA
 6/29/22  AeroVironment Inc.                10-K        4/30/22  135:20M                                    Toppan Merrill Bridge/FA
10/13/21  AeroVironment Inc.                S-8        10/13/21   10:544K                                   Toppan Merrill/FA
 6/29/21  AeroVironment Inc.                10-K        4/30/21  139:18M                                    Toppan Merrill Bridge/FA
12/14/06  SEC                               UPLOAD9/23/17    1:33K  AeroVironment Inc.
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Filing Submission 0000950134-06-022859   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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