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Famous Daves of America Inc – ‘NT 10-Q’ for 9/29/02

On:  Thursday, 11/14/02, at 2:59pm ET   ·   Effective:  11/14/02   ·   For:  9/29/02   ·   Accession #:  950134-2-14410   ·   File #:  0-21625

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/14/02  Famous Daves of America Inc       NT 10-Q     9/29/02    1:8K                                     RR Donnelley

Notice of a Late Filing of a Form 10-Q   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-Q     Notification of Late Filing                            4     14K 

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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 1-12401 NOTIFICATION OF LATE FILING (Check One): [_] Form 10-K and Form 10-KSB [_] Form 11-K [_] Form 20-F [x] Form 10-Q [_] Form N-SAR - For Period Ended: September 29, 2002 [_] Transition Report on Form 10-K [_] Transition Report on Form 20-F [_] Transition Report on Form 11-K [_] Transition Report on Form 10-Q [_] Transition Report on Form N-SAR For the Transition Period Ended:______________________________________ Read attached instruction sheet before preparing form. Please print or type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: ________________________ PART I REGISTRANT INFORMATION Full name of registrant: FAMOUS DAVE'S OF AMERICA, INC. Former name if applicable ------------------------------------------------------------------------------- Address of principal executive office (Street and number) 8091 Wallace Road City, state and zip code Eden Prairie, Minnesota 55344
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PART II RULE 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) | (a) The reasons described in reasonable detail in Part III of this | form could not be eliminated without unreasonable effort or | expense; | | (b) The subject annual report, semi-annual report, transition report | on Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will [x] | be filed on or before the 15th calendar day following the | prescribed due date; or the subject quarterly report or | transition report on Form 10-Q, or portion thereof will be filed | on or before the fifth calendar day following the prescribed due | date; and | | (c) The accountant's statement or other exhibit required by Rule | 12b-25(c) has been attached if applicable. PART III NARRATIVE State below in reasonable detail why the Form 10-K, 11-K, 20-F 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) The Registrant has experienced significant delays in preparing its Form 10-Q for the period ended September 29, 2002, which could not have been avoided without unreasonable effort or expense due to the following factors: (i) After the end of the third quarter, the Company determined that a significant charge against earnings was necessary relating to the impairment of the Company's investment in an unconsolidated subsidiary and the Company encountered significant difficulty and delays in the calculation of the specific amount of such impairment; and (ii) The Company engaged a new independent accounting firm at the end of the third quarter and encountered unusual delays in the process of preparing the Form 10-Q resulting from familiarizing such accounting firm with the Company's personnel, accounting systems, historical transactions, and contractual arrangements. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Kenneth Stanecki (952) 294-1300 --------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number)
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(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [x] Yes [_] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See Footnote #13 to Form 10-Q, filed on November 14, 2002. Famous Dave's of America, Inc. -------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 14, 2002 By: Kenneth J. Stanecki -------------------------------- Kenneth J. Stanecki Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001). GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, DC 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.
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3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T.

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Filed on / Effective on:11/14/02310-Q
For Period End:9/29/0212
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Filing Submission 0000950134-02-014410   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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