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As Of Filer Filing For·On·As Docs:Size Issuer Agent 6/09/06 Currencyshares Canadian Dollar Tr S-1/A 7:370K Capital Systems 01/FA |
Document/Exhibit Description Pages Size
1: S-1/A Pre-Effective Amendment to Registration Statement HTML 44K
(General Form)
2: EX-3.1 Certificate of Formation HTML 11K
3: EX-3.2 Limited Liability Company Agreement HTML 57K
4: EX-4.1 Form of Depositary Trust Agreement HTML 137K
5: EX-4.2 Form of Participant Agreement HTML 91K
6: EX-10.1 Form of Deposit Account Agreement HTML 38K
7: EX-10.2 Form of Sublicense Agreement HTML 36K
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| S-1/A | 2nd “Page” of 4 | TOC | 1st | Previous | Next | ↓Bottom | Just 2nd |
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As filed with the Securities and Exchange Commission on June 8, 2006
Registration No. 333-132363
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
AMENDMENT NO. 1 TO
FORM
S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF
1933
CurrencySharesSM Canadian
Dollar Trust
Sponsored by Rydex Specialized Products LLC,
d/b/a
Rydex Investments
(Exact name of Registrant as specified in its charter)
New York
(State or other jurisdiction of incorporation or organization)
6189
(Primary Standard Industrial Classification Code Number)
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(06-6551776)
9601 Blackwell Road
Suite 500
Rockville, Maryland
20850
Phone: (301) 296-5100
(Address, including
zip code, and telephone number, including area code, of
Registrant’s principal executive
offices)
Carl
G. Verboncoeur
CEO and Treasurer
Rydex
Investments
9601 Blackwell Road
Suite 500
Rockville, Maryland
20850
Phone: (301) 296-5100
(Name, address,
including zip code, and telephone number, including area code, of agent
for service)
Copies to:
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| George
T. Simon, Esq. Foley & Lardner LLP 321 N. Clark Street Suite 2800 Chicago, IL 60610-4764 Phone: (312) 832-4500 Fax: (312) 832-4700 |
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Patrick Daugherty,
Esq. Foley & Lardner LLP One Detroit Center 500 Woodward Ave, Suite 2700 Detroit, MI 48226-3489 Phone: (313) 234-7100 Fax: (313) 234-2800 |
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Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.
If any of the securities being
registered on this Form are to be offered on a delayed or continuous
basis pursuant to Rule 415 under the Securities Act of 1933, check the
following box. ![[X]](/DB/SEC/2006-000/0950/136-0047/22-010.gif "Graphic -- [X] -- xbox.gif"){kind=small}
If this Form is filed to
register additional securities for an offering pursuant to Rule 462(b)
under the Securities Act of 1933, check the following box and list the
Securities Act registration statement number of the earlier effective
registration statement for the same offering.
![[ ]](/DB/SEC/2006-000/0950/136-0047/22-008.gif "Graphic -- [ ] -- ebox.gif"){kind=small}
If this Form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act of
1933, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for
the same offering.
If this Form is a
post-effective amendment filed pursuant to Rule 462(d) under the
Securities Act of 1933, check the following box and list the Securities
Act registration statement number of the earlier effective registration
statement for the same offering.
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Calculation of Registration Fee
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| Title
of each class of securities to be registered |
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Amount to
be registered |
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Proposed maximum offering price per Share (1) |
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Proposed maximum aggregate offering price (1) |
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Amount of registration fee (2) |
| Canadian Dollar Shares | |
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150,000 Shares | |
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$89.69 | |
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$13,452,915 | |
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$1,439.46 |
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| (1) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(d) under the Securities Act of 1933. The initial Shares will each represent 100 Canadian Dollars per Share and will be issued at a per Share price equal to one (1) divided by the Federal Reserve Bank of New York’s Noon Buying Rate, or exchange rate of Canadian Dollars per U.S. Dollar, multiplied by 100. The exchange rate used to calculate the fee is the Noon Buying Rate of 1.1150 Canadian Dollars per U.S. Dollar on June 6, 2006. |
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| (2) | A registration fee in the amount of $1,412.24 was previously paid to the Commission in connection with the registrant’s initial filing of this registration statement on March 17, 2006. This amount has been credited against the registration fee shown in the table as permitted by Rule 457(a). Accordingly, the registrant is paying $27.22 with this filing. |
The Registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said section 8(a), may determine.
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| S-1/A | 3rd “Page” of 4 | TOC | 1st | Previous | Next | ↓Bottom | Just 3rd |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rockville, State of Maryland, on June 8, 2006.
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CURRENCYSHARES CANADIAN DOLLAR TRUST |
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| By: | Rydex Specialized Products LLC Sponsor of the CurrencyShares Canadian Dollar Trust |
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| By: /s/ | Carl G. Verboncoeur
Carl G. Verboncoeur CEO and Treasurer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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| Signature | Capacity | Date | ||
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| /s/ Carl G. Verboncoeur | Director, CEO and Treasurer (principal executive officer) |
June 8, 2006 | ||
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| Carl G. Verboncoeur | ||||
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| * | Director and CFO (principal financial officer and principal accounting officer) |
June 8, 2006 | ||
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| Nick Bonos | ||||
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| * | Director and Secretary | June 8, 2006 | ||
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| Michael Byrum | ||||
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*By: /s/
Carl G. Verboncoeur
Carl G.
Verboncoeur
Attorney-in-Fact
II-1
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Exhibit Index
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| Exhibit Number | |
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Description |
| 3.1 | |
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Certificate of Formation of Rydex Specialized Products LLC |
| 3.2 | |
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Limited Liability Company Agreement of Rydex Specialized Products LLC |
| 4.1 | |
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Form of Depositary Trust Agreement |
| 4.2 | |
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Form of Participant Agreement |
| 5.1 | |
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Opinion of Foley & Lardner LLP as to legality** |
| 8.1 | |
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Opinion of Foley & Lardner LLP as to tax matters** |
| 10.1 | |
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Form of Deposit Account Agreement |
| 10.2 | |
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Sublicense Agreement |
| 23.1 | |
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Consent of Independent Registered Public Accounting Firm** |
| 23.2 | |
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Consents of Foley & Lardner LLP (included in Exhibits 5.1 and 8.1)** |
| 24.1 | |
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Power of Attorney (included on the signature page to this registration statement)* |
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* Previously filed
** To be filed by amendment
II-2
| Referenced-On Page | |||||||||
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| This ‘S-1/A’ Filing | Date | First | Last | Other Filings | |||||
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| Filed as of: | 6/9/06 | 8-A12B | |||||||
| Filed on: | 6/8/06 | 2 | 3 | ||||||
| 6/6/06 | 2 | ||||||||
| 3/17/06 | 2 | ||||||||
| List all Filings | |||||||||