Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1/A Pre-Effective Amendment to Registration Statement 89 554K
(General Form)
2: EX-1.1 Underwriting Agreement 33 164K
3: EX-3.1 Articles of Incorporation 6 30K
4: EX-3.2 Bylaws of Valley National Gases Incorporated 15 72K
5: EX-4.1 Form of Stock Certificate 2 12K
6: EX-5.1 Opinion Re Legality 2 11K
8: EX-10.11 1997 Stock Option Plan 6 32K
7: EX-10.3 Amended and Restated Right of First Refusal 25 83K
Agreement
9: EX-11.1 Calculation of Primary Net Income Per Share 1 9K
10: EX-21.1 Subsidiaries of Registrant 1 5K
11: EX-23.1 Consent of Expert 1 6K
12: EX-27.1 Financial Data Schedule 1 9K
13: EX-27.2 Financial Data Schedule 1 10K
EX-4.1 — Form of Stock Certificate
| EX-4.1 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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[STOCK CERTIFICATE - FRONT]
------- ---------
NUMBER SHARES
VALLEY NATIONAL GASES INCORPORATED
INCORPORATED UNDER THE LAWS SEE REVERSE FOR CERTAIN
OF THE STATE OF PENNSYLVANIA DEFINITIONS
CUSIP 919792 10 1
This Certifies that
SPECIMEN
is the owner of
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, PAR VALUE
$.001, OF
VALLEY NATIONAL GASES INCORPORATED
(herein referred to as the "Corporation"), transferable on the
books of the Corporation by the holder hereof in person or by
duly authorized attorney, upon surrender of this Certificate
properly endorsed. This Certificate and the shares represented
hereby are issued and shall be subject to all of the terms,
conditions and limitations of the Articles of Incorporation
and Bylaws of the Corporation, including all amendments
heretofore or hereafter made to such Articles of Incorporation
or Bylaws, to all of which reference is made hereby and to all of
which the holder asserts by acceptance hereof.
This Certificate is not valid unless countersigned by the
transfer agent and registered by the registrar of the
Corporation.
IN WITNESS WHEREOF, the Corporation has caused facsimile
signatures of its duly authorized officers and its facsimile seal
to be hereunto affixed.
Dated:
[Corporate Seal]
----------------------------- ------------------------
President Secretary
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER & TRUST COMPANY
TRANSFER AGENT AND REGISTRAR
[STOCK CERTIFICATE - BACK]
The Corporation will furnish without charge to each shareholder who so
requests a full statement of the powers, designations, preferences,
limitations and relative rights of each class of stock or series thereof of
the Corporation, and the qualifications, limitations or restrictions of
such preferences and/or rights. Such requests may be made to the
Corporation or to the transfer agent.
ABBREVIATIONS
The following abbreviations, when used in the inscription on the face
of this certificate, shall be construed as though they were written out in
full according to applicable laws or regulations:
[Enlarge/Download Table]
TEN COM - as tenants in common UNIF GIFT MIN ACT - ------- Custodian -------
TEN ENT - as tenants by the (Cust) (Minor)
entireties Under Uniform Gifts to Minors
JT TEN - as joint tenants with Act -----------------------------------------
rights of survivorship (State)
and not as tenants in common
Additional abbreviations may also be used though not in the above list.
FOR VALUE RECEIVED, --------------------------------------- hereby sell,
assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
-----------------------------------
----------------------------------- -----------------------------------------
------------------------------------------------------------------------------
PLEASE PRINT OR TYPE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE
------------------------------------------------------------------------------
------------------------------------------------------------------------Shares
of the Common Stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint
------------------------------------------------------------------------------
to transfer the said Shares on the books of the within named Corporation
with full power of substitution in the premises.
Dated----------------------------- Signature(s):
--------------------------------
--------------------------------
NOTICE: THE SIGNATURE OF THIS
ASSIGNMENT MUST CORRESPOND WITH
THE NAME AS WRITTEN UPON THE FACE
OF THE CERTIFICATE IN EVERY
PARTICULAR, WITHOUT ALTERATION OR
ENLARGEMENT OR ANY CHANGE
WHATEVER.
Signature(s) Guaranteed:
By
THE SIGNATURE(S) MUST BE GUARANTEED BY AN
ELIGIBLE GUARANTOR INSTITUTION, (BANKS,
STOCK BROKERS, SAVINGS AND LOAN ASSOCIATIONS
AND CREDIT UNIONS WITH MEMBERSHIP IN AN
APPROVED SIGNATURE GUARANTEE PROGRAM),
PURSUANT TO S.E.C. RULE 17Ad-15.
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