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Delaware Group Equity Funds IV, et al. – ‘485BPOS’ on 11/26/03 – EX-99

On:  Wednesday, 11/26/03, at 2:53pm ET   ·   Effective:  11/26/03   ·   Accession #:  950116-3-4669   ·   File #s:  33-00442, 811-04413

Previous ‘485BPOS’:  ‘485BPOS’ on 5/7/03   ·   Next:  ‘485BPOS’ on 12/20/04   ·   Latest:  ‘485BPOS’ on 4/1/24   ·   12 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/26/03  Delaware Group Equity Funds IV    485BPOS    11/26/03    8:761K                                   St Ives Financial/FA
          Delaware Group Equity Funds IV

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Four85Bpos.Txt                                       205    987K 
 2: EX-99       Miscellaneous Exhibit -- ex99e1i                      15     63K 
 3: EX-99       Miscellaneous Exhibit -- ex99e1iii                     7     30K 
 4: EX-99       Miscellaneous Exhibit -- ex99g1iii                     2     13K 
 5: EX-99       Miscellaneous Exhibit -- ex99g2i                       2     16K 
 6: EX-99       Miscellaneous Exhibit -- ex99h1i                       2     11K 
 7: EX-99       Miscellaneous Exhibit -- ex99j                         3     12K 
 8: EX-99       Miscellaneous Exhibit -- ex99q                         9     49K 


EX-99   —   Miscellaneous Exhibit — ex99h1i

EX-991st Page of 2TOCTopPreviousNextBottomJust 1st
 

Delaware Investments(sm) --------------- A member of Lincoln Financial Group (r) August 23, 2002 Delaware Service Company, Inc. 2005 Market Street Philadelphia, PA 19103 To Whom It May Concern: Delaware Service Company, Inc. ("DSC") and each of the registered investment companies listed on Schedule A hereto (each a "Fund", and together, the "Funds") have entered into a Shareholder Services Agreement dated as of April 19, 2001 (as amended, supplemented or otherwise modified from time to time, the "Agreement"). Each capitalized term used herein and not otherwise defined shall have the meaning given such term in the Agreement. For good and adequate consideration, the receipt and sufficiency of which are hereby acknowledged, DSC and the Funds hereby agree to amend each Agreement to add a Section 6.1(f) as follows: "(f) Implement and operate the Fund's anti-money laundering program as described in the Fund's Risk Management Procedures, as amended from time to time; consent to and ensure that federal examiners will be able to obtain information and records relating to the Fund's anti-money laundering program and be able to inspect DSC for purposes of such program; and, as necessary, assist the Fund as it periodically monitors the operation of its anti-money laundering program and assesses the effectiveness of the program's procedures and controls." Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect. This letter amendment to the Agreement may be executed by the parties hereto in any number of counterparts, each of which counterparts when so executed shall be an original but all the counterparts taken together shall constitute one and the same instrument. Kindly acknowledge your agreement to the foregoing and intention to be legally bound hereby by signing below in the space provided. Very truly yours, By: Lisa O. Brinkley ----------------------------------- ,on behalf of the Funds listed on Exhibit A Name: Lisa O. Brinkley Title: Senior Vice President AGREED TO AND ACCEPTED this 23rd day of August 2002: DELAWARE SERVICE COMPANY, INC. By:Douglas L. Anderson ----------------------------------------- Name: Douglas L. Anderson Title: Senior Vice President
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Schedule A ---------- Delaware Group Adviser Funds Delaware Group Cash Reserve Delaware Group Equity Funds I Delaware Group Equity Funds II Delaware Group Equity Funds III Delaware Group Equity Funds IV Delaware Group Equity Funds V Delaware Group Foundation Funds Delaware Group Global & International Funds Delaware Group Government Fund Delaware Group Income Funds Delaware Group Limited-Term Government Funds Delaware Group Tax-Free Fund Delaware Pooled Trust Delaware Group State Tax-Free Income Trust Delaware Group Tax-Free Money Fund Delaware VIP Trust Voyageur Insured Funds Voyageur Intermediate Tax-Free Funds Voyageur Investment Trust Voyageur Mutual Funds Voyageur Mutual Funds II Voyageur Mutual Funds III Voyageur Tax-Free Funds

Dates Referenced Herein

Referenced-On Page
This ‘485BPOS’ Filing    Date First  Last      Other Filings
Filed on / Effective on:11/26/03None on these Dates
8/23/021
4/19/011
 List all Filings 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/24  Delaware Group Equity Funds IV    485BPOS     4/01/24    3:34M                                    Pietrzykowski Kris… R/FA
 1/26/24  Delaware Group Equity Funds IV    485BPOS     1/29/24   29:9.9M                                   Digital Publishi… Inc/FA
 7/28/23  Delaware Group Equity Funds IV    485BPOS     7/31/23   21:6.8M                                   Digital Publishi… Inc/FA
 1/30/23  Delaware Group Equity Funds IV    N-14/A      1/27/23    5:2.7M                                   Pietrzykowski Kris… R/FA
 1/27/23  Delaware Group Equity Funds IV    485BPOS     1/30/23   26:8.9M                                   Digital Publishi… Inc/FA
 1/19/23  Delaware Group Equity Funds IV    485BPOS     1/19/23   23:3.9M                                   Digital Publishi… Inc/FA
12/20/22  Delaware Group Equity Funds IV    N-14                   7:2.5M                                   Pietrzykowski Kris… R/FA
10/21/22  Delaware Group Equity Funds IV    485APOS                5:2.7M                                   DG3/FA
 7/29/22  Delaware Group Equity Funds IV    485BPOS     7/29/22   20:6.3M                                   Digital Publishi… Inc/FA
 1/27/22  Delaware Group Equity Funds IV    485BPOS     1/28/22   25:10M                                    Digital Publishi… Inc/FA
 7/28/21  Delaware Group Equity Funds IV    485BPOS     7/29/21   26:7.1M                                   Digital Publishi… Inc/FA
 1/28/21  Delaware Group Equity Funds IV    485BPOS     1/28/21   24:16M                                    Digital Publishi… Inc/FA
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Filing Submission 0000950116-03-004669   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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