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Horing Jeff – ‘4’ for 11/30/01 re: Excelon Corp.

As of:  Wednesday, 2/20/02   ·   For:  11/30/01   ·   Accession #:  950123-2-1721   ·   File #:  0-21041

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/20/02  Horing Jeff                       4          Director    1:11K  Excelon Corp.                     Donnelley … Solutions/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        3     18K 
                Securities by an Insider                                         


Document Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
3Item 1. Name and Address of Reporting Person
"Item 2. Date of Event Requiring Statement
"Item 4. Issuer Name and Ticker or Trading Symbol
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-------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0287 Expires: December 31, 2001 Estimated burden hours per response.....0.5 -------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] CHECK BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(B). -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Horing Jeff -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Insight Capital Partners 680 Fifth Avenue, 8th Floor -------------------------------------------------------------------------------- (Street) New York NY 10019 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol eXcelon Corporation (EXLN) -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Year 11/01 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [ ] Form filed by more than one Reporting Person -------------------------------------------------------------------------------- ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================ [Enlarge/Download Table] --------------------------------------------------------------------------------------------------------------------------- 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) ---------------------------------------------------------------------------------------------------------------------------- Common Stock 10/04/01 P 49,192 (A) $0.71 3,476,630 (I) (1),(2) ---------------------------------------------------------------------------------------------------------------------------- Common Stock 10/04/01 P 12,186 (A) $0.71 3,476,630 (I) (1),(3) ---------------------------------------------------------------------------------------------------------------------------- Common Stock 10/04/01 P 8,622 (A) $0.71 3,476,630 (I) (1),(4) ============================================================================================================================ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
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FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================ [Enlarge/Download Table] 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: /s/ Jeff Horing February 14, 2002 --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to resond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2
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Continuation Page Item 1. Name and Address of Reporting Person Jeff Horing c/o Insight Capital Partners 680 Fifth Avenue, 9th Floor New York, NY 10019 Item 2. Date of Event Requiring Statement November 2001 Item 4. Issuer Name and Ticker or Trading Symbol eXcelon Corporation (EXLN) Explanation of Responses (1) The amounts listed in each row on Table I reflect the beneficial ownership of the Issuer's Common Stock by Insight Capital Partners III, L.P., a Delaware limited partnership, Insight Capital Partners (Cayman) III, L.P., a Cayman Islands limited partnership, and Insight Capital Partners III (Co-Investors), L.P., a Delaware limited partnership. Jeff Horing is a managing member of Insight Venture Associates III, LLC, the sole general partner of Insight Capital Partners III, L.P., Insight Capital Partners (Cayman) III, L.P. and Insight Capital Partners III (Co-Investors), L.P., and a director of the Issuer. Jeff Horing disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, which may not be readily determinable. Additionally, the amounts listed in Table I reflect the beneficial ownership of the Issuer's Common Stock by Insight Venture Management, Inc. Jeff Horing, as President and Director of Insight Venture Management, Inc., and as one of two stockholders of Insight Venture Management, Inc., may be deemed to be the beneficial owner of all 31,292 shares of the Issuer's Common Stock held by Insight Venture Management, Inc. Jeff Horing disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, which consists of 15,646 shares. (2) On October 4, 2001, Insight Capital Partners III, L.P. purchased in the open market 49,192 shares of the Issuer's Common Stock at a price per share of $0.71. (3) On October 4, 2001, Insight Capital Partners (Cayman) III, L.P. purchased in the open market 12,186 shares of the Issuer's Common Stock at a price per share of $0.71. (4) On October 4, 2001, Insight Capital Partners III (Co-Investors), L.P. purchased in the open market 8,622 shares of the Issuer's Common Stock at a price per share of $0.71. 2

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:2/20/023
2/14/022SC 13G/A
12/31/01110-K,  10-K/A,  4,  4/A,  NT 10-K
For Period end:11/30/01
10/4/013
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Filing Submission 0000950123-02-001721   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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