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Citigroup Global Markets Holdings Inc. – ‘8-K’ for 4/7/03

On:  Friday, 4/4/03, at 5:39pm ET   ·   As of:  4/7/03   ·   For:  4/7/03   ·   Accession #:  950123-3-3913   ·   File #:  1-04346-01

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/07/03  Citigroup Global Markets Hol… Inc 8-K:5,7     4/07/03    2:18K                                    RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         4     10K 
 2: EX-99.1     Restated Certificate of Incorporation                  7     24K 


8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 5. Other Events
"Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 7, 2003 --------------------------- Citigroup Global Markets Holdings Inc. (formerly Salomon Smith Barney Holdings Inc.) -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 1-4346 11-2418067 --------------- ----------- ------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 388 Greenwich Street, New York, New York 10013 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 816-6000 -------------------------------------------------------------------------------- (Registrant's telephone number, including area code)
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Citigroup Global Markets Holdings Inc. Current Report on Form 8-K Item 5. Other Events. On April 7, 2003, Citigroup Global Markets Holdings Inc. filed a Restated Certificate of Incorporation with the Secretary of State of the State of New York changing its name from Salomon Smith Barney Holdings Inc. to Citigroup Global Markets Holdings Inc. A copy of the Restated Certificate of Incorporation is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits Exhibit Number -------------- 99.1 Restated Certificate of Incorporation, dated April 7, 2003, filed by Citigroup Global Markets Holdings Inc. with the Secretary of State of the State of New York.
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: April 7, 2003 CITIGROUP GLOBAL MARKETS HOLDINGS INC. By: /s/ Mark I. Kleinman --------------------------------------- Name: Mark I. Kleinman Title: Executive Vice President and Treasurer
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EXHIBIT INDEX Exhibit Number 99.1 Restated Certificate of Incorporation, dated April 7, 2003, filed by Citigroup Global Markets Holdings Inc. with the Secretary of State of the State of New York.

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed as of / For Period End:4/7/0314424B2
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Filing Submission 0000950123-03-003913   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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