Initial Public Offering (IPO): Registration of Additional Securities — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1MEF Affiliated Managers Group, Inc. 4 19K
2: EX-5.1 Opinion of Goodwin, Proctor & Hoar LLP 2 11K
3: EX-23.2 Consent of Coopers & Lybrand LLP/Boston 1 6K
4: EX-23.3 Consent of Coopers & Lybrand LLP/Chicago 1 6K
5: EX-23.4 Consent of Coopers & Lybrand LLP/New York 1 6K
6: EX-23.5 Consent of Kpmg Peat Marwick LLP 1 5K
S-1MEF — Affiliated Managers Group, Inc.
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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 20, 1997
REGISTRATION STATEMENT NO.
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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AFFILIATED MANAGERS GROUP, INC.
(Exact name of Registrant as specified in its charter)
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DELAWARE 6719 04-32-18510
(State or other jurisdiction (Primary Standard Industrial (I.R.S. Employer
of incorporation or organization) Classification Code Number) Identification No.)
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TWO INTERNATIONAL PLACE, 23RD FLOOR
BOSTON, MASSACHUSETTS 02110
(617) 747-3300
(Address, including zip code, and telephone number, including area code, of
Registrant's principal executive office)
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WILLIAM J. NUTT
PRESIDENT AND CHIEF EXECUTIVE OFFICER
AFFILIATED MANAGERS GROUP, INC.
TWO INTERNATIONAL PLACE, 23RD FLOOR
BOSTON, MASSACHUSETTS 02110
(617) 747-3300
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
------------------------
COPIES TO:
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MARTIN CARMICHAEL III, P.C. DAVID B. HARMS, ESQ.
GOODWIN, PROCTER & HOAR LLP SULLIVAN & CROMWELL
Exchange Place 125 Broad Street
Boston, Massachusetts 02109 New York, New York 10004
(617) 570-1000 (212) 558-4000
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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as
practicable after the Registration Statement becomes effective.
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If any of the securities being registered on this Form are to be offered on
a delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, check the following box. [ ]
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration number of the earlier effective
registration statement for the same offering. [X] File No. 333-34679
If this Form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ] ______________
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
CALCULATION OF REGISTRATION FEE
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PROPOSED MAXIMUM
TITLE OF EACH CLASS OF AGGREGATE AMOUNT OF
SECURITIES TO BE REGISTERED(1) OFFERING PRICE(2) REGISTRATION FEE
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Common Stock, $.01 par value............................... $17,537,500 $5,315
===================================================================================================================
(1) The shares of Common Stock are not being registered for the purpose of
offers or sales outside the United States.
(2) Includes shares of Common Stock which the Underwriters have the option to
purchase solely to cover overallotments, if any.
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
The contents of the Registration Statement filed by Affiliated Managers
Group, Inc. with the Securities and Exchange Commission (File No. 333-34679)
pursuant to the Securities Act of 1933, as amended, including the exhibits
thereto, are incorporated by reference into this Registration Statement.
2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
has duly caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of
Massachusetts, on November 20, 1997.
AFFILIATED MANAGERS GROUP, INC.
By: /s/ WILLIAM J. NUTT
----------------------------------
WILLIAM J. NUTT
PRESIDENT, CHIEF EXECUTIVE OFFICER
AND CHAIRMAN OF THE BOARD OF
DIRECTORS
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the dates indicated.
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SIGNATURES TITLE DATE
----------------------------------- ---------------------------------- -----------------
/s/ WILLIAM J. NUTT President, Chief Executive Officer November 20, 1997
----------------------------------- and Chairman of the Board of
WILLIAM J. NUTT Directors (Principal Executive
Officer)
* Senior Vice President (Principal November 20, 1997
----------------------------------- Financial Officer and Principal
BRIAN J. GIRVAN Accounting Officer)
* Director November 20, 1997
-----------------------------------
RICHARD E. FLOOR
* Director November 20, 1997
-----------------------------------
ROGER B. KAFKER
* Director November 20, 1997
-----------------------------------
P. ANDREWS MCLANE
* Director November 20, 1997
-----------------------------------
W.W. WALKER, JR.
Director November 20, 1997
-----------------------------------
JOHN M.B. O'CONNOR
*By: /s/ NATHANIEL DALTON
--------------------------------------------
NATHANIEL DALTON, ATTORNEY-IN-FACT
EXHIBIT INDEX
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5.1 Opinion of Goodwin, Procter & Hoar LLP as to the legality of the securities
being offered
23.1 Consent of Counsel (included in Exhibit 5.1 hereto)
23.2 Consent of Coopers & Lybrand L.L.P. (Boston)
23.3 Consent of Coopers & Lybrand L.L.P. (Chicago)
23.4 Consent of Coopers & Lybrand L.L.P. (New York)
23.5 Consent of KPMG Peat Marwick LLP
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
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| This ‘S-1MEF’ Filing | | Date | | First | | Last | | | Other Filings |
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| |  |
| | 11/21/97 |
| Filed on / Effective on: | | 11/20/97 | | 1 | | 3 | | | S-1/A |
| List all Filings |
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