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PPL Corp – ‘8-K’ for 11/12/97

As of:  Monday, 11/17/97   ·   For:  11/12/97   ·   Accession #:  950120-97-305   ·   File #:  1-11459

Previous ‘8-K’:  ‘8-K’ on / for 10/24/97   ·   Next:  ‘8-K’ on / for 12/12/97   ·   Latest:  ‘8-K’ on / for 5/3/24   ·   6 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/17/97  PPL Corp                          8-K:5,7    11/12/97    5:490K                                   Thelen LLP/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K of PP&L Resources, Inc.                       5     14K 
 2: EX-1        Underwriting Agreement                                79    256K 
 3: EX-4        Exhibit 4.1                                           81±   370K 
 4: EX-4        Exhibit 4.2                                            8     29K 
 5: EX-4        Exhibit 4.3                                           42±   158K 


8-K   —   Form 8-K of PP&L Resources, Inc.
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 5. Other Events
"Item 7. Financial Statements, Pro Forma Financial Information
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 1997 PP&L RESOURCES, INC. -------------------- (Exact Name of Registrant as Specified in Its Charter) Pennsylvania 1-11459 23-2758192 ------------ ------- ---------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) Two North Ninth Street, Allentown, Pennsylvania 18101-1179 ---------------------------------------------------------- (Address of principal executive offices) Registrant's Telephone Number, including Area Code: (610) 774-5151 --------------
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ITEM 5. OTHER EVENTS ------------ On November 12, 1997, PP&L Resources, Inc. (the "Company") entered in to a Distribution Agreement among the Company, PP&L Capital Funding, Inc. ("PP&L Capital Funding"), Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Chicago Capital Markets, Inc., Goldman, Sachs & Co. and Morgan Stanley & Co. Incorporated, for the distribution, from time to time, of up to $400,000,000 aggregate principal amount of Medium-Term Notes, Series A (the "Notes") of PP&L Capital Funding. Such Notes will be unconditionally guaranteed as to payment of principal, premium, if any, and interest by the Company. The Notes will be issued and sold pursuant to an Indenture, dated as of November 1, 1997, among the Company, PP&L Capital Funding and The Chase Manhattan Bank, as Trustee (the "Indenture"), as supplemented by Supplemental Indenture No. 1, dated as of the same date (the "Supplemental Indenture No. 1"). Such Distribution Agreement, Indenture, Supplemental Indenture No. 1 and an Officers' Certificate establishing the forms and certain terms of the Notes are attached hereto as exhibits to this Current Report on Form 8-K and are incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION ----------------------------------------------------- AND EXHIBITS ------------ (c) Exhibits (1) Distribution Agreement, dated November 12, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc., Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Chicago Capital Markets, Inc., Goldman, Sachs & Co. and Morgan Stanley & Co. Incorporated. (4.1) Indenture, dated as of November 1, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc. and The Chase Manhattan Bank, as Trustee. (4.2) Supplemental Indenture No. 1, dated as of November 1, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc. and The Chase Manhattan Bank, as Trustee.
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(4.3) Officers' Certificate establishing the forms and terms of the Medium- Term Notes, Series A.
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SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PP&L Resources, Inc. Date: November 14, 1997 By: /s/ R.E. Hill ------------------------------- R.E. Hill Senior Vice President-Financial
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EXHIBIT INDEX Exhibit Description ------- ----------- 1 Distribution Agreement, dated November 12, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc., Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Chicago Capital Markets, Inc., Goldman, Sachs & Co. and Morgan Stanley & Co. Incorporated. 4.1 Indenture, dated as of November 1, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc. and The Chase Manhattan Bank, as Trustee. 4.2 Supplemental Indenture No. 1, dated as of November 1, 1997, among PP&L Resources, Inc., PP&L Capital Funding, Inc. and The Chase Manhattan Bank, as Trustee. 4.3 Officers' Certificate establishing the forms and terms of the Medium- Term Notes, Series A.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
11/19/97424B2
Filed on:11/17/97
11/14/974
For Period End:11/12/9715424B5
11/1/9725
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/24  PPL Corp.                         S-3ASR      2/16/24   17:969K                                   Donnelley … Solutions/FA
 2/16/24  PPL Corp.                         10-K       12/31/23  135:50M
 2/17/23  PPL Corp.                         10-K       12/31/22  139:53M
 2/18/22  PPL Corp.                         10-K       12/31/21  146:52M
 2/19/21  PPL Corp.                         S-3ASR      2/19/21   16:892K                                   Donnelley … Solutions/FA
 2/18/21  PPL Corp.                         10-K       12/31/20  146:110M
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Filing Submission 0000950120-97-000305   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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