Registration of Additional Securities — Form S-3
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-3MEF Registration Statement on Form S-3 4 20K
2: EX-5 Opinion of W. David Romoser 2 9K
3: EX-23.1 Consent of Ernst & Young LLP 1 6K
4: EX-23.2 Consent of Latimore Black Morgan & Cain, Pc 1 7K
S-3MEF — Registration Statement on Form S-3
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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 8, 2002
REGISTRATION NO. 333-
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
------------------------------------
A. O. SMITH CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE 39-061970
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
11270 WEST PARK PLACE
MILWAUKEE, WI 53224-9508
(414) 359-4000
(Address, including zip code, and telephone number, including area code,
of registrant's principal executive offices)
-------------------------------------
W. DAVID ROMOSER, ESQ.
VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE, WI 53224-9508
TELEPHONE: (414) 359-4000
FACSIMILE: (414) 359-4143
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
-------------------------------------
with a copy to:
PATRICK G. QUICK, ESQ. TOD B. LINSTROTH, ESQ.
FOLEY & LARDNER GEOFFREY R. MORGAN, ESQ.
777 EAST WISCONSIN AVENUE GREGORY J. LYNCH, ESQ.
MILWAUKEE, WISCONSIN 53202 MICHAEL BEST & FRIEDRICH LLP
TELEPHONE: (414) 271-2400 ONE SOUTH PINCKNEY STREET
FACSIMILE: (414) 297-4900 MADISON, WI 53701-1806
TELEPHONE: (608) 257-3501
FACSIMILE: (608) 283-2275
-------------------------------------
APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as
practicable after this Registration Statement becomes effective.
If the only securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, please check the following
box. [ ]
If any of the securities being registered on this Form are to be offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, other than securities offered only in connection with dividend or interest
reinvestment plans, please check the following box. [ ]
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. [X] 333-86074
If this Form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ]
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
CALCULATION OF REGISTRATION FEE
[Enlarge/Download Table]
===================================================================================================================================
TITLE OF EACH CLASS OF AMOUNT TO BE PROPOSED MAXIMUM OFFERING PROPOSED MAXIMUM AGGREGATE AMOUNT OF
SECURITIES TO BE REGISTERED REGISTERED PRICE PER SHARE OFFERING PRICE REGISTRATION FEE
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock, $1 par value...... 751,065 shares $28.25 $21,217,586.25 $1,953
===================================================================================================================================
-------------------------------------
THIS REGISTRATION STATEMENT SHALL BECOME EFFECTIVE UPON FILING WITH THE
SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH RULE 462(b) UNDER THE
SECURITIES ACT OF 1933.
================================================================================
EXPLANATORY NOTE
This Registration Statement is being filed pursuant to Rule 462(b) and
General Instruction IV of Form S-3, both as promulgated under the Securities Act
of 1933. The contents of the Registration Statement on Form S-3 (Registration
No. 333-86074), including Amendment No. 1 and the exhibits thereto, filed by A.
O. Smith Corporation with the Securities and Exchange Commission, which was
declared effective on May 7, 2002, are incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-3 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Milwaukee, State of Wisconsin, on May 8, 2002.
A. O. SMITH CORPORATION
By:/s/ Robert J. O'Toole
-----------------------------------------
Robert J. O'Toole
Chairman of the Board, President and
Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons on behalf of the
Registrant and in the capacities and on the date indicated.
[Enlarge/Download Table]
Signature Title Date
--------- ----- ----
/s/ Robert J. O'Toole Chairman of the Board of Directors, President and May 8, 2002
------------------------------------ Chief Executive Officer and Director (Principal
Robert J. O'Toole Executive Officer)
/s/ Kenneth W. Krueger Senior Vice President and Chief Financial Officer May 8, 2002
------------------------------------ (Principal Financial Officer)
Kenneth W. Krueger
/s/ John J. Kita Vice President, Treasurer and Controller May 8, 2002
------------------------------------ (Principal Accounting Officer)
John J. Kita
* Director May 8, 2002
------------------------------------
Glen R. Bomberger
* Director May 8, 2002
------------------------------------
Ronald D. Brown
* Director May 8, 2002
------------------------------------
William F. Buehler
* Director May 8, 2002
------------------------------------
Kathleen J. Hempel
* Director May 8, 2002
------------------------------------
Agnar Pytte
* Director May 8, 2002
------------------------------------
Bruce M. Smith
* Director May 8, 2002
------------------------------------
Mark D. Smith
*By:/s/ Kenneth W. Krueger
--------------------------------
Kenneth W. Krueger
Attorney-in-fact
S-1
EXHIBIT INDEX
EXHIBIT
NUMBER DOCUMENT DESCRIPTION
------ --------------------
(5) Opinion of W. David Romoser, Vice President, General Counsel and
Secretary of the Registrant (including consent of counsel).
(23.1) Consent of Ernst & Young LLP.
(23.2) Consent of Lattimore Black Morgan & Cain, PC.
(23.3) Consent of W. David Romoser, Vice President, General Counsel and
Secretary of the Registrant (filed as part of Exhibit (5)).
(24) Powers of Attorney [Incorporated by reference to Exhibit 24 to
the Company's Registration Statement on Form S-3 (Reg. No.
333-86074)].
E-1
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
|---|
| This ‘S-3MEF’ Filing | | Date | | First | | Last | | | Other Filings |
|---|
| |  |
| Filed on / Effective on: | | 5/8/02 | | 1 | | 3 | | | 424B4 |
| | 5/7/02 | | 2 |
| List all Filings |
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