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Arch Capital Group Ltd. – ‘8-K’ for 6/11/21 – ‘EX-4.4’

On:  Friday, 6/11/21, at 4:38pm ET   ·   For:  6/11/21   ·   Accession #:  947484-21-78   ·   File #:  1-16209

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/11/21  Arch Capital Group Ltd.           8-K:5,8,9   6/11/21   17:927K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     87K 
 3: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     13K 
 4: EX-4.3      Instrument Defining the Rights of Security Holders  HTML    226K 
 5: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     19K 
 6: EX-5.1      Opinion of Counsel re: Legality                     HTML     22K 
 7: EX-5.2      Opinion of Counsel re: Legality                     HTML     14K 
13: R1          Document and Entity Information Cover               HTML     59K 
15: XML         IDEA XML File -- Filing Summary                      XML     14K 
12: XML         XBRL Instance -- acgl-20210611_htm                   XML     32K 
14: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 9: EX-101.DEF  XBRL Definitions -- acgl-20210611_def                XML     22K 
10: EX-101.LAB  XBRL Labels -- acgl-20210611_lab                     XML     93K 
11: EX-101.PRE  XBRL Presentations -- acgl-20210611_pre              XML     46K 
 8: EX-101.SCH  XBRL Schema -- acgl-20210611                         XSD     13K 
16: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
17: ZIP         XBRL Zipped Folder -- 0000947484-21-000078-xbrl      Zip     92K 


‘EX-4.4’   —   Instrument Defining the Rights of Security Holders


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Exhibit 4.4


UNLESS THIS RECEIPT IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), NEW YORK, NEW YORK, TO ARCH CAPITAL GROUP LTD. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY RECEIPT ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO., OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.
TRANSFERS OF THIS GLOBAL RECEIPT SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO NOMINEES OF DTC OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSOR’S NOMINEE AND TRANSFERS OF PORTIONS OF THIS GLOBAL RECEIPT SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN THE DEPOSIT AGREEMENT REFERRED TO BELOW.
IN CONNECTION WITH ANY TRANSFER, THE HOLDER WILL DELIVER TO THE REGISTRAR AND TRANSFER AGENT SUCH CERTIFICATES AND OTHER INFORMATION AS SUCH REGISTRAR AND TRANSFER AGENT MAY REQUIRE TO CONFIRM THAT THE TRANSFER COMPLIES WITH THE FOREGOING RESTRICTIONS.
Certificate Number: A-1    Number of Depositary Shares: 20,000,0000    CUSIP/ISIN NO.: 03939A 404 /         US03939A4040
ARCH CAPITAL GROUP LTD.
RECEIPT FOR DEPOSITARY SHARES
Each Representing a 1/1,000
th Interest in a Share of
5.45% Non-Cumulative Preferred Shares, Series G
(par value $0.01 per share)
(liquidation preference $25,000 per share)
American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Depositary”), hereby certifies that CEDE & CO. is the registered owner of 20,000,000 depositary shares ($500,000,000 aggregate liquidation preference) (“Depositary Shares”), each Depositary Share representing a 1/1,000th interest in a share of 4.550% Non-Cumulative Preferred Shares, Series G, $0.01 par value per share and liquidation preference of $25,000 per share of Arch Capital Group Ltd., a Bermuda public company limited by shares (the “Company”), on deposit with the Depositary, subject to the terms and entitled to the benefits of the Deposit Agreement, dated July 11, 2021 (the “Deposit Agreement”), among the Company and the Depositary, as Registrar and Transfer Agent and as Dividend Disbursing Agent and Redemption Agent (each term as defined in the Deposit Agreement) and the holders from time to time of Receipts for Depositary Shares. By accepting this Receipt, the holder hereof becomes a party to and agrees to be bound by all the terms and conditions of the Deposit Agreement. This Receipt shall not be valid or obligatory for any purpose or entitled to any benefits under the Deposit Agreement unless it shall have been executed by the Depositary by the manual or facsimile signature of a duly authorized officer or, if a Registrar in respect of the Receipts (other than the Depositary) shall have been appointed, by the manual signature of a duly authorized officer of such Registrar.




Dated: June 11, 2021
 
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Depositary
   
/s/ Michael Legregin
  Name:Michael Legregin
  Title:Senior Vice President
2


[FORM OF REVERSE OF RECEIPT]
The following abbreviations when used in the instructions on the face of this receipt shall be construed as though they were written out in full according to applicable laws or regulations.
TEN COM - as tenant in common    UNIF GIFT MIN ACT     
    Custodian     
(Cust)    (Minor)
TEN ENT - as tenants by the entireties    Under Uniform Gifts to Minors Act
JT TEN - as joint tenants with right of survivorship         
and not as tenants in common    (State)
Additional abbreviations may also be used though not in the above list.
ASSIGNMENT
For value received,    hereby sell(s), assign(s) and transfer(s) unto
PLEASE INSERT SOCIAL SECURITY OR
OTHER IDENTIFYING NUMBER OF ASSIGNEE, AS APPLICABLE
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS
INCLUDING POSTAL ZIP CODE OF ASSIGNEE
    Depositary Shares represented by the within Receipt, and do hereby irrevocably constitute and appoint
    Attorney to transfer the said Depositary Shares on the books of the within named Depositary with full power of substitution in the premises.
Dated
NOTICE: The signature to the assignment must correspond with the name as written upon the face of this Receipt in every particular, without alteration or enlargement or any change whatever.
SIGNATURE GUARANTEED
NOTICE: The signature(s) should be guaranteed by an eligible guarantor institution (banks, stockbrokers, savings and loan associations, and credit unions with membership in an approved signature guarantee medallion program), pursuant to Rule 17Ad-15 under the Securities Exchange Act of 1934.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
7/11/21
Filed on / For Period end:6/11/218-A12B,  CERT
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  Arch Capital Group Ltd.           10-K       12/31/23  166:34M
11/15/23  Arch Capital Group Ltd.           S-3ASR     11/15/23    9:656K
 5/16/23  Arch Capital Group Ltd.           S-8         5/16/23    6:140K
 2/24/23  Arch Capital Group Ltd.           10-K       12/31/22  164:39M
 5/27/22  Arch Capital Group Ltd.           S-8         5/27/22    6:140K
 2/25/22  Arch Capital Group Ltd.           10-K       12/31/21  170:41M
 8/05/21  Arch Capital Group Ltd.           10-Q        6/30/21   91:21M
 6/11/21  Arch Capital Group Ltd.           8-A12B                 1:33K
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Filing Submission 0000947484-21-000078   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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