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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/22/23 5E Advanced Materials, Inc. 8-K:8 11/20/23 12:218K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 45K 2: EX-99.1 Miscellaneous Exhibit HTML 20K 7: R1 Document And Entity Information HTML 50K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- feam-20231120_htm XML 18K 9: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 5: EX-101.DEF XBRL Definitions -- feam-20231120_def XML 39K 6: EX-101.LAB XBRL Labels -- feam-20231120_lab XML 49K 3: EX-101.PRE XBRL Presentations -- feam-20231120_pre XML 38K 4: EX-101.SCH XBRL Schema -- feam-20231120 XSD 12K 11: JSON XBRL Instance as JSON Data -- MetaLinks 14± 21K 12: ZIP XBRL Zipped Folder -- 0000950170-23-065730-xbrl Zip 22K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i November 20, 2023 |
i 5E ADVANCED MATERIALS, INC.
(Exact name of Registrant as Specified in Its Charter)
i Delaware |
i 87-3426517 |
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(State or Other Jurisdiction |
(Commission File Number) |
(IRS Employer |
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i 9329 Mariposa Road, Suite 210 |
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i Hesperia, i California |
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i 92344 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
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Registrant’s Telephone Number, Including Area Code: i (442) i 221-0225 |
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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i Common Stock |
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i FEAM |
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i The Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☒
Item 8.01 Other Events.
On November 20, 2023, 5E Advanced Materials, Inc. (the "Company") received authorization to begin the in-situ mining process from the Environmental Protection Agent. The Company has satisfied the conditions relating to its Underground Injection Control permit to enable production of boron and lithium in Southern California.
On November 22, 2023, the Company issued a press release (the “Press Release”) announcing the approval. A copy of the Press Release is attached hereto as Exhibit 99.1.
Forward-Looking Statements
The information in the this Form 8-K and the attached Press Release includes “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, as amended. All statements other than statements of historical fact included in the Press Release regarding our business strategy, plans, goal, and objectives are forward-looking statements. When used in this Press Release, the words “believe,” “project,” “expect,” “anticipate,” “estimate,” “intend,” “budget,” “target,” “aim,” “strategy,” “estimate,” “plan,” “guidance,” “outlook,” “intent,” “may,” “should,” “could,” “will,” “would,” “will be,” “will continue,” “will likely result,” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain such identifying words. These forward-looking statements are based on 5E’s current expectations and assumptions about future events and are based on currently available information as to the outcome and timing of future events. We caution you that these forward-looking statements are subject to all of the risks and uncertainties, most of which are difficult to predict and many of which are beyond our control, incident to the extraction of the critical materials we intend to produce and advanced materials production and development. These risks include, but are not limited to: our limited operating history in the borates and lithium industries and no revenue from our proposed extraction operations at our properties; our need for substantial additional financing to execute our business plan and our ability to access capital and the financial markets; our status as an exploration stage company dependent on a single project with no known Regulation S-K 1300 mineral reserves and the inherent uncertainty in estimates of mineral resources; our lack of history in mineral production and the significant risks associated with achieving our business strategies, including our downstream processing ambitions; our incurrence of significant net operating losses to date and plans to incur continued losses for the foreseeable future; risks and uncertainties relating to the development of the Fort Cady project, including our ability to timely and successfully complete our Small Scale Boron Facility; our ability to obtain, maintain and renew required governmental permits for our development activities, including satisfying all mandated conditions to any such permits; and other risks. Should one or more of these risks or uncertainties occur, or should underlying assumptions prove incorrect, our actual results and plans could differ materially from those expressed in any forward-looking statements. No representation or warranty (express or implied) is made as to, and no reliance should be place on, any information, including projections, estimates, targets, and opinions contained herein, and no liability whatsoever is accepted as to any errors, omissions, or misstatements contained herein. You are cautioned not to place undue reliance on any forward-looking statements, which speak only as to the date of this Press Release.
The information furnished pursuant to Exhibit 99.1 in this Item 8.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
Item 9.01 Financial Statements and Exhibits.
Exhibit Number |
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Description |
99.1 |
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104 |
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Cover Page Interactive Data File (embedded with the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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5E Advanced Materials, Inc. |
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Date: |
By: |
/s/ Paul Weibel |
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Paul Weibel, Chief Financial Officer |
| This ‘8-K’ Filing | Date | Other Filings | ||
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| Filed on: | 11/22/23 | None on these Dates | ||
| For Period end: | 11/20/23 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/28/24 5E Advanced Materials, Inc. 424B5 1:337K Donnelley … Solutions/FA 2/28/24 5E Advanced Materials, Inc. 424B3 1:236K Donnelley … Solutions/FA 2/23/24 5E Advanced Materials, Inc. S-3/A 10:379K Donnelley … Solutions/FA 2/20/24 5E Advanced Materials, Inc. S-3/A 10:333K Donnelley … Solutions/FA 2/02/24 5E Advanced Materials, Inc. S-3/A 10:377K Donnelley … Solutions/FA 2/02/24 5E Advanced Materials, Inc. S-3/A 10:333K Donnelley … Solutions/FA 1/29/24 5E Advanced Materials, Inc. S-3 11:417K Donnelley … Solutions/FA 12/20/23 5E Advanced Materials, Inc. S-3 11:347K Donnelley … Solutions/FA |