BBCN Bancorp Inc – ‘S-4EF/A’ on 12/5/00 – EX-4.1

On:  Tuesday, 12/5/00, at 5:07pm ET   ·   Accession #:  950148-0-2469   ·   File #:  333-50126

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Pre-Effective Amendment to Registration of Securities Issued in a Business-Combination Transaction Forming a Bank, Savings & Loan or Holding Company   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4EF/A     Pre-Effective Amendment #1 to Form S-4               193    837K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders     2      9K 
 3: EX-5.1      Opinion re: Legality                                   2     11K 
 4: EX-8.1      Opinion re: Tax Matters                                4     15K 
 5: EX-10.2     Material Contract                                      9     38K 
 6: EX-99.1     Miscellaneous Exhibit                                  2      8K 

EX-4.1   —   Instrument Defining the Rights of Security Holders

EX-4.1
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                                                                   EXHIBIT 4.1

                                                             CUSIP 63080P 10 5

 [LOGO APPEARS HERE]

NARA BANCORP, INC.

COMMON STOCK, $0.001 PAR VALUE PER SHARE

 LOS ANGELES, CALIFORNIA

(INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE)

        This certifies that ___________________________________________ is the
owner of ______________________ FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON  
STOCK, $0.001 PAR VALUE PER SHARE, OF NARA BANCORP, INC., hereinafter called the
"Corporation," transferable only on the books of the Corporation by the holder  
hereof in person or by duly authorized attorney upon the surrender of this      
certificate properly endorsed.                                                  

       The amount of the Common Stock of the Corporation is set forth on the
books of the Corporation and the par value of the shares of Common Stock of the 
Corporation is as set forth in the Certificate of Incorporation of the          
Corporation, which Certificate of Incorporation and any and all amendments      
thereto are on file at the office of the Corporation and are hereby expressly   
incorporated herein by reference and to all of which the holder by acceptance   
here, hereby agrees and assents. This certificate is not valid until            
countersigned and registered by the Transfer Agent and Registrar of the         
Corporation.                                                                    

IN WITNESS WHEREOF the said Corporation has caused this certificate to be       
endorsed by the facsimile signatures of its duly authorized officers, and the   
facsimile of its corporate seal.                                                

Dated:                                                                          
-----------------------                                           

------------------------------             --------------------------------     
Bon T. Goo                                 Benjamin B. Hong                     
Secretary                                  President and Chief Executive Officer

[Corporate Seal]        

Countersigned and Registered:   
                     U.S. STOCK TRANSFER CORPORATION            Transfer Agent
                                                               and Registrar

By:                             
  ----------------------------
Authorized Signature

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EX-4.1
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NARA BANCORP, INC.

The following abbreviations, when used in the inscription on the face of this   
certificate, shall be construed as though they were written out in full         
according to applicable laws or regulations:                                    

TEN COM  -        as tenants in common      
  TEN ENT  -        as tenants in the entireties
                 JT TEN   -        as joint tenants with right of survivorship
                    and not as tenants in common

UNIF GIFT MIN ACT ________________ Custodian  ____________  
          (Cust)                     (Minor)
         under Uniform Gifts to Minors Act

        --------------
         (State)

UNIF GIFT MIN ACT ________________ Custodian  ____________  
          (Cust)                     (Minor)
         under Uniform Gifts to Minors Act

        --------------
         (State)
Additional abbreviations may be used thought not in the above list.     

FOR VALUE RECEIVED,  _____________________ hereby sell, assign and transfer unto

_______________________________________________________________________________ 
PLEASE INSERT SOCIAL SECURITY NO. OR OTHER IDENTIFYING NUMBER OF ASSIGNEE       

_______________________________________________________________________________ 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE)

_______________________________________________________________________________ 
Shares of the common stock represented by the within Certificate, and do hereby 
irrevocably constitute and appoint _____________________________________________

_______________________________________________________________________________ 
Attorney to transfer the said stock on the books of the within named            
Corporation, with all power of substitution in the premises.                    

DATED:  ______________________                                                  

                                       X _____________________________________

                                       X _____________________________________

                                        NOTICE: THE SIGNATURE TO THIS ASSIGNMENT
                                   MUST CORRESPOND WITH THE NAME(S) AS
                                        WRITTEN UPON THE FACE OF THE CERTIFICATE
                                        IN EVERY PARTICULAR  WITHOUT  ALTERATION
                                       OR ENLARGEMENT OR ANY CHANGE WHATSOEVER

Signature(s) Guaranteed:                                                        

------------------------------------                                            

THE SIGNATURE(S) SHOULD BE GUARANTEED                                           
BY AN ELIGIBLE GUARANTOR INSTITUTION                                            
(BANKS, STOCKBROKERS, SAVINGS AND LOAN                                          
ASSOCIATIONS, AND CREDIT UNIONS WITH                                            
MEMBERSHIP IN AN APPROVED SIGNATURE                                             
GUARANTEE MEDALLION PROGRAM) PURSUANT                                           
TO S.E.C. RULE 17Ad-15.                                                         

2 

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘S-4EF/A’ Filing		Date		First		Last			Other Filings
Filed on:		12/5/00							None on these Dates
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